Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Director · Chief Executive Officer | October 15, 2026 | October 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date October 15, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 738,216 |
Ending reported balance
After 2026-10-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-15 · Exercise / conversion · Acquired 45,000 · Balance 783,216 Row 2 · 2026-10-15 · Sale · Disposed 45,000 · Balance 738,216 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 815,625 |
Reported balance
After 2026-10-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-15 · Exercise / conversion · Disposed 45,000 · Balance 815,625 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 18, 2017 22:44 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon | 1,297 | $41.89 | $54,331.33 |
DisclosureSEC source: 0000913760-17-000133 · wf-form4_151363705316431.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,962 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:44 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon | 2,846 | $41.00 | $116,686.00 |
DisclosureSEC source: 0000913760-17-000133 · wf-form4_151363705316431.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,259 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:19 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 6,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-16-000373 · wf-form4_148192312874967.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,105 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 4,272 | $40.00 | $170,880.00 |
DisclosureSEC source: 0000913760-16-000353 · wf-form4_147993603778301.xml · nonDerivative · entry 3 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,814 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 3,628 | $40.00 | $145,120.00 |
DisclosureSEC source: 0000913760-16-000353 · wf-form4_147993603778301.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,086 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 2,100 | $40.00 | $84,000.00 |
DisclosureSEC source: 0000913760-16-000353 · wf-form4_147993603778301.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,714 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 22:09 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 1,300 | $37.01 | $48,108.45 |
DisclosureSEC source: 0000913760-16-000320 · wf-form4_147328618094889.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,814 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.