Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOVNANIAN ENTERPRISES INCHOV · Entity 5200 | Director · Chairman of the Board & CEO · 10% owner | July 15, 2026 | July 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOVNANIAN ENTERPRISES INC
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,595 |
Reported balance
After 2026-07-15 transaction · row 1
1 source rowRow 1 · 2026-07-15 · Conversion · Acquired 12,595 · Balance 12,595 F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 324,716 |
Reported balance
After 2026-07-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-07-15 · Conversion · Disposed 12,595 · Balance 324,716 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"). F12: No expiration date |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Esther K. Barry's family | 52,285.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,285.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC"). |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Lucy K. Kalian's family | 20,522.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,522.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Nadia K. Rodriguez's family | 62,895.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 62,895.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Sossie K. Najarian's family | 45,634.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 45,634.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Esther K. Barry's family | 3,563.96 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,563.96 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Lucy K. Kalian's family | 4,132.76 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,132.76 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Nadia K. Rodriguez's family | 720 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 720 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Sossie K. Najarian's family | 720 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 720 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by wife | 668 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 668 |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee for daughter Serena | 5,328.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 5,328.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee for son Alexander | 5,328.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 5,328.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of the Alexander Hovnanian Trust | 160 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 160 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of the Alton Hovnanian Trust | 160 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 160 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trust for Reporting Person's family | 157,434.56 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 157,434.56 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC") |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Esther K. Barry's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Lucy K. Kalian's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Nadia K. Rodriguez's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Sossie K. Najarian's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by Ara K. Hovnanian Family 1994 long-term trusts | 50,507.51 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 50,507.51 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by Reporting Person through partnership interests in the Limited Partnership. | 5,125.28 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 5,125.28 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Esther K. Barry's family | 38,736.694 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 38,736.694 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Kevork S. Hovnanian's family | 42,034.92 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 42,034.92 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Lucy K. Kalian's family | 38,777.8564 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 38,777.8564 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Nadia K. Rodriguez's family | 22,849.1972 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 22,849.1972 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Sossie K. Najarian's family | 33,256.3364 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · Balance 33,256.3364 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by wife | 812 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · Balance 812 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
Filing footnotes · ownership attribution and instrument terms
F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").
F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")
F12: No expiration date
F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC")
F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC
F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee
F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 1,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,175 Underlying: Class A Common Stock · 1,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 1,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,011 Underlying: Class A Common Stock · 1,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:53 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014813 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Class A Common Stock · 6,000 shares Expires 2023-06-08 F7 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F8 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F11 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:53 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014813 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 6,000 shares Expires 2023-06-08 F7 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F8 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F11 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:53 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantClass B Common Stock · Derivative | 29,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014813 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,847 Underlying: Class A Common Stock · 29,109 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied F3 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP award F6 · price: N/A F4 · derivative.exercise_date: The share portion of the LTIP award vests as follows: (a) 10,365 shares vest on October 31, 2021, and (b) 18,744 shares vest on October 31, 2022. F5 · derivative.expiration_date: No expiration date Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 21:36 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | SaleClass A Common Stock | 22,000 | $22.61 | $497,420.00 |
DisclosureSEC source: 0001225208-20-000815 · doc4.xml · nonDerivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Lucy K. Kalian's family Disclosed balance after: 45,789.272 F1 · price: Represents the weighted average sales price for price increments ranging from $22.53 to $22.81. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3 · ownership.nature: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 L.L.C. (the "2012 LLC"). Read SEC document |
| January 10, 2020 Filed Jan 11, 2020 00:45 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 1,055 | $21.70 | $22,893.50 |
DisclosureSEC source: 0001225208-20-000723 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,738 Underlying: Class A Common Stock · 1,055 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · derivative.expiration_date: No expiration date F3 · balance_after: Reflects an adjustment of 1 share to the previously reported balance due to rounding following the Issuer's 1-for-25 reverse stock split with respect to the Class B Common Stock that occurred on March 29, 2019 Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015966 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 6,000 shares Expires 2022-06-09 F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting are immediately convertible into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022 F4 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F5 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:50 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantOption to purchase Class B Common Stock · Derivative | 30,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001225208-19-009388 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires 2029-06-13 F7 · price: N/A F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 14, 2021 F6 · derivative.underlying: Upon exercise of the option, shares of Class B Common Stock would be purchased. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:50 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units · Derivative | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009388 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Class A Common Stock · 36,000 shares Expires 2024-06-14 F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting convert to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") on a one-for-one basis F2 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021 F3 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F4 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | OtherClass B Common Stock · Derivative | 28,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · derivative · entry 18 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trust for Reporting Person's family Disclosed balance after: 163,220.16 Underlying: Class A Common Stock · 28,928 shares Expires not disclosed F15 · derivative.exercise_price: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock F4 · kind: Reflects an exchange of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. F4 · price: Reflects an exchange of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. F15 · derivative.exercise_date: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock F16 · derivative.expiration_date: No expiration date F3 · ownership.nature: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 L.L.C. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 103,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · derivative · entry 17 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trust for Reporting Person's family Disclosed balance after: 134,292.16 Underlying: Class A Common Stock · 103,225 shares Expires not disclosed F15 · derivative.exercise_price: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock F15 · derivative.exercise_date: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock F16 · derivative.expiration_date: No expiration date F1 · balance_after: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") and Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), that occurred on March 29, 2019. F3 · ownership.nature: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 L.L.C. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 88,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · derivative · entry 16 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of the 2012 Marital Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 88,175 shares Expires not disclosed F15 · derivative.exercise_price: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock F15 · derivative.exercise_date: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock F16 · derivative.expiration_date: No expiration date F1 · balance_after: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") and Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), that occurred on March 29, 2019. F2 · ownership.nature: Held by the 2012 Marital Trust, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the Hovnanian Family 2012 L.L.C. (the "2012 LLC") Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 58,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · nonDerivative · entry 7 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family Disclosed balance after: 67,789.272 F5 · balance_after: This amount has been adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F9 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 58,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · nonDerivative · entry 6 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Nadia K. Rodriguez's family Disclosed balance after: 67,719.272 F5 · balance_after: This amount has been adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F8 · ownership.nature: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 58,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · nonDerivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Lucy K. Kalian's family Disclosed balance after: 67,789.272 F5 · balance_after: This amount has been adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 58,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · nonDerivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Esther K. Barry's family Disclosed balance after: 67,729.272 F5 · balance_after: This amount has been adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F6 · ownership.nature: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | OtherClass A Common Stock | 28,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · nonDerivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trust for Reporting Person's family Disclosed balance after: 7,766.792 F4 · kind: Reflects an exchange of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. F4 · price: Reflects an exchange of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. F3 · ownership.nature: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 L.L.C. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 28,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · nonDerivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trust for Reporting Person's family Disclosed balance after: 36,694.792 F1 · balance_after: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") and Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), that occurred on March 29, 2019. F3 · ownership.nature: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 L.L.C. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:17 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 123,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007626 · doc4.xml · nonDerivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of the 2012 Marital Trust Disclosed balance after: 0 F1 · balance_after: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") and Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), that occurred on March 29, 2019. F2 · ownership.nature: Held by the 2012 Marital Trust, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the Hovnanian Family 2012 L.L.C. (the "2012 LLC") Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 26,218 | $0.76 | $19,925.68 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,853 Underlying: Class A Common Stock · 26,218 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Common Stock · 37,500 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F2 · kind: On January 1, 2019, 37,500 Market Share Units vested and converted into 24,631 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 Underlying: Class A Common Stock · 37,500 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F2 · kind: On January 1, 2019, 37,500 Market Share Units vested and converted into 24,631 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 24,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,421,071 Underlying: Class A Common Stock · 24,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On January 1, 2019, 37,500 Market Share Units vested and converted into 24,631 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 24,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,440 Underlying: Class A Common Stock · 24,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On January 1, 2019, 37,500 Market Share Units vested and converted into 24,631 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| December 27, 2018 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 91,151.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 10 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts for Sossie K. Najarian's family Disclosed balance after: 831,408.41 Underlying: Class A Common Stock · 91,151.34 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F8 · kind: On December 27, 2018, Sirwart Hovnanian transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date F10 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F14 · ownership.nature: Held by Sossie K. Najarian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership Read SEC document |
| December 27, 2018 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 91,151.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 9 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts for Nadia K. Rodriguez's family Disclosed balance after: 571,229.93 Underlying: Class A Common Stock · 91,151.34 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F8 · kind: On December 27, 2018, Sirwart Hovnanian transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date F10 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F13 · ownership.nature: Held by Nadia K. Rodriguez Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership Read SEC document |
| December 27, 2018 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 91,151.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 8 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts for Lucy K. Kalian's family Disclosed balance after: 969,446.41 Underlying: Class A Common Stock · 91,151.34 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F8 · kind: On December 27, 2018, Sirwart Hovnanian transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date F10 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F12 · ownership.nature: Held by Lucy K. Kalian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership Read SEC document |
| December 27, 2018 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 91,151.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 7 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts for Esther K. Barry's family Disclosed balance after: 968,417.35 Underlying: Class A Common Stock · 91,151.34 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F8 · kind: On December 27, 2018, Sirwart Hovnanian transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date F10 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F11 · ownership.nature: Held by Esther K. Barry Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership Read SEC document |
| December 27, 2018 Filed Jan 3, 2019 22:32 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 91,151.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000484 · doc4.xml · derivative · entry 6 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Ara K. Hovnanian Family 1994 long-term trusts Disclosed balance after: 1,419,661.34 Underlying: Class A Common Stock · 91,151.35 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F8 · kind: On December 27, 2018, Sirwart Hovnanian transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock. F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date F9 · ownership.nature: Held by Ara K. Hovnanian Family 1994 long-term trusts, of which the reporting person is trustee, including shares held through a partnership interest in the Limited Partnership Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016824 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 150,000 shares Expires 2021-06-10 F7 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F8 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F11 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016824 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires 2021-06-10 F7 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F8 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F11 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantClass B Common Stock · Derivative | 121,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016824 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,809 Underlying: Class A Common Stock · 121,603 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied F4 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP award F6 · price: N/A F5 · derivative.exercise_date: The share portion of the LTIP award vests as follows: (a) 71,297 shares vest on October 31, 2019, and (b) 50,306 shares vest on October 31, 2020. F2 · derivative.expiration_date: No expiration date Read SEC document |
| December 11, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016824 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by daughter Serena Disclosed balance after: 200,150 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · derivative.expiration_date: No expiration date Read SEC document |
| December 11, 2018 Filed Dec 18, 2018 22:55 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016824 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,206 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · derivative.expiration_date: No expiration date Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 70,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010689 · doc4.xml · derivative · entry 6 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,116 Underlying: Class A Common Stock · 70,558 shares Expires 2020-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F4 · kind: On June 12, 2018, 70,558 Market Share Units vested and converted into 42,959 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017 F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020 F7 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F8 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010689 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 75,000 shares Expires 2020-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F2 · kind: On June 12, 2018, 75,000 Market Share Units vested and converted into 45,663 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 F6 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 12, 2017 F7 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F8 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 24,302 | $2.01 | $48,847.02 |
DisclosureSEC source: 0001225208-18-010689 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,206 Underlying: Class A Common Stock · 24,302 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 22,863 | $2.01 | $45,954.63 |
DisclosureSEC source: 0001225208-18-010689 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,324,508 Underlying: Class A Common Stock · 22,863 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 42,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010689 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,371 Underlying: Class A Common Stock · 42,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F4 · kind: On June 12, 2018, 70,558 Market Share Units vested and converted into 42,959 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:06 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 45,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010689 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304,412 Underlying: Class A Common Stock · 45,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On June 12, 2018, 75,000 Market Share Units vested and converted into 45,663 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 21:21 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 45,584 | $2.01 | $91,623.84 |
DisclosureSEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,749 Underlying: Class A Common Stock · 45,584 shares Expires not disclosed F7 · derivative.exercise_price: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock. F7 · derivative.exercise_date: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock. F9 · derivative.expiration_date: No expiration date Read SEC document |
| June 10, 2018 Filed Jun 12, 2018 21:21 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Common Stock · 75,000 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting convert to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") on a one-for-one basis F8 · kind: On June 10, 2018 75,000 Market Share Units vested and converted into 85,651 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 F10 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 10, 2018 F3 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. Read SEC document |
| June 10, 2018 Filed Jun 12, 2018 21:21 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 85,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304,333 Underlying: Class A Common Stock · 85,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock. F8 · kind: On June 10, 2018 75,000 Market Share Units vested and converted into 85,651 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 F7 · derivative.exercise_date: The Class B Common Stock is immediately convertible into an equal number of shares of Class A Common Stock. F9 · derivative.expiration_date: No expiration date Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 21:21 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantOption to purchase Class B Common Stock · Derivative | 250,000 | $0.00 Strike: $2.44 | $0.00 |
DisclosureSEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2028-06-07 F6 · price: N/A F5 · derivative.underlying: Upon exercise of the option, shares of Class B Common Stock would be purchased. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 21:21 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010561 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2023-06-08 F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting convert to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") on a one-for-one basis F2 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020 F3 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F4 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:59 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 159,333 | $2.88 | $458,879.04 |
DisclosureSEC source: 0001225208-18-001043 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,682 Underlying: Class A Common Stock · 159,333 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · derivative.expiration_date: No expiration date Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:11 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 32,429 | $3.32 | $107,664.28 |
DisclosureSEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378,015 Underlying: Class A Common Stock · 32,429 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · derivative.expiration_date: No expiration date Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 70,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,674 Underlying: Class A Common Stock · 70,558 shares Expires 2020-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F3 · kind: On January 1, 2018, 70,558 Market Share Units vested and converted into 58,094 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020 F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 58,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,444 Underlying: Class A Common Stock · 58,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · kind: On January 1, 2018, 70,558 Market Share Units vested and converted into 58,094 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2017 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · derivative.expiration_date: No expiration date Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.