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HOVNANIAN ARA K

Disclosed activity across 1 company

Tapewire entity
29941
SEC CIK
0000938549

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOVNANIAN ENTERPRISES INCHOV · Entity 5200Director · Chairman of the Board & CEO · 10% ownerJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOVNANIAN ENTERPRISES INC

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,595 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Conversion · Acquired 12,595 · Balance 12,595

F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

Class B Common StockSEC Table II · derivative / convertible securityDirect324,716 Reported balance After 2026-07-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-07-15 · Conversion · Disposed 12,595 · Balance 324,716

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

F12: No expiration date

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Esther K. Barry's family52,285.872 Reported balance Holding disclosure · report date 2026-07-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 52,285.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Lucy K. Kalian's family20,522.872 Reported balance Holding disclosure · report date 2026-07-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 20,522.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Nadia K. Rodriguez's family62,895.872 Reported balance Holding disclosure · report date 2026-07-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 62,895.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Sossie K. Najarian's family45,634.872 Reported balance Holding disclosure · report date 2026-07-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 45,634.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Esther K. Barry's family3,563.96 Reported balance Holding disclosure · report date 2026-07-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,563.96

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Lucy K. Kalian's family4,132.76 Reported balance Holding disclosure · report date 2026-07-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 4,132.76

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Nadia K. Rodriguez's family720 Reported balance Holding disclosure · report date 2026-07-15 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 720

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Sossie K. Najarian's family720 Reported balance Holding disclosure · report date 2026-07-15 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 720

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by wife668 Reported balance Holding disclosure · report date 2026-07-15 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 668

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee for daughter Serena5,328.4 Reported balance Holding disclosure · report date 2026-07-15 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 5,328.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee for son Alexander5,328.4 Reported balance Holding disclosure · report date 2026-07-15 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 5,328.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of the Alexander Hovnanian Trust160 Reported balance Holding disclosure · report date 2026-07-15 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 160

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of the Alton Hovnanian Trust160 Reported balance Holding disclosure · report date 2026-07-15 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 160

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trust for Reporting Person's family157,434.56 Reported balance Holding disclosure · report date 2026-07-15 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 157,434.56

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC")

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Esther K. Barry's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Lucy K. Kalian's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Nadia K. Rodriguez's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Sossie K. Najarian's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by Ara K. Hovnanian Family 1994 long-term trusts50,507.51 Reported balance Holding disclosure · report date 2026-07-15 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 50,507.51

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by Reporting Person through partnership interests in the Limited Partnership.5,125.28 Reported balance Holding disclosure · report date 2026-07-15 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 5,125.28

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Esther K. Barry's family38,736.694 Reported balance Holding disclosure · report date 2026-07-15 · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · Balance 38,736.694

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Kevork S. Hovnanian's family42,034.92 Reported balance Holding disclosure · report date 2026-07-15 · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · Balance 42,034.92

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Lucy K. Kalian's family38,777.8564 Reported balance Holding disclosure · report date 2026-07-15 · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · Balance 38,777.8564

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Nadia K. Rodriguez's family22,849.1972 Reported balance Holding disclosure · report date 2026-07-15 · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · Balance 22,849.1972

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Sossie K. Najarian's family33,256.3364 Reported balance Holding disclosure · report date 2026-07-15 · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · Balance 33,256.3364

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by wife812 Reported balance Holding disclosure · report date 2026-07-15 · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · Balance 812

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Filing footnotes · ownership attribution and instrument terms

F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").

F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC")

F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC

F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee

F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2017 Filed Dec 19, 2017 21:40 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantMarket Share Units (Performance) · Derivative 282,232 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018903 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,232

Underlying: Class A Common Stock · 282,232 shares

Expires 2020-06-12

F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting are immediately convertible into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2018, June 12, 2018, June 12, 2019 and June 12, 2020

F4 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F5 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 11, 2017 Filed Jan 3, 2018 22:11 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by daughter Serena

Disclosed balance after: 175,150

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
December 11, 2017 Filed Jan 3, 2018 22:11 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000397 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,350

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 8

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2019-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F7 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014

F11 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 13, 2016

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F10 · balance_after: This amount reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 7

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F8 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2016

F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2017, June 13, 2017, June 13, 2018 and June 13, 2019

F9 · derivative.expiration_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2017, June 13, 2017, June 13, 2018 and June 13, 2019

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F10 · balance_after: This amount reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 43,438 $2.25 $97,735.50
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 6

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402,350

Underlying: Class A Common Stock · 43,438 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 38,908 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445,788

Underlying: Class A Common Stock · 38,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F8 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2016

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 13, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 38,908 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,880

Underlying: Class A Common Stock · 38,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On June 13, 2017, 75,000 Market Share Units vested and converted into 38,908 shares of Class B Common Stock pursuant to the terms of the award granted on June 13, 2014

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2020-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F2 · kind: On June 12, 2017, 75,000 Market Share Units vested and converted into 55,836 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015

F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 12, 2017

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 31,168 $2.24 $69,816.32
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,972

Underlying: Class A Common Stock · 31,168 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 12, 2017 Filed Jun 14, 2017 21:21 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 55,836 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011331 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,140

Underlying: Class A Common Stock · 55,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On June 12, 2017, 75,000 Market Share Units vested and converted into 55,836 shares of Class B Common Stock pursuant to the terms of the award granted on June 12, 2015

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 09, 2017 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantMarket Share Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2022-06-09

F3 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019

F5 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F6 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 67,239.02 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 8

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Sossie K. Najarian's family

Disclosed balance after: 740,257.07

Underlying: Class A Common Stock · 67,239.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F13 · ownership.nature: Held by Sossie K. Najarian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 28,816.72 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 7

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Nadia K. Rodriguez's family

Disclosed balance after: 480,078.59

Underlying: Class A Common Stock · 28,816.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F12 · ownership.nature: Held by Nadia K. Rodriguez Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 48,027.87 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 6

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Lucy K. Kalian's family

Disclosed balance after: 878,295.07

Underlying: Class A Common Stock · 48,027.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F11 · ownership.nature: Held by Lucy K. Kalian Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 67,239.02 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts for Esther K. Barry's family

Disclosed balance after: 877,266.01

Underlying: Class A Common Stock · 67,239.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F9 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F10 · ownership.nature: Held by Esther K. Barry Family 1994 long-term trusts, of which the reporting person is a trustee and has a potential remainder interest, through a partnership interest in the Limited Partnership

Read SEC document
January 30, 2017 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 28,816.72 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Ara K. Hovnanian Family 1994 long-term trusts

Disclosed balance after: 1,328,509.99

Underlying: Class A Common Stock · 28,816.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F7 · kind: On January 30, 2017, the Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

F8 · ownership.nature: Held by Ara K. Hovnanian Family 1994 long-term trusts, of which the reporting person is trustee, including shares held through a partnership interest in the Limited Partnership

Read SEC document
December 23, 2016 Filed Nov 30, 2017 21:07 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 OtherClass A Common Stock 1,705,259 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017778 · doc5.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by executors for the Estate of Kevork S. Hovnanian

Disclosed balance after: 0

F1 · kind: On December 23, 2016, the executors of the estate of Kevork S. Hovnanian transferred 1,705,259 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") to Sirwart Hovnanian pursuant to the terms of the Will of Kevork S. Hovnanian, deceased

F2 · ownership.nature: Held by Sirwart Hovnanian, Ara K. Hovnanian, Sossie K. Najarian, Esto K. Barry, Lucy K. Kalian and Nadia K. Rodriguez, Executors of the Estate of Kevork S. Hovnanian, Deceased (the "Executors"). The reporting person is special purpose Executor with respect to investments in securities of the Issuer.

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December 15, 2016 Filed Dec 19, 2016 22:04 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantMarket Share Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043547 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied

F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on January 1, 2017

F3 · derivative.expiration_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on January 1, 2017

F4 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F5 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
December 08, 2016 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by daughter Serena

Disclosed balance after: 150,150

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document
December 08, 2016 Filed Jun 14, 2017 00:37 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GiftClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011304 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,304

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.