organization · Reporting owner
AMERICAN INTERNATIONAL GROUP, INC.
Disclosed activity across 14 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Blackstone Inc.BX · Entity 2861 | 10% owner | December 09, 2010 | December 17, 2010 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | See Remarks | April 16, 2023 | April 18, 2023 |
| TIDEWATER INCTDW · Entity 2560 | 10% owner | December 22, 2017 | December 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Blackstone Inc.
Report date December 09, 2010 · Filed December 17, 2010
Jointly reported with AIG BG Holdings LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units representing limited partnership interestsSEC Table I · non-derivative | IndirectSee Footnote | 45,737,235 |
Reported balance
Holding disclosure · report date 2010-12-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 45,737,235 F1: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.), subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may from time-to-time (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. F2: A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. On November 15, 2010, AIG BG Holdings LLC ("AIG Holdings") delivered notice to the Blackstone Holdings entities and The Blackstone Group L.P. to exchange 10,000,000 of its Blackstone Holdings partnership units for 10,000,000 common units which were delivered by the issuer to AIG Holdings on December 15, 2010. On December 9, 2010, AIG Holdings delivered a further notice to the Blackstone Holdings entities and The Blackstone Group L.P. to exchange its remaining 35,737,235 Blackstone Holdings partnership units for 35,737,235 common units of the issuer, which are expected to be delivered on February 9, 2011. F3: The reported shares are held directly by AIG Holdings which is a wholly owned subsidiary of American International Group, Inc. ("AIG"). AIG is an indirect beneficial owner of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.), subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may from time-to-time (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications.
F2: A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. On November 15, 2010, AIG BG Holdings LLC ("AIG Holdings") delivered notice to the Blackstone Holdings entities and The Blackstone Group L.P. to exchange 10,000,000 of its Blackstone Holdings partnership units for 10,000,000 common units which were delivered by the issuer to AIG Holdings on December 15, 2010. On December 9, 2010, AIG Holdings delivered a further notice to the Blackstone Holdings entities and The Blackstone Group L.P. to exchange its remaining 35,737,235 Blackstone Holdings partnership units for 35,737,235 common units of the issuer, which are expected to be delivered on February 9, 2011.
F3: The reported shares are held directly by AIG Holdings which is a wholly owned subsidiary of American International Group, Inc. ("AIG"). AIG is an indirect beneficial owner of the reported securities.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date April 16, 2023 · Filed April 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.57% Series FF Senior Unsecured Notes due April 16, 2023SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2023-04-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-04-16 · Other · Disposed 1,393,274 · Balance Not disclosed F1: The reported disposition was pursuant to a full payment at maturity by the issuer of 100% of the face value of the securities, plus accrued and unpaid interest. F2: Prior to their maturity, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG directly held $619,233.00 principal amount and $774,041.00 principal amount, respectively, of the Issuer's 3.57% Series FF Senior Unsecured Notes due April 16, 2023 (the "Series FF Notes"). AIG was an indirect beneficial owner of the Series FF Notes. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition was pursuant to a full payment at maturity by the issuer of 100% of the face value of the securities, plus accrued and unpaid interest.
F2: Prior to their maturity, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG directly held $619,233.00 principal amount and $774,041.00 principal amount, respectively, of the Issuer's 3.57% Series FF Senior Unsecured Notes due April 16, 2023 (the "Series FF Notes"). AIG was an indirect beneficial owner of the Series FF Notes.
TIDEWATER INC
Report date December 22, 2017 · Filed December 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2042-07-31 | Direct | 88,175 |
Reported balance
After 2017-12-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-12-22 · Other · Acquired 88,175 · Balance 88,175 F1: Exempt acquisition under Section 16(b) of the Securities Exchange Act in connection with a debt previously contracted. F2: Each warrant represents the right to acquire one share of Common Stock at the exercise price, subject to adjustment in certain events. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt acquisition under Section 16(b) of the Securities Exchange Act in connection with a debt previously contracted.
F2: Each warrant represents the right to acquire one share of Common Stock at the exercise price, subject to adjustment in certain events.
Past disclosures · reporting ended (11)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date November 16, 2018 · Filed November 19, 2018
Jointly reported with Lexington Insurance Co, United States Life Insurance Co in the City of New York, AMERICAN GENERAL LIFE INSURANCE CO
Section 16 reporting ended · disclosed 2018-11-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-16 · Other · Disposed 30 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. |
| Series B Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-16 · Other · Disposed 70 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. |
| 4.51% Series C Senior Secured Notes due October 15, 2023SEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-11-16 · Other · Disposed 16,887,467.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO. |
| 4.66% Series D Senior Secured Notes due October 15, 2025SEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2018-11-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-11-16 · Other · Disposed 22,643,477.92 · Balance 0 F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4: The amount shown reflects a cash dollar value. F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below.
F2: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms.
F3: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms.
F4: The amount shown reflects a cash dollar value.
F5: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO.
F6: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO.
Carlyle Tactical Private Credit Fund
Report date June 09, 2024 · Filed June 11, 2024
Section 16 reporting ended · disclosed 2024-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 117,680 |
Reported balance
After 2024-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-09 · Other · Disposed 842,320 · Balance 117,680 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F2: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly holds 117,680 shares of the reported securities. |
| Series B Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 39,240 |
Reported balance
After 2024-06-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-09 · Other · Disposed 280,760 · Balance 39,240 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F3: AHAC directly holds 39,240 shares of the reported securities. |
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 88,272 |
Reported balance
After 2024-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-06-09 · Other · Disposed 631,728 · Balance 88,272 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F4: National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, directly holds 88,272 shares of the reported securities. |
| Series D Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 49,040 |
Reported balance
After 2024-06-09 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2024-06-09 · Other · Disposed 350,960 · Balance 49,040 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F5: AHAC directly holds 49,040 shares of the reported securities. |
| Series E Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 49,040 |
Reported balance
After 2024-06-09 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2024-06-09 · Other · Disposed 350,960 · Balance 49,040 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F6: National Union directly holds 49,040 shares of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.
F2: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly holds 117,680 shares of the reported securities.
F3: AHAC directly holds 39,240 shares of the reported securities.
F4: National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, directly holds 88,272 shares of the reported securities.
F5: AHAC directly holds 49,040 shares of the reported securities.
F6: National Union directly holds 49,040 shares of the reported securities.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date June 09, 2024 · Filed June 11, 2024
Section 16 reporting ended · disclosed 2024-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 4.66% Series H Senior Secured Notes due October 15, 2025SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-09 · Other · Disposed 3,749,858.9 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F2: American Home Assurance Company, an indirect wholly owned subsidiary of AIG, directly holds $1,744,439.63 principal amount of the reported securities. |
| Series I Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 10 |
Reported balance
After 2024-06-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-09 · Other · Disposed 20 · Balance 10 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F3: Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds 10 shares of the reported securities. |
| Series J Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 23 |
Reported balance
After 2024-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-06-09 · Other · Disposed 47 · Balance 23 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F4: Lexington directly holds 23 shares of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result of and following such event, AIG and CRBG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.
F2: American Home Assurance Company, an indirect wholly owned subsidiary of AIG, directly holds $1,744,439.63 principal amount of the reported securities.
F3: Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds 10 shares of the reported securities.
F4: Lexington directly holds 23 shares of the reported securities.
ClearBridge MLP & Midstream Fund Inc.
Report date June 09, 2024 · Filed June 11, 2024
Section 16 reporting ended · disclosed 2024-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.46% Senior Secured Notes Series I due June 11, 2025SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-09 · Other · Disposed 559,610.2 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 3.56% Senior Secured Notes Series J due June 11, 2027SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-09 · Other · Disposed 1,492,293.86 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 3.76% Senior Secured Notes Series K due June 11, 2030SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-06-09 · Other · Disposed 2,051,904.07 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| Series J Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 14 |
Reported balance
After 2024-06-09 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2024-06-09 · Other · Disposed 30 · Balance 14 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F2: Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds 14 shares of the reported securities. |
| Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectHeld through subsidiaries | 26 |
Reported balance
After 2024-06-09 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2024-06-09 · Other · Disposed 56 · Balance 26 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F3: Lexington directly holds 26 shares of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.
F2: Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds 14 shares of the reported securities.
F3: Lexington directly holds 26 shares of the reported securities.
Cliffwater Corporate Lending Fund
Report date June 09, 2024 · Filed June 11, 2024
Section 16 reporting ended · disclosed 2024-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 5.44% Series B Senior Secured Notes due July 19, 2025SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-09 · Other · Disposed 10,967,500 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F2: National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, directly holds $1,532,500.00 principal amount of the reported securities. |
| 5.50% Series C Senior Secured Notes due July 19, 2026SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-09 · Other · Disposed 29,831,600 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F3: National Union directly holds $4,168,400.00 principal amount of the reported securities. |
| 4.10% Series A Senior Secured Notes due March 28, 2027SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-06-09 · Other · Disposed 25,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 5.61% Series E Senior Secured Notes due July 19, 2027SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2024-06-09 · Other · Disposed 37,289,500 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F4: National Union directly holds $5,210,500.00 principal amount of the reported securities. |
| 7.10% Series I Senior Secured Notes due December 6, 2027SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2024-06-09 · Other · Disposed 52,644,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F5: Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds $7,356,000.00 principal amount of the reported securities. |
| 6.77% Series L Senior Secured Notes due August 4, 2028SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2024-06-09 · Other · Disposed 12,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F6: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, Commerce and Industry Insurance Company ("Commerce"), an indirect wholly owned subsidiary of AIG, Lexington and National Union directly hold $4,600,000.00 principal amount, $500,000.00 principal amount, $3,700,000.00 principal amount and $3,700,000.00 principal amount of the reported securities, respectively. |
| 5.72% Series F Senior Secured Notes due July 19, 2029SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2024-06-09 · Other · Disposed 33,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 5.72% Series G Senior Secured Notes due July 19, 2029SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2024-06-09 · Other · Disposed 28,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 7.17% Series J Senior Secured Notes due December 6, 2029SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2024-06-09 · Other · Disposed 40,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 6.81% Series M Senior Secured Notes due August 4, 2030SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2024-06-09 · Other · Disposed 12,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F7: AHAC, Commerce, Lexington, National Union and American International Group UK Limited, an indirect wholly owned subsidiary of AIG, directly hold $4,600,000.00 principal amount, $500,000.00 principal amount, $3,700,000.00 principal amount, $3,700,000.00 principal amount and $5,000,000.00 principal amount of the reported securities, respectively. |
| 7.23% Series Q Senior Secured Notes due January 20, 2031SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2024-06-09 · Other · Disposed 39,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 7.40% Series R Senior Secured Notes due January 20, 2034SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2024-06-09 · Other · Disposed 50,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| 6.75% Series K Senior Secured Notes due August 4, 2026SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
Holding disclosure · report date 2024-06-09 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance Not disclosed F8: AHAC directly holds $6,000,000.00 principal amount of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.
F2: National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, directly holds $1,532,500.00 principal amount of the reported securities.
F3: National Union directly holds $4,168,400.00 principal amount of the reported securities.
F4: National Union directly holds $5,210,500.00 principal amount of the reported securities.
F5: Lexington Insurance Company ("Lexington"), an indirect wholly owned subsidiary of AIG, directly holds $7,356,000.00 principal amount of the reported securities.
F6: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, Commerce and Industry Insurance Company ("Commerce"), an indirect wholly owned subsidiary of AIG, Lexington and National Union directly hold $4,600,000.00 principal amount, $500,000.00 principal amount, $3,700,000.00 principal amount and $3,700,000.00 principal amount of the reported securities, respectively.
F7: AHAC, Commerce, Lexington, National Union and American International Group UK Limited, an indirect wholly owned subsidiary of AIG, directly hold $4,600,000.00 principal amount, $500,000.00 principal amount, $3,700,000.00 principal amount, $3,700,000.00 principal amount and $5,000,000.00 principal amount of the reported securities, respectively.
F8: AHAC directly holds $6,000,000.00 principal amount of the reported securities.
Corebridge Financial, Inc.
Report date February 12, 2026 · Filed February 13, 2026
Section 16 reporting ended · disclosed 2026-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,457,020 |
Reported balance
After 2026-02-12 transaction · row 1
1 source rowRow 1 · 2026-02-12 · Sale · Disposed 24,654,833 · Balance 25,457,020 |
DNP SELECT INCOME FUND INC
Report date June 09, 2024 · Filed June 11, 2024
Section 16 reporting ended · disclosed 2024-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.00% Series B Senior Secured Notes due July 22, 2026SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2024-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-09 · Other · Disposed 33,000,000 · Balance Not disclosed F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. F2: American Home Assurance Company, Lexington Insurance Company and National Union Fire Insurance Company of Pittsburgh, PA, each an indirect wholly owned subsidiary of AIG, directly hold $4,660,000.00 principal amount, $4,670,000.00 principal amount and $4,670,000.00 principal amount of the reported securities, respectively. |
| Series E Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2024-06-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-06-09 · Other · Disposed 660 · Balance 0 F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
Filing footnotes · ownership attribution and instrument terms
F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.
F2: American Home Assurance Company, Lexington Insurance Company and National Union Fire Insurance Company of Pittsburgh, PA, each an indirect wholly owned subsidiary of AIG, directly hold $4,660,000.00 principal amount, $4,670,000.00 principal amount and $4,670,000.00 principal amount of the reported securities, respectively.
FRACTYL HEALTH, INC.
Report date February 06, 2024 · Filed February 08, 2024
Section 16 reporting ended · disclosed 2024-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by Corebridge DECO II, LLC | 673,391 |
Reported balance
After 2024-02-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-02-06 · Conversion · Acquired 673,391 · Balance 673,391 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. |
| Common StockSEC Table I · non-derivative | IndirectHeld by American Home Assurance Company | 283,878 |
Reported balance
After 2024-02-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-02-06 · Conversion · Acquired 283,878 · Balance 283,878 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F3: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Lexington Insurance Company | 182,735 |
Reported balance
After 2024-02-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2024-02-06 · Conversion · Acquired 182,735 · Balance 182,735 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F4: Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Common StockSEC Table I · non-derivative | IndirectHeld by National Union Fire Insurance Company of Pittsburgh, Pa. | 199,257 |
Reported balance
After 2024-02-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2024-02-06 · Conversion · Acquired 199,257 · Balance 199,257 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F5: National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series E Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by Corebridge DECO II, LLC | 0 |
Reported balance
After 2024-02-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-06 · Conversion · Disposed 1,172,236 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. |
| Series E Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by American Home Assurance Company | 0 |
Reported balance
After 2024-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-02-06 · Conversion · Disposed 494,173 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F3: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series E Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by Lexington Insurance Company | 0 |
Reported balance
After 2024-02-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-02-06 · Conversion · Disposed 318,105 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F4: Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series E Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by National Union Fire Insurance Company of Pittsburgh, Pa. | 0 |
Reported balance
After 2024-02-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-02-06 · Conversion · Disposed 346,868 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F5: National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series F Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by Corebridge DECO II, LLC | 0 |
Reported balance
After 2024-02-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-02-06 · Conversion · Disposed 272,863 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F2: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc. |
| Series F Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by American Home Assurance Company | 0 |
Reported balance
After 2024-02-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-02-06 · Conversion · Disposed 115,030 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F3: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series F Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by Lexington Insurance Company | 0 |
Reported balance
After 2024-02-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-02-06 · Conversion · Disposed 74,046 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F4: Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series F Preferred SharesSEC Table II · derivative / convertible security | IndirectHeld by National Union Fire Insurance Company of Pittsburgh, Pa. | 0 |
Reported balance
After 2024-02-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-02-06 · Conversion · Disposed 80,741 · Balance 0 F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date. F5: National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock (together, the "Preferred Shares") automatically converted into shares of the Issuer's common stock, for no additional consideration, immediately prior to the closing of the Issuer's initial public offering of common stock, at a conversion ratio of 1 share of Common Stock for 2.146 Preferred Shares. The Preferred Shares had no expiration date.
F2: Corebridge DECO II, LLC is an indirect subsidiary of American International Group, Inc.
F3: American Home Assurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.
F4: Lexington Insurance Company is a wholly owned, indirect subsidiary of American International Group, Inc.
F5: National Union Fire Insurance Company of Pittsburgh, Pa. is a wholly owned, indirect subsidiary of American International Group, Inc.
Kayne Anderson NextGen Energy & Infrastructure, Inc.
Report date October 28, 2020 · Filed October 30, 2020
Jointly reported with AMERICAN HOME ASSURANCE CO, AMERICAN GENERAL LIFE INSURANCE CO
Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectHeld through subsidiaries | 0 |
Reported balance
After 2020-10-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-28 · Other · Disposed 498,301 · Balance 0 F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share. F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS") were redeemed by the issuer at a price equal to the principal amount of $25.00 of the redeemed securities, plus accrued interest of $0.22 per share.
F2: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 166,931 shares and 331,370 shares, respectively, of the Series C MRPS. AIG is an indirect beneficial owner of the Series C MRPS.
SQZ Biotechnologies Co
Report date November 03, 2020 · Filed November 04, 2020 · Amendment
Section 16 reporting ended · disclosed 2020-11-04. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrough AIG DECO Fund I, LP | 1,511,139 |
Reported balance
After 2020-11-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-03 · Conversion · Acquired 1,511,139 · Balance 1,511,139 F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020. F1: There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock. F2: The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Common StockSEC Table I · non-derivative | IndirectThrough AIG DECO Fund I, LP | 625,000 |
Reported balance
After 2020-11-03 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2020-11-03 · Purchase · Acquired 625,000 · Balance 625,000 F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020. F2: The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Common StockSEC Table I · non-derivative | IndirectThrough LS Polaris Innovation Fund LP | 38,895 |
Reported balance
After 2020-11-03 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2020-11-03 · Conversion · Acquired 38,895 · Balance 38,895 F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020. F1: There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock. F3: The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc. |
| Common StockSEC Table I · non-derivative | IndirectThrough LS Polaris Innovation Fund LP | 70,344 |
Reported balance
After 2020-11-03 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2020-11-03 · Conversion · Acquired 70,344 · Balance 70,344 F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020. F1: There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock. F3: The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectThrough AIG DECO Fund I, LP | 0 |
Reported balance
After 2020-11-03 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2020-11-03 · Conversion · Disposed 1,435,079 · Balance 0 F1: There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock. F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020. F2: The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectThrough LS Polaris Innovation Fund LP | 0 |
Reported balance
After 2020-11-03 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2020-11-03 · Conversion · Disposed 36,937 · Balance 0 F1: There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock. F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020. F3: The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectThrough LS Polaris Innovation Fund LP | 0 |
Reported balance
After 2020-11-03 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2020-11-03 · Conversion · Disposed 66,803 · Balance 0 F1: There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock. F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020. F3: The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: There is a 1.0530-for-one stock split of Issuer's common stock, and a proportionate adjustment to the ratio at which Issuer's preferred stock is convertible into common stock, effected on October 23, 2020. Shares of Issuer's outstanding preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering of common stock.
F2: The stock is held directly by AIG DECO Fund I, LP is a wholly owned, indirect subsidiary of American International Group, Inc.
F3: The stock is held indirectly through American General Life Insurance Company ("AGL") as an LP in LS Polaris Innovation Fund LP. AGL is an indirect, wholly-owned subsidiary of American International Group, Inc.
F4: The Transaction Date was amended from 10/30/2020 to 11/3/2020.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date November 19, 2008 · Filed April 28, 2017
Jointly reported with AMERICAN GENERAL LIFE INSURANCE CO
Section 16 reporting ended · disclosed 2017-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 6.11% Senior Notes, Series E, due April 10, 2015SEC Table I · non-derivative | IndirectHeld through subsidiaries | Not disclosed |
Reported balance
After 2008-11-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2008-11-19 · Other · Disposed 12,600,000 · Balance Not disclosed F1: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F2: After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities.
F2: After giving effect to the redemption on November 19, 2008, American International Group, Inc. ("AIG") and AIG Annuity Insurance Company, a former indirect wholly owned subsidiary of AIG (which merged into American General Life Insurance Company, an indirect wholly owned subsidiary of AIG, on December 31, 2012), held $6,300,000.00 principal amount and $15,100,000.00 principal amount, respectively, of the 6.11% Senior Notes, Series E, due April 10, 2015 (the "Series E Notes"). On April 29, 2010, AIG transferred $6,300,000.00 principal amount of the Series E Notes to The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the portion of the Series E Notes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2020 Filed Apr 28, 2020 21:55 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other3.46% Series OO Senior Unsecured Notes due October 29, 2024 | 12,677,876 | $12,956,966.00 | $164,266,808,284,216.00 |
DisclosureSEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F7 · ownership.nature: American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of AIG, and Lexington directly hold $2,283,422.00 principal amount and $38,702.00 principal amount, respectively, of the 3.46% Series OO Senior Unsecured Notes due October 29, 2024 (the "Series OO Notes"). AIG is an indirect beneficial owner of the Series OO Notes. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:55 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other3.26% Series MM Senior Unsecured Notes due October 29, 2022 | 8,451,918 | $8,632,108.00 | $72,957,868,983,144.00 |
DisclosureSEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F6 · ownership.nature: AHAC, Lexington and NUF directly hold $727,831.00 principal amount, $46,210.00 principal amount and $774,041.00 principal amount, respectively, of the 3.26% Series MM Senior Unsecured Notes due October 29, 2022 (the "Series MM Notes"). AIG is an indirect beneficial owner of the Series MM Notes. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:55 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other2.89% Series LL Senior Unsecured Notes due October 29, 2020 | 27,891,328 | $28,450,123.00 | $793,511,712,233,344.00 |
DisclosureSEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F5 · ownership.nature: AHAC, Lexington Insurance Company ("Lexington"), an indirectly wholly owned subsidiary of AIG, and National Union Fire Insurance Company of Pittsburgh, PA ("NUF"), an indirectly wholly owned subsidiary of AIG, directly hold $2,479,238.00 principal amount, $152,502.00 principal amount and $2,476,932.00 principal amount, respectively, of the 2.89% Series LL Senior Unsecured Notes due October 29, 2020 (the "Series LL Notes"). AIG is an indirect beneficial owner of the Series LL Notes. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:55 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other3.93% Series KK Senior Unsecured Notes due July 30, 2024 | 16,903,835 | $17,303,541.00 | $292,496,201,979,735.00 |
DisclosureSEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F4 · ownership.nature: AHAC and The United States Life Insurance Company in the City of New York ("USLIC"), also an indirect wholly owned subsidiary of AIG, directly hold $1,048,826.00 principal amount and $2,047,339.00 principal amount, respectively, of the 3.93% Series KK Senior Unsecured Notes due July 30, 2024 (the "Series KK Notes"). AIG is an indirect beneficial owner of the Series KK Notes. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:55 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other3.67% Series GG Senior Unsecured Notes due April 16, 2025 | 8,451,918 | $8,644,140.00 | $73,059,562,460,520.00 |
DisclosureSEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F3 · ownership.nature: Eaglestone Reinsurance Company ("ERC"), an indirect wholly owned subsidiary of AIG, and VALIC directly hold $356,059.00 principal amount and $1,192,023.00 principal amount, respectively, of the 3.67% Series GG Senior Unsecured Notes due April 16, 2025 (the "Series GG Notes"). AIG is an indirect beneficial owner of the Series GG Notes. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:55 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other3.57% Series FF Senior Unsecured Notes due April 16, 2023 | 7,606,726 | $7,777,085.00 | $59,158,154,673,710.00 |
DisclosureSEC source: 0001209191-20-026011 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F2 · ownership.nature: American Home Assurance Company ("AHAC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $619,233.00 principal amount and $774,041.00 principal amount, respectively, of the 3.57% Series FF Senior Unsecured Notes due April 16, 2023 (the "Series FF Notes"). AIG is an indirect beneficial owner of the Series FF Notes. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:54 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries C Mandatory Redeemable Preferred Shares | 551,699 | $25.46 | $14,046,256.54 |
DisclosureSEC source: 0001209191-20-026010 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 498,301 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F3 · ownership.nature: American Home Assurance Company and American General Life Insurance Company, each an indirect wholly owned subsidiary of AIG, directly hold 166,931 shares and 331,370 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:54 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 2,164,519 | $2,198,430.00 | $4,758,543,505,170.00 |
DisclosureSEC source: 0001209191-20-026010 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to 101% of the face value of the prepaid securities, plus accrued and unpaid interest. F2 · ownership.nature: National Union Fire Insurance Company of Pittsburgh, PA, an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The Variable Annuity Life Insurance Company, a wholly owned subsidiary of AIG, directly hold $94,192 principal amount and $141,288 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:49 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.76% Senior Secured Notes Series K due 6/11/2030 | 1,442,401.96 | $1,472,794.97 | $2,124,362,351,406.14 |
DisclosureSEC source: 0001209191-20-021665 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F4 · ownership.direct: AGLIC and The United States Life Insurance Company in The City of New York directly hold $1,380,371.82 principal amount and $671,532.24 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:49 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.56% Senior Secured Notes Series J due 6/11/2027 | 1,049,019.61 | $1,070,505.86 | $1,122,981,639,759.91 |
DisclosureSEC source: 0001209191-20-021665 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F3 · ownership.direct: AGLIC directly holds $1,492,293.86 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:49 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.46% Senior Secured Notes Series I due 6/11/2025 | 393,382.35 | $401,323.86 | $157,873,723,157.87 |
DisclosureSEC source: 0001209191-20-021665 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $373,073.46 principal amount and $186,536.74 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:48 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | Other4.66% Series H Senior Secured Notes due October 15, 2025 | 6,836,985.27 | $7,048,726.72 | $48,192,040,756,895.41 |
DisclosureSEC source: 0001209191-20-021664 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F3 · ownership.direct: AGLIC, AHAC, The United States Life Insurance Company in The City of New York ("USLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $727,994.49 principal amount, $1,744,439.63 principal amount, $549,429.81 principal amount and $2,472,434.12 principal amount, respectively, of the 4.66% Series H Senior Secured Notes due October 15, 2025 (the "Series H Notes"). AIG is an indirect beneficial owner of the Series H Notes. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:48 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | Other4.51% Series G Senior Secured Notes due October 15, 2023 | 5,099,012.11 | $5,253,486.68 | $26,787,592,201,043.69 |
DisclosureSEC source: 0001209191-20-021664 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly hold $2,796,638.10 principal amount and $1,301,000.15 principal amount, respectively, of the 4.51% Series G Senior Secured Notes due October 15, 2023 (the "Series G Notes"). AIG is an indirect beneficial owner of the Series G Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:16 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.76% Senior Secured Notes Series K due 6/11/2030 | 943,627.45 | $972,749.89 | $917,913,498,188.48 |
DisclosureSEC source: 0001209191-20-021248 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F4 · ownership.direct: AGLIC and The United States Life Insurance Company in The City of New York directly hold $2,350,714.96 principal amount and $1,143,591.06 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:16 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.56% Senior Secured Notes Series J due 6/11/2027 | 686,274.51 | $707,057.94 | $485,235,841,315.11 |
DisclosureSEC source: 0001209191-20-021248 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F3 · ownership.direct: AGLIC directly holds $2,541,313.47 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:16 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.46% Senior Secured Notes Series I due 6/11/2025 | 257,352.94 | $265,072.38 | $68,217,156,305.80 |
DisclosureSEC source: 0001209191-20-021248 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $635,328.36 principal amount and $317,664.19 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 1,800,000 | $1,919,106.98 | $3,454,392,564,000.00 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F5 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of March 22, 2012. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. F6 · ownership.direct: AIG Property Casualty Company and VALIC directly hold $960,000 principal amount and $1,440,000 principal amount, respectively, of the reported 4.00% Series C Senior Unsecured Notes due March 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 49,999.67 | $51,994.49 | $2,599,707,341.82 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 1,975,000.33 | $2,053,782.19 | $4,056,220,502,998.12 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly held the reported Series E Notes. AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:15 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 975,000 | $1,013,892.48 | $988,545,168,000.00 |
DisclosureSEC source: 0001209191-20-021247 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG was an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:36 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.76% Senior Secured Notes Series K due 6/11/2030 | 4,448,529.41 | $4,584,891.66 | $20,396,025,391,173.72 |
DisclosureSEC source: 0001209191-20-021115 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F4 · ownership.direct: AGLIC and The United States Life Insurance Company in The City of New York directly hold $2,985,518.88 principal amount and $1,452,414.59 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:36 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.56% Senior Secured Notes Series J due 6/11/2027 | 3,235,294.12 | $3,332,633.33 | $10,782,049,016,665.02 |
DisclosureSEC source: 0001209191-20-021115 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F3 · ownership.direct: AGLIC directly holds $3,227,587.98 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:36 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.46% Senior Secured Notes Series I due 6/11/2025 | 1,213,235.29 | $1,249,393.75 | $1,515,808,588,605.44 |
DisclosureSEC source: 0001209191-20-021115 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $806,896.99 principal amount and $403,448.50 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 83,333.33 | $86,436.10 | $7,203,008,045.21 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 6 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 49,999.67 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 3,291,666.67 | $3,414,239.86 | $11,238,539,550,547.47 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 1,975,000.33 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 1,625,000 | $1,685,510.65 | $2,738,954,806,250.00 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 975,000 F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 116,667 | $121,011.37 | $14,118,033,503.79 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F4 · ownership.direct: The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 4,608,333 | $4,779,934.97 | $22,027,532,060,105.01 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F3 · ownership.direct: The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other3.46% Series E Senior Unsecured Notes due July 30, 2021 | 2,275,000 | $2,359,714.90 | $5,368,351,397,500.00 |
DisclosureSEC source: 0001209191-20-021114 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. F2 · ownership.direct: American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:34 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | Other4.66% Series H Senior Secured Notes due October 15, 2025 | 10,312,194.95 | $10,729,346.16 | $110,643,109,287,953.89 |
DisclosureSEC source: 0001209191-20-021113 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F3 · ownership.direct: AGLIC, AHAC, The United States Life Insurance Company in The City of New York ("USLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $1,633,895.04 principal amount, $3,915,182.45 principal amount, $1,233,128.33 principal amount and $5,549,077.49 principal amount, respectively, of the 4.66% Series H Senior Secured Notes due October 15, 2025 (the "Series H Notes"). AIG is an indirect beneficial owner of the Series H Notes. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 20:34 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | Other4.51% Series G Senior Secured Notes due October 15, 2023 | 7,690,817.66 | $7,996,865.19 | $61,502,432,027,891.26 |
DisclosureSEC source: 0001209191-20-021113 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of October 15, 2013. F2 · ownership.direct: American General Life Insurance Company ("AGLIC") and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly hold $6,276,713.87 principal amount and $2,919,936.49 principal amount, respectively, of the 4.51% Series G Senior Secured Notes due October 15, 2023 (the "Series G Notes"). AIG is an indirect beneficial owner of the Series G Notes. Read SEC document |
| March 01, 2019 Filed Mar 1, 2019 21:02 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | OtherFloating Rate Mandatory Redeemable Preferred Shares Series A | 1,000 | $100,000.00 | $100,000,000.00 |
DisclosureSEC source: 0001209191-19-014932 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Mandatory redemption by the Issuer of Floating Rate Mandatory Redeemable Preferred Shares, Series A, of the Issuer (the "Series A Preferred Shares"). F2 · ownership.nature: American General Life Insurance Company ("AGL") and American Home Assurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), held 675 shares and 325 shares, respectively, of the Series A Preferred Shares. As set forth in a notice of redemption dated January 30, 2019, the Issuer redeemed all outstanding Series A Preferred Shares on March 1, 2019. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 23:40 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | Purchase4.63% Mandatory Redeemable Preferred Shares Series E | 660 | $100,000.00 | $66,000,000.00 |
DisclosureSEC source: 0001209191-19-006049 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 660 F1 · ownership.nature: American General Life Insurance Company ("AGL"), The United States Life Insurance Company in the City of New York and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold 640 shares, 10 shares and 10 shares, respectively, of the 4.63% Mandatory Redeemable Preferred Shares, Series E, of the Issuer (the "Series E Preferred Shares"). Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.66% Series D Senior Secured Notes due October 15, 2025 | 22,643,477.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4 · shares: The amount shown reflects a cash dollar value. F1 · price: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F6 · ownership.nature: Immediately prior to the effective time of the merger, AGLIC, AHAC, USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, directly held $3,000,260.87 principal amount, $7,189,304.00 principal amount, $2,264,347.83 principal amount and $10,189,565.22 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes. In connection with the merger, the obligations under such Series D Notes were assumed by EMO. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.51% Series C Senior Secured Notes due October 15, 2023 | 16,887,467.92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F4 · shares: The amount shown reflects a cash dollar value. F1 · price: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F5 · ownership.nature: Immediately prior to the effective time of the merger, AGLIC and American Home Assurance Company ("AHAC"), each an indirect wholly owned subsidiary of AIG, directly held $11,525,696.92 principal amount and $5,361,771.00 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes. In connection with the merger, the obligations under such Series C Notes were assumed by EMO. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries B Mandatory Redeemable Preferred Stock | 70 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F3 · price: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. F3 · ownership.nature: Immediately prior to the effective time of the merger, American General Life Insurance Company ("AGLIC") and Lexington, each an indirect wholly owned subsidiary of AIG, directly held 47 shares and 23 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS. In connection with the merger, such Series B MRPS were converted into 47 shares and 23 shares, respectively, of the Series E Mandatory Redeemable Preferred Stock of EMO having identical terms. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 15:59 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries A Mandatory Redeemable Preferred Stock | 30 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059087 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 0 F1 · kind: Disposed of pursuant to merger agreement between the issuer and ClearBridge Energy Midstream Opportunity Fund Inc. ("EMO") in exchange for an equivalent security of EMO at the effective time of the merger as described below. F2 · price: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. F2 · ownership.nature: Immediately prior to the effective time of the merger, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held 10 shares and 20 shares, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS. In connection with the merger, such Series A MRPS were converted into 10 shares and 20 shares, respectively, of the Series D Mandatory Redeemable Preferred Stock of EMO having identical terms. Read SEC document |
| April 26, 2018 Filed Apr 26, 2018 20:36 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other4.38% Series W Senior Unsecured Notes due May 26, 2018 | 6,820,000 | $6,925,380.37 | $47,231,094,123,400.00 |
DisclosureSEC source: 0001209191-18-026238 · doc4.xml · nonDerivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The 4.38% Series W Senior Unsecured Notes due May 26, 2018 (the "Series W Notes") were called for redemption by the issuer at a price equal to the principal amount of $6,820,000 of the redeemed securities plus accrued interest of $105,380.37 (the "Redemption"). F2 · ownership.nature: Prior to the Redemption, The Variable Annuity Life Insurance Company ("VALIC"), an indirectly wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the Series W Notes. Prior to the Redemption, AIG was an indirect beneficial owner of the Series W Notes. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 22:24 UTC | TIDEWATER INC TDW · Entity 2560 | OtherWarrant (right to acquire) · Derivative | 88,175 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-17-067122 · doc4.xml · derivative · entry 1 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,175 Underlying: Common Stock · 88,175 shares Expires 2042-07-31 F1 · kind: Exempt acquisition under Section 16(b) of the Securities Exchange Act in connection with a debt previously contracted. F2 · shares: Each warrant represents the right to acquire one share of Common Stock at the exercise price, subject to adjustment in certain events. F1 · price: Exempt acquisition under Section 16(b) of the Securities Exchange Act in connection with a debt previously contracted. Read SEC document |
| February 18, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.00% Series C Senior Unsecured Notes due March 22, 2022 | 1,800,000 | $1,836,000.00 | $3,304,800,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 12 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F12 · ownership.nature: After giving effect to the redemption on February 18, 2016, APCC and VALIC directly hold $1,680,000.00 principal amount and $2,520,000.00 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| February 18, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | Other4.62% Series B Senior Unsecured Notes due March 3, 2018 | 900,000 | $918,000.00 | $826,200,000,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 10 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document |
| February 18, 2016 Filed Apr 28, 2017 21:43 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | Other4.38% Series W Senior Unsecured Notes due May 26, 2018 | 8,360,000 | $8,527,200.00 | $71,287,392,000,000.00 |
DisclosureSEC source: 0000899243-17-011218 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F5 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F4 · ownership.nature: The Variable Annuity Life Insurance Company ("VALIC"), an indirectly wholly owned subsidiary of AIG, directly holds the 4.38% Series W Senior Unsecured Notes due May 26, 2018 (the "Series W Notes"). AIG is an indirect beneficial owner of the Series W Notes. Read SEC document |
| February 16, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries C Mandatory Redeemable Preferred Shares | 150,000 | $25.50 | $3,825,000.00 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 1,050,000 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: After giving effect to the redemption on February 16, 2016, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of AIG, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Mortgage Insurance Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 698,250 shares, 341,250 shares and 10,500 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). On July 11, 2016, as part of an exchange of securities baskets, UGMIC transferred 10,500 shares of the Series C MRPS to AHAC. AIG is an indirect beneficial owner of the Series C MRPS. Read SEC document |
| February 16, 2016 Filed Apr 28, 2017 21:47 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherSeries B Mandatory Redeemable Preferred Shares | 266,667 | $25.50 | $6,800,008.50 |
DisclosureSEC source: 0000899243-17-011221 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN HOME ASSURANCE CO · CIK 0000005181 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks VARIABLE ANNUITY LIFE INSURANCE CO /TX/ · CIK 0000910586 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.66% Series D Senior Secured Notes due October 15, 2025 | 1,606,956.52 | $1,639,095.65 | $2,633,955,441,671.14 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 15 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F16 · ownership.nature: After giving effect to the redemption on February 12, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly hold $3,000,260.87 principal amount, $7,189,304.35 principal amount, $2,264,347.83 principal amount, $9,623,478.26 principal amount and $566,086.96 principal amount, respectively, of the Series D Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $566,086.96 principal amount of the Series D Notes to VALIC. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 22:01 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | Other4.51% Series C Senior Secured Notes due October 15, 2023 | 1,198,465.48 | $1,222,434.79 | $1,465,045,897,366.05 |
DisclosureSEC source: 0000899243-17-011226 · doc4.xml · nonDerivative · entry 11 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks Lexington Insurance Co · CIK 0001704966 · See Remarks United States Life Insurance Co in the City of New York · CIK 0001310558 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F2 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F12 · ownership.nature: After giving effect to the redemption on February 12, 2016, AGLIC, CIIC and UGRIC directly held $11,103,510.22 principal amount, $5,361,771.09 principal amount and $422,186.70 principal amount, respectively, of the Series C Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $422,186.70 principal amount of the Series C Notes to Lexington. On January 24, 2017, as part of a transfer of a portfolio of securities, Lexington transferred $422,186.70 principal amount of the Series C Notes to AGLIC. AIG is an indirect beneficial owner of the Series C Notes. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 21:55 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.76% Senior Secured Notes Series K due 6/11/2030 | 2,113,537.12 | $2,155,807.86 | $4,556,379,935,697.76 |
DisclosureSEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 5 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F6 · ownership.nature: AGLIC and USLIC directly hold $5,978,165.94 principal amount and $2,908,296.94 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 21:55 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.56% Senior Secured Notes Series J due 6/11/2027 | 1,537,117.9 | $1,567,860.26 | $2,409,986,070,344.65 |
DisclosureSEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 4 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F5 · ownership.nature: AGLIC directly holds $6,462,882.10 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). On January 24, 2017, in connection with a basket transaction, Lexington transferred $2,100,436.68 principal amount of the Series J Notes to AGLIC for a total cash consideration of $2,008,124.82. AIG is an indirect beneficial owner of the Series J Notes. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 21:55 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | Other3.46% Senior Secured Notes Series I due 6/11/2025 | 576,419.22 | $587,947.60 | $338,904,296,992.87 |
DisclosureSEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 3 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: Not disclosed F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F4 · ownership.nature: AGLIC and The Variable Annuity Life Insurance Company ("VALIC"), also an indirect wholly owned subsidiary of AIG, directly hold $1,615,720.52 principal amount and $807,860.26 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes. Read SEC document |
| February 12, 2016 Filed Apr 28, 2017 21:55 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | OtherSeries G Mandatory Redeemable Preferred Stock | 218 | $102,000.00 | $22,236,000.00 |
DisclosureSEC source: 0000899243-17-011225 · doc4.xml · nonDerivative · entry 2 AMERICAN INTERNATIONAL GROUP INC · CIK 0000005272 · See Remarks AMERICAN GENERAL LIFE INSURANCE CO · CIK 0000005108 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through subsidiaries Disclosed balance after: 82 F1 · kind: The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities. F3 · ownership.nature: AGLIC and Lexington directly hold 56 shares and 26 shares, respectively, of the Series G Mandatory Redeemable Preferred Stock (the "Series G MRPS"). On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred 1 share of the Series G MRPS to AGLIC. AIG is an indirect beneficial owner of the Series G MRPS. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.