Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Director · Chief Executive Officer | October 15, 2026 | October 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date October 15, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 738,216 |
Ending reported balance
After 2026-10-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-15 · Exercise / conversion · Acquired 45,000 · Balance 783,216 Row 2 · 2026-10-15 · Sale · Disposed 45,000 · Balance 738,216 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 815,625 |
Reported balance
After 2026-10-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-15 · Exercise / conversion · Disposed 45,000 · Balance 815,625 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2021 Filed Dec 17, 2021 22:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 6,771 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-21-000228 · wf-form4_163977942597301.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,243 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · derivative · entry 6 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 7,500 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 7,500 | $59.91 | $449,340.75 |
DisclosureSEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 4 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,472 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 7,500 | $25.91 | $194,325.00 |
DisclosureSEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 3 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 7,500 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · derivative · entry 5 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,500 Underlying: Common Stock · 7,500 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 7,500 | $61.64 | $462,298.50 |
DisclosureSEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,472 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 21:29 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 7,500 | $25.91 | $194,325.00 |
DisclosureSEC source: 0000913760-21-000207 · wf-form4_163943092549192.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 21:50 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000193 · wf-form4_163882741786124.xml · derivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 5,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 21:50 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 5,000 | $25.91 | $129,550.00 |
DisclosureSEC source: 0000913760-21-000193 · wf-form4_163882741786124.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:33 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 3,000 | $72.00 | $216,005.70 |
DisclosureSEC source: 0000913760-21-000183 · wf-form4_163614436997955.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,472 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 22:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000145 · wf-form4_163278051414976.xml · derivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 22:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 10,000 | $25.91 | $259,100.00 |
DisclosureSEC source: 0000913760-21-000145 · wf-form4_163278051414976.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2021 Filed Jul 29, 2021 20:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000115 · wf-form4_162758974701334.xml · derivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2021 Filed Jul 29, 2021 20:16 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 10,000 | $25.91 | $259,100.00 |
DisclosureSEC source: 0000913760-21-000115 · wf-form4_162758974701334.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2021 Filed May 24, 2021 21:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 2,465 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · derivative · entry 6 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 2,465 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 21, 2021 Filed May 24, 2021 21:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 2,465 | $70.25 | $173,166.25 |
DisclosureSEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 4 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,472 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 21, 2021 Filed May 24, 2021 21:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 2,465 | $25.91 | $63,868.15 |
DisclosureSEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 3 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 1,538 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · derivative · entry 5 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,465 Underlying: Common Stock · 1,538 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 1,538 | $70.25 | $108,044.50 |
DisclosureSEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,472 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 1,538 | $25.91 | $39,849.58 |
DisclosureSEC source: 0000913760-21-000100 · wf-form4_162189107425144.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 325 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · derivative · entry 6 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,003 Underlying: Common Stock · 325 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 325 | $70.25 | $22,831.25 |
DisclosureSEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 4 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,472 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 325 | $25.91 | $8,420.75 |
DisclosureSEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 3 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 15,672 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · derivative · entry 5 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,328 Underlying: Common Stock · 15,672 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 15,672 | $70.26 | $1,101,075.54 |
DisclosureSEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,472 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:32 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 15,672 | $25.91 | $406,061.52 |
DisclosureSEC source: 0000913760-21-000087 · wf-form4_162154636082154.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:07 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000029 · wf-form4_161420442700536.xml · derivative · entry 3 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:07 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 10,000 | $59.91 | $599,074.00 |
DisclosureSEC source: 0000913760-21-000029 · wf-form4_161420442700536.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,472 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:07 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 10,000 | $25.91 | $259,100.00 |
DisclosureSEC source: 0000913760-21-000029 · wf-form4_161420442700536.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:58 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 13,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000219 · wf-form4_160815951771827.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,472 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 20:51 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-20-000163 · wf-form4_160279506039210.xml · derivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 20:51 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon | 10,000 | $25.91 | $259,100.00 |
DisclosureSEC source: 0000913760-20-000163 · wf-form4_160279506039210.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:14 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon | 5,043 | $59.21 | $298,611.16 |
DisclosureSEC source: 0000913760-20-000105 · wf-form4_159423925254412.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,962 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:03 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 5,506 | $55.17 | $303,768.77 |
DisclosureSEC source: 0000913760-20-000090 · wf-form4_159165016884446.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,005 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 20:57 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 4,458 | $52.23 | $232,841.34 |
DisclosureSEC source: 0000913760-20-000088 · wf-form4_159139063656249.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,511 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:07 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 292 | $52.23 | $15,251.16 |
DisclosureSEC source: 0000913760-20-000027 · wf-form4_158231922484653.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,969 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 21:47 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 250 | $52.23 | $13,057.50 |
DisclosureSEC source: 0000913760-20-000008 · wf-form4_157981604523966.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,261 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 21:16 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 3,805 | $49.93 | $189,965.01 |
DisclosureSEC source: 0000913760-20-000002 · wf-form4_157869095494552.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,511 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:16 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 1,195 | $49.92 | $59,654.76 |
DisclosureSEC source: 0000913760-20-000002 · wf-form4_157869095494552.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,316 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:32 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 9,709 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000151 · wf-form4_157661833323111.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,511 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:36 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 6,067 | $38.20 | $231,764.25 |
DisclosureSEC source: 0000913760-19-000114 · wf-form4_156633340241594.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,802 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:49 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantStock Options · Derivative | 100,000 | $45.00 Strike: $45.00 | $4,500,000.00 |
DisclosureSEC source: 0000913760-19-000050 · wf-form4_155026734062723.xml · derivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 100,000 shares Expires 2026-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:03 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 10,591 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000170 · wf-form4_154509502122394.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,869 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| May 10, 2018 Filed May 11, 2018 22:06 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 1,100 | $47.06 | $51,761.49 |
DisclosureSEC source: 0000913760-18-000075 · wf-form4_152607634881877.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,278 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2018 Filed May 11, 2018 22:06 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 3,260 | $47.03 | $153,310.30 |
DisclosureSEC source: 0000913760-18-000075 · wf-form4_152607634881877.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,378 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:18 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 1,433 | $45.64 | $65,404.70 |
DisclosureSEC source: 0000913760-18-000050 · wf-form4_152097226784958.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,638 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 20:18 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 1,567 | $45.62 | $71,486.54 |
DisclosureSEC source: 0000913760-18-000050 · wf-form4_152097226784958.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,071 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:37 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 5,000 | $44.10 | $220,520.00 |
DisclosureSEC source: 0000913760-18-000008 · wf-form4_151631143803052.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,638 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:29 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 2,773 | $42.79 | $118,660.27 |
DisclosureSEC source: 0000913760-18-000006 · wf-form4_151510495499114.xml · nonDerivative · entry 2 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,638 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:29 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon | 2,551 | $42.80 | $109,171.32 |
DisclosureSEC source: 0000913760-18-000006 · wf-form4_151510495499114.xml · nonDerivative · entry 1 Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,411 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.