Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOVNANIAN ENTERPRISES INCHOV · Entity 5200 | Director · Chairman of the Board & CEO · 10% owner | July 15, 2026 | July 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOVNANIAN ENTERPRISES INC
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 12,595 |
Reported balance
After 2026-07-15 transaction · row 1
1 source rowRow 1 · 2026-07-15 · Conversion · Acquired 12,595 · Balance 12,595 F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 324,716 |
Reported balance
After 2026-07-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-07-15 · Conversion · Disposed 12,595 · Balance 324,716 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"). F12: No expiration date |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Esther K. Barry's family | 52,285.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,285.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC"). |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Lucy K. Kalian's family | 20,522.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,522.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Nadia K. Rodriguez's family | 62,895.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 62,895.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld as trustee of trusts for Sossie K. Najarian's family | 45,634.872 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 45,634.872 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Esther K. Barry's family | 3,563.96 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,563.96 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Lucy K. Kalian's family | 4,132.76 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,132.76 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Nadia K. Rodriguez's family | 720 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 720 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by trusts for Sossie K. Najarian's family | 720 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 720 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by wife | 668 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 668 |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee for daughter Serena | 5,328.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 5,328.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee for son Alexander | 5,328.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 5,328.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of the Alexander Hovnanian Trust | 160 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 160 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of the Alton Hovnanian Trust | 160 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 160 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trust for Reporting Person's family | 157,434.56 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 157,434.56 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC") |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Esther K. Barry's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Lucy K. Kalian's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Nadia K. Rodriguez's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld as trustee of trusts for Sossie K. Najarian's family | 25,281.4 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 25,281.4 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by Ara K. Hovnanian Family 1994 long-term trusts | 50,507.51 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 50,507.51 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by Reporting Person through partnership interests in the Limited Partnership. | 5,125.28 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 5,125.28 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Esther K. Barry's family | 38,736.694 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 38,736.694 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Kevork S. Hovnanian's family | 42,034.92 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 42,034.92 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Lucy K. Kalian's family | 38,777.8564 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 38,777.8564 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Nadia K. Rodriguez's family | 22,849.1972 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 22,849.1972 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by trusts for Sossie K. Najarian's family | 33,256.3364 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · Balance 33,256.3364 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectHeld by wife | 812 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · Balance 812 F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12: No expiration date |
Filing footnotes · ownership attribution and instrument terms
F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").
F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")
F12: No expiration date
F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC")
F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC
F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee
F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2022 Filed Jan 11, 2022 21:47 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 3,836 | $112.43 | $431,281.48 |
DisclosureSEC source: 0001225208-22-000671 · doc4.xml · derivative · entry 13 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,864 Underlying: Class A Common Stock · 3,836 shares Expires not disclosed F12 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F13 · derivative.expiration_date: No expiration date Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:47 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Disposition to issuerClass A Common Stock | 78,300 | $112.43 | $8,803,269.00 |
DisclosureSEC source: 0001225208-22-000671 · doc4.xml · nonDerivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,318 F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:47 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 78,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000671 · doc4.xml · nonDerivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement. F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000462 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Class A Common Stock · 4,500 shares Expires 2024-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis. F2 · kind: On January 3, 2022, 4,500 Market Share Units converted into 9,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021. F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023 and June 14, 2024. F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000462 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,500 Underlying: Class A Common Stock · 4,500 shares Expires 2024-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis. F2 · kind: On January 3, 2022, 4,500 Market Share Units converted into 9,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021. F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023 and June 14, 2024. F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 7,084 | $121.10 | $857,872.40 |
DisclosureSEC source: 0001225208-22-000462 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,700 Underlying: Class A Common Stock · 7,084 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000462 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,784 Underlying: Class A Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On January 3, 2022, 4,500 Market Share Units converted into 9,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021. F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:25 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000462 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,784 Underlying: Class A Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On January 3, 2022, 4,500 Market Share Units converted into 9,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on December 13, 2021. F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:52 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantPhantom Shares · Derivative | 147,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015007 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,410 Underlying: Class A Common Stock · 147,410 shares Expires not disclosed F6 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied, which LTIP award is payable partly in these phantom shares. F7 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement. F6 · date: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied, which LTIP award is payable partly in these phantom shares. F8 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP award. F9 · derivative.exercise_date: The share portion of the LTIP award vests as follows: (a) 78,300 shares are vested, (b) 34,556 shares vest on October 31, 2022, and (c) 34,554 shares vest on October 31, 2023 and settle in cash in the January following vesting. F9 · derivative.expiration_date: The share portion of the LTIP award vests as follows: (a) 78,300 shares are vested, (b) 34,556 shares vest on October 31, 2022, and (c) 34,554 shares vest on October 31, 2023 and settle in cash in the January following vesting. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:52 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015007 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Class A Common Stock · 18,000 shares Expires 2024-06-14 F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis. F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied. F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2021, June 14, 2023 and June 14, 2024. F4 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F5 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:52 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015007 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Class A Common Stock · 18,000 shares Expires 2024-06-14 F1 · derivative.exercise_price: Shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis. F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied. F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2021, June 14, 2023 and June 14, 2024. F4 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F5 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 82,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · derivative · entry 18 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by 2021 trusts Disclosed balance after: 82,404 Underlying: Class A Common Stock · 82,404 shares Expires not disclosed F14 · derivative.exercise_price: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. F14 · derivative.exercise_date: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F15 · derivative.expiration_date: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest F6 · ownership.nature: Held by trusts for the benefit of the reporting person's family (the "2021 trusts"), of which the reporting person is the investment trustee. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 82,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · derivative · entry 17 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,784 Underlying: Class A Common Stock · 82,404 shares Expires not disclosed F14 · derivative.exercise_price: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. F14 · derivative.exercise_date: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F15 · derivative.expiration_date: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 6,278 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · derivative · entry 16 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,188 Underlying: Class A Common Stock · 6,278 shares Expires not disclosed F14 · derivative.exercise_price: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. F14 · derivative.exercise_date: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F15 · derivative.expiration_date: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass B Common Stock · Derivative | 6,278 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · derivative · entry 15 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Ara K. Hovnanian Family 1994 long-term trusts Disclosed balance after: 50,507.51 Underlying: Class A Common Stock · 6,278 shares Expires not disclosed F14 · derivative.exercise_price: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. F14 · derivative.exercise_date: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest F15 · derivative.expiration_date: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest F5 · ownership.nature: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 14,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · nonDerivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by 2021 trusts Disclosed balance after: 14,272 F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F6 · ownership.nature: Held by trusts for the benefit of the reporting person's family (the "2021 trusts"), of which the reporting person is the investment trustee. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 14,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · nonDerivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,318 F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 14,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · nonDerivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,590 F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · nonDerivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Ara K. Hovnanian Family 1994 long-term trusts Disclosed balance after: 0 F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. F5 · ownership.nature: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GiftClass A Common Stock | 13,552 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-042435 · doc4.xml · nonDerivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trust for Reporting Person's family Disclosed balance after: 0 F1 · kind: Represents transfers in connection with the long-term estate planning of the reporting person, including (i) the distribution of 13,552 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") from the Hovnanian Family 2012 LLC (the "2012 LLC") to a trust for the benefit of the reporting person and the further distribution of such shares from such trust to the reporting person, (ii) the distribution of 720 shares of Class A Common Stock and 6,278 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") from Ara K. Hovnanian Family 1994 long-term trusts to the reporting person, and (iv) the gift of all of such aforementioned shares, along with 76,126 shares of Class B Common Stock held directly by the reporting person, to trusts for the benefit of the reporting person's family, of which the reporting person is the investment trustee. F2 · shares: Represents an adjustment to the previously reported balance of shares held due to the incorrect reporting of balances following the of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. on April 30, 2019, whereby certain balances of Class A Common Stock were understated by 5,785.60 shares and certain balances of Class B Common Shares were overstated by 5,785.60 as a result of changes in indirect ownership following the exchange. F2 · balance_after: Represents an adjustment to the previously reported balance of shares held due to the incorrect reporting of balances following the of Class A Common Stock held by the Ara K. Hovnanian 2012 Trust for Class B Common Stock held by the Hovnanian Family 2012 L.L.C. on April 30, 2019, whereby certain balances of Class A Common Stock were understated by 5,785.60 shares and certain balances of Class B Common Shares were overstated by 5,785.60 as a result of changes in indirect ownership following the exchange. F4 · ownership.nature: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the 2012 LLC Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:39 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantClass B Common Stock · Derivative | 190,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011932 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,910 Underlying: Class A Common Stock · 190,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted performance share unit award were determined to have been satisfied. F3 · shares: Represents the number of shares determined to have been earned under the performance share unit award. F4 · derivative.exercise_date: The earned portion of the performance share unit award vests 25% on each of June 12, 2022, 2023, 2024 and 2025 and will be delivered in shares of Class B Common Stock on the date that is two years following each respective vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events. F5 · derivative.expiration_date: No expiration date Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 20:00 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | SaleClass A Common Stock | 10,000 | $105.45 | $1,054,500.00 |
DisclosureSEC source: 0001225208-21-011053 · doc4.xml · nonDerivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Esther K. Barry's family Disclosed balance after: 57,729.272 F1 · price: Represents the weighted average sales price for price increments ranging from $105.40 to $106.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3 · ownership.nature: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC"). Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:54 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009436 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Class A Common Stock · 9,000 shares Expires 2024-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis F6 · kind: On June 14, 2021, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021 F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F6 · derivative.underlying_shares: On June 14, 2021, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 F11 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:54 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 7,083 | $88.69 | $628,191.27 |
DisclosureSEC source: 0001225208-21-009436 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,910 Underlying: Class A Common Stock · 7,083 shares Expires not disclosed F5 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F5 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F7 · derivative.expiration_date: No expiration date Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:54 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009436 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,993 Underlying: Class A Common Stock · 18,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F6 · kind: On June 14, 2021, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 F5 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F7 · derivative.expiration_date: No expiration date Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:54 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantPerformance Share Units (2021) · Derivative | 22,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009436 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,400 Underlying: Class A Common Stock · 22,400 shares Expires not disclosed F1 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock (as defined below) on a one-for-one basis F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 11, 2024 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2022 F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 11, 2024 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2022 F3 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock (as defined below) on a one-for-one basis. F4 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 10 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis F13 · kind: On June 10, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F16 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2019, June 10, 2019, June 10, 2020 and June 10, 2021 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F17 · derivative.underlying_shares: On June 10, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 9 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis F12 · kind: On June 10, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F14 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 10, 2018 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F15 · derivative.underlying_shares: On June 10, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 4,132 | $93.50 | $386,342.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 8 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,993 Underlying: Class A Common Stock · 4,132 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 7 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,125 Underlying: Class A Common Stock · 5,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F13 · kind: On June 10, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 that was subject to additional financial performance criteria that was determined to have been satisfied on December 14, 2018 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 6 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,875 Underlying: Class A Common Stock · 5,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F12 · kind: On June 10, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 10, 2016 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Class A Common Stock · 1,500 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis F4 · kind: On June 9, 2021 1,500 Market Share Units vested and converted into 2,625 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019 F11 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F4 · derivative.underlying_shares: On June 9, 2021 1,500 Market Share Units vested and converted into 2,625 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019 F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires 2022-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis F2 · kind: On June 9, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F9 · derivative.underlying_shares: On June 9, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of the Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 3,099 | $97.37 | $301,749.63 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,625 Underlying: Class A Common Stock · 3,099 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 2,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,724 Underlying: Class A Common Stock · 2,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F4 · kind: On June 9, 2021 1,500 Market Share Units vested and converted into 2,625 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 23:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009323 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,099 Underlying: Class A Common Stock · 5,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On June 9, 2021, 3,000 Market Share Units vested and converted into 5,250 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 3,000 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F4 · kind: On June 8, 2021 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F11 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F4 · derivative.underlying_shares: On June 8, 2021 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F12 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Class A Common Stock · 3,000 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F2 · kind: On June 8, 2021, 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020 F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F9 · derivative.underlying_shares: On June 8, 2021, 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019. F10 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 4,723 | $108.03 | $510,225.69 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,849 Underlying: Class A Common Stock · 4,723 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,572 Underlying: Class A Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F4 · kind: On June 8, 2021 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:26 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009246 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,572 Underlying: Class A Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · kind: On June 8, 2021, 3,000 Market Share Units vested and converted into 6,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionOption to purchase Class B Common Stock · Derivative | 13,500 | $0.00 Strike: $48.25 | $0.00 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · derivative · entry 16 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,500 shares Expires 2021-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F18 · price: N/A F17 · derivative.exercise_date: The option is fully vested F15 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 8,132 | $101.73 | $827,268.36 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · derivative · entry 15 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,572 Underlying: Class A Common Stock · 8,132 shares Expires not disclosed F14 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F14 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F16 · derivative.expiration_date: No expiration date Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass B Common Stock · Derivative | 13,500 | $48.25 | $651,375.00 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · derivative · entry 14 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,704 Underlying: Class A Common Stock · 13,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F15 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 F14 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F16 · derivative.expiration_date: No expiration date F15 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019 Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | SaleClass A Common Stock | 7,191 | $88.72 | $637,985.52 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · nonDerivative · entry 2 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family Disclosed balance after: 57,789.272 F4 · price: Represents the weighted average sales price for price increments ranging from $88.45 to $89.20. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC") Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 22:34 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | SaleClass A Common Stock | 2,809 | $89.69 | $251,939.21 |
DisclosureSEC source: 0001225208-21-005126 · doc4.xml · nonDerivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family Disclosed balance after: 64,980.272 F1 · price: Represents the weighted average sales price for price increments ranging from $89.50 to $90.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC") Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 21:47 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 745 | $31.81 | $23,698.45 |
DisclosureSEC source: 0001225208-21-000716 · doc4.xml · derivative · entry 1 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,204 Underlying: Class A Common Stock · 745 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F2 · derivative.expiration_date: No expiration date Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass B Common Stock · Derivative | 1,226 | $31.85 | $39,048.10 |
DisclosureSEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 5 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,949 Underlying: Class A Common Stock · 1,226 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") F3 · derivative.expiration_date: No expiration date Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 4 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Class A Common Stock · 1,500 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units (Performance) · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000275 · doc4.xml · derivative · entry 3 HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Class A Common Stock · 1,500 shares Expires 2023-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis F2 · kind: On January 1, 2021, 1,500 Market Share Units vested and converted into 1,164 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023 F6 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock. F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.