Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Maiden Holdings, Ltd.MHLD · Entity 9531 | Director | December 15, 2020 | December 23, 2020 |
| OCTAVE SPECIALTY GROUP INCOSG · Entity 6308 | Director · Chief Executive Officer | October 03, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Maiden Holdings, Ltd.
Report date December 15, 2020 · Filed December 23, 2020
This filing explicitly reported no securities owned.
OCTAVE SPECIALTY GROUP INC
Report date October 03, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,080,463 |
Reported balance
After 2026-10-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-03 · Exercise / conversion · Acquired 15,229 · Balance 1,080,463 F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,072,042 |
Reported balance
After 2026-10-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-03 · Tax withholding · Disposed 8,421 · Balance 1,072,042 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Common StockSEC Table I · non-derivative | Direct | 1,083,670 |
Reported balance
After 2026-10-03 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-03 · Exercise / conversion · Acquired 11,628 · Balance 1,083,670 F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,072,032 |
Reported balance
After 2026-10-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-10-03 · Tax withholding · Disposed 11,638 · Balance 1,072,032 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 465,603 |
Reported balance
After 2026-10-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-03 · Exercise / conversion · Disposed 15,229 · Balance 465,603 F3: Each RSU represents a contingent right to receive one share of the Company's common stock. F4: Represents the aggregate amount of RSUs that vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 232,787 |
Reported balance
After 2026-10-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-03 · Exercise / conversion · Disposed 232,816 · Balance 232,787 F3: Each RSU represents a contingent right to receive one share of the Company's common stock. F4: Represents the aggregate amount of RSUs that vested. |
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 418,731 |
Reported balance
After 2026-10-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-03 · Exercise / conversion · Acquired 221,188 · Balance 418,731 F5: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F6: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired shares of common stock Octave Specialty Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's restricted stock unit ("RSU") awards as part of their 2025 Long Term Incentive Plan.
F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each RSU represents a contingent right to receive one share of the Company's common stock.
F4: Represents the aggregate amount of RSUs that vested.
F5: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.
F6: Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2024 Filed Aug 8, 2024 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 1,027 | $10.85 | $11,142.95 |
DisclosureSEC source: 0000874501-24-000187 · wk-form4_1723149471.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 515,716 Read SEC document |
| August 07, 2024 Filed Aug 8, 2024 20:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 12,273 | $10.70 | $131,321.10 |
DisclosureSEC source: 0000874501-24-000187 · wk-form4_1723149471.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 514,689 Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:12 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 72,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000099 · wk-form4_1710533514.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,009 Underlying: Common Stock · 72,313 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). F2 · derivative.exercise_date: On March 13, 2024 the reporting person received a grant of 72,313 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. F2 · derivative.expiration_date: On March 13, 2024 the reporting person received a grant of 72,313 RSUs as part of their 2024 Long Term Incentive Plan award. The RSUs will vest in three equal annual installments commencing March 13, 2025, March 3, 2026, and March 3, 2027. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 30,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,557 Underlying: Common Stock · 30,313 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 30,313 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,696 Underlying: Common Stock · 30,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 1,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,009 Underlying: Common Stock · 1,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2021 RSU LTIP award. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,193 | $15.38 | $18,348.34 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,416 F2 · shares: As part of the vesting and settlement of a portion of the 2021 RSU LTIP award, 1,193 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:28 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000085 · wk-form4_1710188822.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 1,193 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 restrictive stock unit Long Term Incentive Plan ("2021 RSU LTIP") award. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 22,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,244 Underlying: Common Stock · 22,576 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 22,576 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,202 Underlying: Common Stock · 22,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,778 Underlying: Common Stock · 888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSUs") represents a contingent right to receive one share of the common stock of the Company. F4 · derivative.exercise_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 RSU LTIP award. F4 · derivative.expiration_date: Represents the amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2023 RSU LTIP award. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 888 | $16.19 | $14,376.72 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,416 F2 · shares: As part of the vesting and settlement of a portion of the 2023 RSU LTIP award, 888 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 03, 2024 Filed Mar 4, 2024 22:46 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 888 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000071 · wk-form4_1709592338.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 888 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2023 restrictive stock unit Long Term Incentive Plan ("2023 RSU LTIP") award. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 24,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000054 · wk-form4_1709327149.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,668 Underlying: Common Stock · 24,780 shares Expires not disclosed F6 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 24,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000054 · wk-form4_1709327149.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,666 Underlying: Common Stock · 24,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and performance stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 975 | $16.94 | $16,516.50 |
DisclosureSEC source: 0000874501-24-000054 · wk-form4_1709327149.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,416 F2 · shares: As part of the vesting and settlement of a portion of the 2022 RSU LTIP award, 975 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000054 · wk-form4_1709327149.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 975 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2022 restricted stock unit Long Term Incentive Plan ("2022 RSU LTIP") award. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:45 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 207,494 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000016 · wk-form4_1708724732.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,888 Underlying: Common Stock · 207,494 shares Expires not disclosed F3 · security: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_price: Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company. F4 · derivative.exercise_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSU and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F4 · derivative.expiration_date: Represents the aggregate amount of performance stock units ("PSUs") that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of PSU and restricted stock unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:45 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 8,257 | $16.25 | $134,176.25 |
DisclosureSEC source: 0000874501-24-000016 · wk-form4_1708724732.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,416 F2 · shares: As part of the vesting and settlement of a portion of the 2021 LTIP award, 8,257 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 21:45 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 8,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-24-000016 · wk-form4_1708724732.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,673 F1 · shares: The reporting person acquired 8,257 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award, which had a three year performance period and vested on February 21, 2014. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 13:11 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 2,500 | $13.29 | $33,225.00 |
DisclosureSEC source: 0000874501-23-000126 · wk-form4_1693919467.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,416 Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:17 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 29,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000065 · wf-form4_167839662667458.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,394 Underlying: Common Stock · 29,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents a contingent right to receive one share of the Company's common stock. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of Deferred Share Units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:17 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 29,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000065 · wf-form4_167839662667458.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,421 Underlying: Common Stock · 29,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the Company. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of Deferred Share Units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:17 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000065 · wf-form4_167839662667458.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,346 Underlying: Common Stock · 1,573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the Company. F1 · derivative.exercise_date: Represents the aggregate number of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate number of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:17 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,573 | $16.41 | $25,812.93 |
DisclosureSEC source: 0000874501-23-000065 · wf-form4_167839662667458.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,916 F2 · shares: Represents the aggregate number of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 21:17 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000065 · wf-form4_167839662667458.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:14 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 70,398 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000054 · wf-form4_167813726243919.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,919 Underlying: Common Stock · 70,398 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc. F2 · derivative.exercise_date: On March 3, 2023 the reporting person received a grant of 70,398 RSUs as part of their 2023 Long Term Incentive Plan award. The RSUs will vest in three equal installments on March 3, 2024, March 3, 2025, and March 3, 2026. F2 · derivative.expiration_date: On March 3, 2023 the reporting person received a grant of 70,398 RSUs as part of their 2023 Long Term Incentive Plan award. The RSUs will vest in three equal installments on March 3, 2024, March 3, 2025, and March 3, 2026. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 24,469 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000048 · wf-form4_167779255656971.xml · derivative · entry 5 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,469 Underlying: Common Stock · 24,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents a contingent right to receive one share of the Company's common stock. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of Deferred Share Units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 24,469 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000048 · wf-form4_167779255656971.xml · derivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,521 Underlying: Common Stock · 24,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F4 · shares: Represents the aggregate amount of RSUs that were converted into an equivalent number of Deferred Share Units ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. F5 · derivative.exercise_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F5 · derivative.expiration_date: Represents the aggregate amount of RSUs that were converted into DSUs of the Company upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000048 · wf-form4_167779255656971.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,990 Underlying: Common Stock · 1,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate number of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate number of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,286 | $16.55 | $21,283.30 |
DisclosureSEC source: 0000874501-23-000048 · wf-form4_167779255656971.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,916 F2 · shares: Represents the aggregate number of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:29 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000048 · wf-form4_167779255656971.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate number of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:48 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 92,709 | $16.22 | $1,503,739.98 |
DisclosureSEC source: 0000874501-23-000030 · wf-form4_167727529655770.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,916 F2 · shares: As part of the vesting and settlement of the 2020 LTIP award, 92,709 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:48 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 180,352 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000030 · wf-form4_167727529655770.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 180,352 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2020 Long Term Incentive Plan ("2020 LTIP") award, which had a three year performance period and vested on February 22, 2023. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 21:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 13,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000009 · wf-form4_167286721399682.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,276 Underlying: Common Stock · 13,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2020 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2020 Long Term Incentive Plan award. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 21:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 8,111 | $17.44 | $141,455.84 |
DisclosureSEC source: 0000874501-23-000009 · wf-form4_167286721399682.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,273 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 21:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 13,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-23-000009 · wf-form4_167286721399682.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2020 Long Term Incentive Plan award. Read SEC document |
| May 13, 2022 Filed May 16, 2022 10:06 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 3,000 | $8.72 | $26,160.00 |
DisclosureSEC source: 0000874501-22-000107 · wf-form4_165269555090301.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,600 Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 31,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000069 · wf-form4_164686071510995.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,060 Underlying: Common Stock · 31,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 17,418 | $12.85 | $223,821.30 |
DisclosureSEC source: 0000874501-22-000069 · wf-form4_164686071510995.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,600 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 21:19 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 31,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000069 · wf-form4_164686071510995.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2021 Long Term Incentive Plan award. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:36 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantRestricted Stock Units · Derivative | 77,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000049 · wf-form4_164625694330545.xml · derivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,558 Underlying: Common Stock · 77,272 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc. F2 · derivative.exercise_date: On February 28, 2022 the reporting person received a grant of 77,272 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025. F2 · derivative.expiration_date: On February 28, 2022 the reporting person received a grant of 77,272 RSUs as part of their 2022 Long Term Incentive Plan award. The RSUs will vest in three equal installments on February 28, 2023, February 28, 2024, and February 28, 2025. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:11 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 65,793 | $14.35 | $944,129.55 |
DisclosureSEC source: 0000874501-22-000025 · wf-form4_164608263130870.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,520 F2 · shares: As part of the vesting and settlement of the 2019 LTIP award, 65,793 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:11 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 129,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000025 · wf-form4_164608263130870.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 129,085 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2019 Long Term Incentive Plan ("2019 LTIP") award, which had a three year performance period and vested on February 24, 2022. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 21:10 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 28,552 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000010 · wf-form4_164133059952553.xml · derivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,286 Underlying: Common Stock · 28,552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock the Company. F1 · derivative.exercise_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. F1 · derivative.expiration_date: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 21:10 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 16,270 | $16.05 | $261,133.50 |
DisclosureSEC source: 0000874501-22-000010 · wf-form4_164133059952553.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,228 F2 · shares: Represents the aggregate amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 21:10 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 28,552 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-22-000010 · wf-form4_164133059952553.xml · nonDerivative · entry 1 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of restricted stock units ("RSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2019 and 2020 Long Term Incentive Plan award. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 13:38 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 124 | $15.87 | $1,967.88 |
DisclosureSEC source: 0000874501-21-000157 · wf-form4_163672428965510.xml · nonDerivative · entry 4 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,946 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 13:38 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 836 | $15.88 | $13,275.68 |
DisclosureSEC source: 0000874501-21-000157 · wf-form4_163672428965510.xml · nonDerivative · entry 3 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,822 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 13:38 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | PurchaseCommon Stock | 474 | $15.89 | $7,531.86 |
DisclosureSEC source: 0000874501-21-000157 · wf-form4_163672428965510.xml · nonDerivative · entry 2 LeBlanc Claude · CIK 0001380820 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,986 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.