HOV

SEC source: 0001225208-26-006649 · doc4.xml · derivative · entry 11

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,716

Underlying: Class A Common Stock · 12,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · kind: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

F11 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-006649 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

F1 · price: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

SEC source: 0001225208-26-006206 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,415.925

F1 · price: Represents the weighted average sales price for price increments ranging from $142.2450 to $142.5700. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-26-006151 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sales price for price increments ranging from $125.42 to $126.38. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

SEC source: 0001225208-26-006096 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,448

SEC source: 0001225208-26-006095 · doc4.xml · nonDerivative · entry 1

Sellers Robin Stone · CIK 0001744557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,174

SEC source: 0001225208-26-006094 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,492

SEC source: 0001225208-26-006093 · doc4.xml · nonDerivative · entry 1

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,879

SEC source: 0001225208-26-006092 · doc4.xml · nonDerivative · entry 1

Hernandez-Kakol Miriam · CIK 0001906530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,617

SEC source: 0001225208-26-006091 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,418

SEC source: 0001225208-26-006090 · doc4.xml · derivative · entry 2

Wyatt Michael P. · CIK 0002037927 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Class A Common Stock · 4,400 shares

Expires not disclosed

F4 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock

F5 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F6 · derivative.exercise_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F6 · derivative.expiration_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F7 · derivative.underlying_shares: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

SEC source: 0001225208-26-006090 · doc4.xml · derivative · entry 1

Wyatt Michael P. · CIK 0002037927 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,456

Underlying: Class A Common Stock · 5,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

SEC source: 0001225208-26-006089 · doc4.xml · derivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,106

Underlying: Class A Common Stock · 3,106 shares

Expires not disclosed

F4 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock

F5 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F6 · derivative.exercise_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F6 · derivative.expiration_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F7 · derivative.underlying_shares: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

SEC source: 0001225208-26-006089 · doc4.xml · derivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,852

Underlying: Class A Common Stock · 3,852 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class A Common Stock on June 12, 2031.

F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

SEC source: 0001225208-26-006088 · doc4.xml · derivative · entry 2

Hovnanian Alexander A. · CIK 0002037933 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Class A Common Stock · 4,400 shares

Expires not disclosed

F5 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock

F6 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F7 · derivative.exercise_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F7 · derivative.expiration_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F8 · derivative.underlying_shares: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

SEC source: 0001225208-26-006088 · doc4.xml · derivative · entry 1

Hovnanian Alexander A. · CIK 0002037933 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,456

Underlying: Class A Common Stock · 5,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class B Common Stock on June 12, 2031.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class B Common Stock on June 12, 2031.

F3 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") on a one-for-one basis.

F4 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

SEC source: 0001225208-26-006087 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,272

Underlying: Class A Common Stock · 15,272 shares

Expires not disclosed

F7 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock

F8 · derivative.exercise_price: Following vesting, each phantom share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F9 · derivative.exercise_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F9 · derivative.expiration_date: These Phantom Shares vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027.

F10 · derivative.underlying_shares: The number of Phantom Shares that may be earned will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period.

SEC source: 0001225208-26-006087 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,936

Underlying: Class A Common Stock · 18,936 shares

Expires not disclosed

F3 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock on a one-for-one basis

F4 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class B Common Stock on June 12, 2031.

F4 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 12, 2029 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2027 and, to the extent vested, settle in shares of Class B Common Stock on June 12, 2031.

F5 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock on a one-for-one basis.

F6 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

SEC source: 0001225208-26-006087 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,311

Underlying: Class A Common Stock · 17,575 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-006053 · doc4.xml · derivative · entry 3

Wyatt Michael P. · CIK 0002037927 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock on a one-for-one basis

F3 · derivative.exercise_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class A Common Stock on the date that is two years following the vesting date.

F3 · derivative.expiration_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class A Common Stock on the date that is two years following the vesting date.

SEC source: 0001225208-26-006053 · doc4.xml · nonDerivative · entry 2

Wyatt Michael P. · CIK 0002037927 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,880

SEC source: 0001225208-26-006053 · doc4.xml · nonDerivative · entry 1

Wyatt Michael P. · CIK 0002037927 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the settlement of vested Performance Share Units into Class A Common Stock, par value $.01, per share, non-cumulative ("Class A Common Stock") on a one-for-one basis.

SEC source: 0001225208-26-006052 · doc4.xml · derivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vested Performance Share Units convert into Class A Common Stock on a one-for-one basis

F3 · derivative.exercise_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class A Common Stock on the date that is two years following the vesting date.

F3 · derivative.expiration_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class A Common Stock on the date that is two years following the vesting date.

SEC source: 0001225208-26-006052 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,305

SEC source: 0001225208-26-006052 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the settlement of vested Performance Share Units into Class A Common Stock, par value $.01, per share, non-cumulative ("Class A Common Stock") on a one-for-one basis.

SEC source: 0001225208-26-006051 · doc4.xml · derivative · entry 3

Hovnanian Alexander A. · CIK 0002037933 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vested Performanc Share Units convert into Class B Common Stock on a one-for-one basis

F2 · kind: Reflects the settlement of vested Performance Share Units into Class B Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class B Common Stock on the date that is two years following the vesting date.

F5 · derivative.expiration_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class B Common Stock on the date that is two years following the vesting date.

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock on a one-for-one basis.

SEC source: 0001225208-26-006051 · doc4.xml · derivative · entry 2

Hovnanian Alexander A. · CIK 0002037933 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,655

Underlying: Class A Common Stock · 4,694 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-006051 · doc4.xml · derivative · entry 1

Hovnanian Alexander A. · CIK 0002037933 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,349

Underlying: Class A Common Stock · 8,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: Reflects the settlement of vested Performance Share Units into Class B Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-006050 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 44,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock on a one-for-one basis

F2 · kind: Reflects the settlement of vested Performance Share Units into Class B Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class B Common Stock on the date that is two years following the vesting date.

F5 · derivative.expiration_date: These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class B Common Stock on the date that is two years following the vesting date.

F6 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock on a one-for-one basis.

SEC source: 0001225208-26-006050 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,886

Underlying: Class A Common Stock · 16,576 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-006050 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,462

Underlying: Class A Common Stock · 44,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: Reflects the settlement of vested Performance Share Units into Class B Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-005922 · doc4.xml · nonDerivative · entry 1

Sellers Robin Stone · CIK 0001744557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,096

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-26-005921 · doc4.xml · nonDerivative · entry 1

PAGANO VINCENT JR · CIK 0001563558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,414

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-26-005919 · doc4.xml · nonDerivative · entry 1

Hernandez-Kakol Miriam · CIK 0001906530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,539

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-26-005920 · doc4.xml · nonDerivative · entry 1

MARENGI JOSEPH A · CIK 0001077821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,647

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-26-005918 · doc4.xml · nonDerivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,340

F1 · kind: Reflects the withholding of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), for cash to cover the Reporting Person's estimated tax liability in connection with the distribution of shares of Class A Common Stock related to vested restricted stock units. The withholding of shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-26-005852 · doc4.xml · derivative · entry 1

Hovnanian Alexander A. · CIK 0002037933 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,485

Underlying: Class A Common Stock · 8,963 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-005851 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,662

Underlying: Class A Common Stock · 8,963 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · derivative.expiration_date: No expiration date

SEC source: 0001225208-26-005766 · doc4.xml · derivative · entry 5

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: N/A

F1 · derivative.exercise_date: The option is fully vested

SEC source: 0001225208-26-005766 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 3,784

SEC source: 0001225208-26-005766 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 6,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-26-005650 · doc4.xml · derivative · entry 5

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: N/A

F1 · derivative.exercise_date: The option is fully vested

SEC source: 0001225208-26-005650 · doc4.xml · nonDerivative · entry 2

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 1,852

SEC source: 0001225208-26-005650 · doc4.xml · nonDerivative · entry 1

SORSBY J LARRY · CIK 0001211054 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-26-005651 · doc4.xml · derivative · entry 6

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires 2026-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F3 · price: N/A

F2 · derivative.exercise_date: The option is fully vested

F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

SEC source: 0001225208-26-005651 · doc4.xml · derivative · entry 5

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

F3 · price: N/A

F2 · derivative.exercise_date: The option is fully vested

F1 · derivative.underlying_shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019.

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 4

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,189

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 3

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,928

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 2

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-26-005651 · doc4.xml · nonDerivative · entry 1

O'Connor Brad G · CIK 0001520206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.