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HOVNANIAN ARA K

Disclosed activity across 1 company

Tapewire entity
29941
SEC CIK
0000938549

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOVNANIAN ENTERPRISES INCHOV · Entity 5200Director · Chairman of the Board & CEO · 10% ownerJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOVNANIAN ENTERPRISES INC

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,595 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Conversion · Acquired 12,595 · Balance 12,595

F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

Class B Common StockSEC Table II · derivative / convertible securityDirect324,716 Reported balance After 2026-07-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-07-15 · Conversion · Disposed 12,595 · Balance 324,716

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

F12: No expiration date

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Esther K. Barry's family52,285.872 Reported balance Holding disclosure · report date 2026-07-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 52,285.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Lucy K. Kalian's family20,522.872 Reported balance Holding disclosure · report date 2026-07-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 20,522.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Nadia K. Rodriguez's family62,895.872 Reported balance Holding disclosure · report date 2026-07-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 62,895.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class A Common StockSEC Table I · non-derivativeIndirectHeld as trustee of trusts for Sossie K. Najarian's family45,634.872 Reported balance Holding disclosure · report date 2026-07-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 45,634.872

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Esther K. Barry's family3,563.96 Reported balance Holding disclosure · report date 2026-07-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,563.96

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Lucy K. Kalian's family4,132.76 Reported balance Holding disclosure · report date 2026-07-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 4,132.76

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Nadia K. Rodriguez's family720 Reported balance Holding disclosure · report date 2026-07-15 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 720

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by trusts for Sossie K. Najarian's family720 Reported balance Holding disclosure · report date 2026-07-15 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 720

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class A Common StockSEC Table I · non-derivativeIndirectHeld by wife668 Reported balance Holding disclosure · report date 2026-07-15 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 668

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee for daughter Serena5,328.4 Reported balance Holding disclosure · report date 2026-07-15 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 5,328.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee for son Alexander5,328.4 Reported balance Holding disclosure · report date 2026-07-15 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 5,328.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of the Alexander Hovnanian Trust160 Reported balance Holding disclosure · report date 2026-07-15 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 160

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of the Alton Hovnanian Trust160 Reported balance Holding disclosure · report date 2026-07-15 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 160

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trust for Reporting Person's family157,434.56 Reported balance Holding disclosure · report date 2026-07-15 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 157,434.56

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC")

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Esther K. Barry's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Lucy K. Kalian's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Nadia K. Rodriguez's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld as trustee of trusts for Sossie K. Najarian's family25,281.4 Reported balance Holding disclosure · report date 2026-07-15 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 25,281.4

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by Ara K. Hovnanian Family 1994 long-term trusts50,507.51 Reported balance Holding disclosure · report date 2026-07-15 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 50,507.51

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by Reporting Person through partnership interests in the Limited Partnership.5,125.28 Reported balance Holding disclosure · report date 2026-07-15 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 5,125.28

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Esther K. Barry's family38,736.694 Reported balance Holding disclosure · report date 2026-07-15 · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · Balance 38,736.694

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Kevork S. Hovnanian's family42,034.92 Reported balance Holding disclosure · report date 2026-07-15 · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · Balance 42,034.92

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Lucy K. Kalian's family38,777.8564 Reported balance Holding disclosure · report date 2026-07-15 · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · Balance 38,777.8564

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Nadia K. Rodriguez's family22,849.1972 Reported balance Holding disclosure · report date 2026-07-15 · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · Balance 22,849.1972

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by trusts for Sossie K. Najarian's family33,256.3364 Reported balance Holding disclosure · report date 2026-07-15 · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · Balance 33,256.3364

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld by wife812 Reported balance Holding disclosure · report date 2026-07-15 · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · Balance 812

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

Filing footnotes · ownership attribution and instrument terms

F1: On July 15, 2026, Ara Hovnanian converted 12,595 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), in to an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock").

F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").

F4: Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F5: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F6: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F7: Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F8: Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F9: Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F10: Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest

F11: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12: No expiration date

F13: Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC")

F14: Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

F15: Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC

F16: Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee

F17: Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 5, 2023 22:10 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 192 $96.52 $18,531.00
Disclosure

SEC source: 0001225208-23-007300 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Nadia K. Rodriguez's family

Disclosed balance after: 71,115.872

F1 · price: Represents the weighted average sales price for price increments ranging from $96.17 to $96.675. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

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June 29, 2023 Filed Jun 30, 2023 16:20 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 2,197 $95.06 $208,851.21
Disclosure

SEC source: 0001225208-23-007029 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Nadia K. Rodriguez's family

Disclosed balance after: 71,307.872

F1 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.44. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F3 · ownership.nature: Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

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June 28, 2023 Filed Jun 28, 2023 22:54 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 1,066 $96.18 $102,526.28
Disclosure

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 62,474.872

F5 · price: Represents the weighted average sales price for price increments ranging from $95.83 to $96.81. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

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June 28, 2023 Filed Jun 28, 2023 22:54 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 34 $96.85 $3,292.90
Disclosure

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held as trustee of trusts for Sossie K. Najarian's family

Disclosed balance after: 63,540.872

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

F4 · ownership.nature: Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC

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June 28, 2023 Filed Jun 28, 2023 22:54 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 7,453 $95.01 $708,073.76
Disclosure

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,318

F2 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.205. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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June 27, 2023 Filed Jun 28, 2023 22:54 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 14,754 $95.03 $1,402,082.95
Disclosure

SEC source: 0001225208-23-007017 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,771

F1 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.29. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 21:01 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 755 $95.00 $71,725.00
Disclosure

SEC source: 0001225208-23-007003 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,525

Read SEC document
June 23, 2023 Filed Jun 27, 2023 21:01 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 162 $95.00 $15,390.00
Disclosure

SEC source: 0001225208-23-007003 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,280

Read SEC document
June 22, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 3,068 $95.36 $292,562.03
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 8

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,442

F8 · price: Represents the weighted average sales price for price increments ranging from $95.00 to $95.97. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 1,496 $98.39 $147,194.88
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 7

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,510

F7 · price: Represents the weighted average sales price for price increments ranging from $98.00 to $98.995. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 1,059 $99.07 $104,911.21
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 6

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,006

F6 · price: Represents the weighted average sales price for price increments ranging from $99.00 to $99.35. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 672 $96.26 $64,685.64
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,065

F5 · price: Represents the weighted average sales price for price increments ranging from $96.00 to $96.74. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 581 $97.10 $56,417.77
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,737

F4 · price: Represents the weighted average sales price for price increments ranging from $97.00 to $97.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 24,648 $99.46 $2,451,480.22
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,318

F3 · price: Represents the weighted average sales price for price increments ranging from $98.87 to $99.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 14,277 $100.31 $1,432,105.88
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,966

F2 · price: Represents the weighted average sales price for price increments ranging from $99.87 to $100.86. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:55 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 SaleClass A Common Stock 1,075 $101.12 $108,701.96
Disclosure

SEC source: 0001225208-23-006975 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,243

F1 · price: Represents the weighted average sales price for price increments ranging from $100.87 to $101.76. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 19:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units (Performance) · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006892 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Class A Common Stock · 9,000 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F4 · kind: On June 14, 2023, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019

F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023, and June 14, 2024.

F7 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F4 · derivative.underlying_shares: On June 14, 2023, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019

F8 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 14, 2023 Filed Jun 16, 2023 19:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006892 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Class A Common Stock · 9,000 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F2 · kind: On June 14, 2023, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on October 31, 2021

F6 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021

F7 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F2 · derivative.underlying_shares: On June 14, 2023, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on October 31, 2021

F8 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 14, 2023 Filed Jun 16, 2023 19:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 14,167 $98.84 $1,400,266.28
Disclosure

SEC source: 0001225208-23-006892 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,370

Underlying: Class A Common Stock · 14,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 14, 2023 Filed Jun 16, 2023 19:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006892 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,537

Underlying: Class A Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F4 · kind: On June 14, 2023, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 14, 2023 Filed Jun 16, 2023 19:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006892 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,537

Underlying: Class A Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On June 14, 2023, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on October 31, 2021

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:08 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2023) · Derivative 31,202 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006805 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,202

Underlying: Class A Common Stock · 31,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 9, 2026 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2024 and, to the extent vested, settle in shares of Class B Common Stock on June 9, 2028.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 9, 2026 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2024 and, to the extent vested, settle in shares of Class B Common Stock on June 9, 2028.

F3 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") on a one-for-one basis.

F4 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:03 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units (Performance) · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006743 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F2 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 4,952 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F10 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F2 · derivative.underlying_shares: On June 8, 2022, 3,000 Market Share Units vested and converted into 4,952 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:03 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006743 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F4 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 4,952 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018

F6 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019

F7 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020

F8 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F9 · derivative.underlying_shares: On June 8, 2022, 3,000 Market Share Units vested and converted into 4,952 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:03 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 3,899 $91.00 $354,809.00
Disclosure

SEC source: 0001225208-23-006743 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,537

Underlying: Class A Common Stock · 3,899 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:03 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 4,952 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006743 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,436

Underlying: Class A Common Stock · 4,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F4 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 4,952 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:03 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 4,952 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006743 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,484

Underlying: Class A Common Stock · 4,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 4,952 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 01, 2023 Filed Jun 6, 2023 14:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2022) · Derivative 32,007 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006574 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,319

Underlying: Class A Common Stock · 32,007 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), on a one-for-one basis. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative, on a one-for-one basis.

F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Performance Share Units were determined to have been satisfied.

F3 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 36,312 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class B Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 36,312 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class B Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 36,312 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 10, 2025 and will be delivered in shares of Class B Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F1 · derivative.underlying: Vested Performance Share Units convert into Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), on a one-for-one basis. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative, on a one-for-one basis.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionPhantom Shares · Derivative 34,556 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000568 · doc4.xml · derivative · entry 13

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,554

Underlying: Class A Common Stock · 34,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · security: The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the January following vesting.

F14 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F13 · derivative.exercise_date: The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the January following vesting.

F13 · derivative.expiration_date: The remaining Phantom Shares vest on October 31, 2023 and settle in cash in the January following vesting.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 4,124 $44.78 $184,672.72
Disclosure

SEC source: 0001225208-23-000568 · doc4.xml · derivative · entry 12

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,532

Underlying: Class A Common Stock · 4,124 shares

Expires not disclosed

F11 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F11 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F12 · derivative.expiration_date: No expiration date

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Disposition to issuerClass A Common Stock 34,556 $44.78 $1,547,417.68
Disclosure

SEC source: 0001225208-23-000568 · doc4.xml · nonDerivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,318

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:33 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass A Common Stock 34,556 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000568 · doc4.xml · nonDerivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · price: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable award agreement.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:39 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units (Performance) · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008178 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Class A Common Stock · 9,000 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F4 · kind: On June 14, 2022, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019

F8 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2022, June 14, 2022, June 14, 2023, and June 14, 2024.

F9 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F4 · derivative.underlying_shares: On June 14, 2022, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019

F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:39 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 9,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008178 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Class A Common Stock · 9,000 shares

Expires 2024-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F2 · kind: On June 14, 2022, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on October 31, 2021

F6 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021

F2 · derivative.underlying_shares: On June 14, 2022, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on October 31, 2021

F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:39 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 14,167 $45.81 $648,990.27
Disclosure

SEC source: 0001225208-22-008178 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,656

Underlying: Class A Common Stock · 14,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:39 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008178 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,823

Underlying: Class A Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F4 · kind: On June 14, 2022, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 14, 2022 Filed Jun 17, 2022 00:39 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 18,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008178 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,823

Underlying: Class A Common Stock · 18,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On June 14, 2022, 9,000 Market Share Units vested and converted into 18,000 shares of Class B Common Stock pursuant to the terms of the award granted on June 14, 2019 that was subject to additional financial performance criteria that was determined to have been satisfied on October 31, 2021

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 10, 2022 Filed Jun 14, 2022 22:43 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2022) · Derivative 36,312 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008099 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,312

Underlying: Class A Common Stock · 36,312 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock") on a one-for-one basis

F2 · derivative.exercise_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 10, 2025 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2023 and, to the extent vested, settle in shares of Class B Common Stock on June 10, 2027.

F2 · derivative.expiration_date: These Performance Share Units vest based on satisfaction of service vesting conditions through June 10, 2025 to the extent of the achievement of specified performance criteria over a performance period ending on April 30, 2023 and, to the extent vested, settle in shares of Class B Common Stock on June 10, 2027.

F3 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") on a one-for-one basis.

F4 · derivative.underlying_shares: The number of shares of Class B Common Stock that would be received upon vesting of the Performance Share Units will vary from 50% to 200% of the number shown depending on the achievement of certain performance criteria during the relevant performance period

Read SEC document
June 09, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units (Performance) · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 10

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires 2022-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019

F14 · kind: On June 9, 2022 1,500 Market Share Units vested and converted into 1,249 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019

F18 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022

F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F14 · derivative.underlying_shares: On June 9, 2022 1,500 Market Share Units vested and converted into 1,249 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019

Read SEC document
June 09, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 9

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2022-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting convert to Class A Common Stock on a one-for-one basis

F13 · kind: On June 9, 2022, 3,000 Market Share Units vested and converted into 2,497 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017

F8 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019

F16 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019

F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F17 · derivative.underlying_shares: On June 9, 2022, 3,000 Market Share Units vested and converted into 2,497 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019.

Read SEC document
June 09, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 1,475 $58.17 $85,800.75
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 8

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,823

Underlying: Class A Common Stock · 1,475 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 09, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 7

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,298

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F14 · kind: On June 9, 2022 1,500 Market Share Units vested and converted into 1,249 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017 that was subject to additional financial performance criteria that was determined to have been satisfied on December 16, 2019

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 09, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 2,497 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 6

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,049

Underlying: Class A Common Stock · 2,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F13 · kind: On June 9, 2022, 3,000 Market Share Units vested and converted into 2,497 shares of Class B Common Stock pursuant to the terms of the award granted on June 9, 2017

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 08, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 5

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F4 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 3,042 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018

F8 · shares: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019

F9 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020

F10 · derivative.underlying: Upon, and to the extent of, vesting of the Market Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock.

F11 · derivative.underlying_shares: On June 8, 2022, 3,000 Market Share Units vested and converted into 3,042 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018. Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock and Class B Common Stock that occurred on March 29, 2019.

F12 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period. This amount also reflects the forfeiture of Market Share Units, without any vesting, that occurred in previous years pursuant to the terms of the award.

Read SEC document
June 08, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionMarket Share Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 4

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Class A Common Stock · 3,000 shares

Expires 2023-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Shares of Class B Common Stock received upon vesting are immediately convertible into Class A Common Stock on a one-for-one basis

F2 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 3,042 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F6 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2021, June 8, 2021, June 8, 2022 and June 8, 2023

F2 · derivative.underlying_shares: On June 8, 2022, 3,000 Market Share Units vested and converted into 3,042 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F7 · balance_after: The number of shares of Class B Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period

Read SEC document
June 08, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Tax withholdingClass B Common Stock · Derivative 2,396 $58.52 $140,213.92
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 3

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,552

Underlying: Class A Common Stock · 2,396 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

Read SEC document
June 08, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 3,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 2

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,948

Underlying: Class A Common Stock · 3,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F4 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 3,042 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

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June 08, 2022 Filed Jun 11, 2022 00:23 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionClass B Common Stock · Derivative 3,042 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007984 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,906

Underlying: Class A Common Stock · 3,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F2 · kind: On June 8, 2022, 3,000 Market Share Units vested and converted into 3,042 shares of Class B Common Stock pursuant to the terms of the award granted on June 8, 2018 that was subject to additional financial performance criteria that was determined to have been satisfied on December 15, 2020

F1 · derivative.exercise_date: The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")

F3 · derivative.expiration_date: No expiration date

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June 01, 2022 Filed Jun 2, 2022 21:40 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 GrantPerformance Share Units (2021) · Derivative 22,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007614 · doc4.xml · derivative · entry 1

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

Underlying: Class A Common Stock · 22,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested Performance Share Units convert into Class B Common Stock (as defined below) on a one-for-one basis

F2 · shares: Represents the additional number of shares determined to have been earned under the performance share unit award. 22,400 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class B Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F2 · derivative.exercise_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 22,400 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class B Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F2 · derivative.expiration_date: Represents the additional number of shares determined to have been earned under the performance share unit award. 22,400 Performance Share Units were previously reported at the time of grant. Earned portion of the performance share unit award vests based on satisfaction of service vesting conditions through June 11, 2024 and will be delivered in shares of Class B Common Stock on the date that is two years following the vesting date, subject to earlier vesting and delivery upon the occurrence of certain qualified termination events.

F3 · derivative.underlying: Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock (as defined below) on a one-for-one basis.

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January 07, 2022 Filed Jan 11, 2022 21:47 UTC HOVNANIAN ENTERPRISES INC HOV · Entity 5200 Exercise / conversionPhantom Shares · Derivative 78,300 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000671 · doc4.xml · derivative · entry 14

HOVNANIAN ARA K · CIK 0000938549 · Director · Chairman of Bd., Pres. & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,110

Underlying: Class A Common Stock · 78,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · security: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F14 · derivative.exercise_price: Phantom Shares represent the right to payment in the future solely of an amount of cash based on the future stock price of the Class A Common Stock. Following vesting, each Phantom Share will be paid in an amount of cash equal to the value of a share of Class A Common Stock at the time of payout, as calculated pursuant to the applicable award agreement.

F1 · kind: Represents the settlement of Phantom Shares in an amount of cash equal to the value of a share of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock") at the time of payout, as calculated pursuant to the applicable aware agreement.

F15 · derivative.exercise_date: The remaining Phantom Shares vest as follows: (a) 34,556 shares vest on October 31, 2022 and (b) 34,554 shares vest on October 31, 2023 and settle in cash in the January following vesting.

F15 · derivative.expiration_date: The remaining Phantom Shares vest as follows: (a) 34,556 shares vest on October 31, 2022 and (b) 34,554 shares vest on October 31, 2023 and settle in cash in the January following vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.