Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.WLY, WLYB · Entity 4304 | Director | September 24, 2026 | September 25, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | March 02, 2023 | March 24, 2023 |
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Director | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date September 24, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 66,287 |
Reported balance
After 2026-09-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 2,880 · Balance 66,287 F1: 1-for-1. F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1.
F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.
MOODYS CORP /DE/
Report date March 02, 2023 · Filed March 24, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 1 | 0 |
Reported balance
After 2023-03-02 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 2 | 0 |
Reported balance
After 2023-03-02 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 92,858.794 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 92,858.794 |
| Common StockSEC Table I · non-derivative | IndirectTrust I | 10,818 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 10,818 |
| Common StockSEC Table I · non-derivative | IndirectTrust II | 0 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust III | 24,599 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 24,599 |
| Common StockSEC Table I · non-derivative | IndirectTrust IV | 42,226 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 42,226 |
| Common StockSEC Table I · non-derivative | IndirectTrust V | 33,222 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 33,222 |
| Common StockSEC Table I · non-derivative | Indirect401-K | 1,645 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · Balance 1,645 F2: As of the last statement dated December 31, 2022. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 2,000 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.
F2: As of the last statement dated December 31, 2022.
RAYMOND JAMES FINANCIAL INC
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,113 |
Reported balance
After 2026-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 1,303 · Balance 6,113 F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors. F2: Includes DRSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.
F2: Includes DRSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 11, 2023 Filed Jan 13, 2023 19:02 UTC | JOHN WILEY & SONS, INC. WLY · Entity 4304 | GrantPhantom Stock Units · Derivative | 371 | $43.73 | $16,223.83 |
DisclosureSEC source: 0000107140-23-000019 · wf-form4_167363652115561.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,046 Underlying: Class A Common · 371 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061399 · doc4.xml · derivative · entry 11 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7.65 Underlying: Common Stock · 1.91 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.094 | $300.07 | $628.35 |
DisclosureSEC source: 0001209191-22-061399 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,274.794 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 13, 2022 Filed Jan 5, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 7,500 | $274.88 | $2,061,600.00 |
DisclosureSEC source: 0001209191-23-001761 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 8,972 F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on December 22, 2022, with a valuation of $274.88 per share, which was reported to the reporting person on January 4, 2023. F1 · shares: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on December 22, 2022, with a valuation of $274.88 per share, which was reported to the reporting person on January 4, 2023. Read SEC document |
| October 26, 2022 Filed Oct 28, 2022 14:59 UTC | JOHN WILEY & SONS, INC. WLY · Entity 4304 | GrantPhantom Stock Units · Derivative | 392 | $41.00 | $16,072.00 |
DisclosureSEC source: 0000107140-22-000078 · wf-form4_166696912808384.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,675 Underlying: Class A Common · 392 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. Read SEC document |
| September 29, 2022 Filed Oct 3, 2022 18:44 UTC | JOHN WILEY & SONS, INC. WLY · Entity 4304 | GrantPhantom Stock Units · Derivative | 3,140 | $38.22 | $120,010.80 |
DisclosureSEC source: 0000107140-22-000057 · wf-form4_166482266602371.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,283 Underlying: Class A Common · 3,140 shares Expires not disclosed F1 · security: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. F2 · derivative.exercise_price: 1-for-1. F1 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. F1 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.915 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049484 · doc4.xml · derivative · entry 10 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.74 Underlying: Common Stock · 1.915 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.1 | $298.53 | $626.91 |
DisclosureSEC source: 0001209191-22-049484 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,507.655 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 16:27 UTC | JOHN WILEY & SONS, INC. WLY/WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 312.94 | $47.56 Strike: $0.00 | $14,883.43 |
DisclosureSEC source: 0001225208-22-008897 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,143.0601 Underlying: Class A Common · 312.94 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| June 13, 2022 Filed Jun 17, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037795 · doc4.xml · nonDerivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 2 Disclosed balance after: 5,562 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| June 13, 2022 Filed Jun 17, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037795 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 1 Disclosed balance after: 5,562 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| June 13, 2022 Filed Jun 24, 2022 20:00 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,509 | $260.06 | $912,550.54 |
DisclosureSEC source: 0001209191-22-039186 · doc4a.xml · nonDerivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 2 Disclosed balance after: 5,562 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on June 22, 2022, with a valuation of $260.06 per share, which was reported to the reporting person on June 24, 2022. Read SEC document |
| June 13, 2022 Filed Jun 24, 2022 20:00 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,509 | $260.06 | $912,550.54 |
DisclosureSEC source: 0001209191-22-039186 · doc4a.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 1 Disclosed balance after: 5,562 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on June 22, 2022, with a valuation of $260.06 per share, which was reported to the reporting person on June 24, 2022. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.083 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036269 · doc4.xml · derivative · entry 10 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.825 Underlying: Common Stock · 2.083 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.284 | $273.76 | $625.27 |
DisclosureSEC source: 0001209191-22-036269 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,505.555 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 889 | $301.66 | $268,177.52 |
DisclosureSEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,503.271 F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $301.34 to $302.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,486 | $300.73 | $747,624.72 |
DisclosureSEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,392.271 F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $300.33 to $301.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,285 | $299.91 | $685,292.07 |
DisclosureSEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,878.271 F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $299.32 to $300.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,063 | $298.72 | $616,249.05 |
DisclosureSEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,163.271 F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $298.31 to $299.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,677 | $297.56 | $499,001.41 |
DisclosureSEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,226.271 F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.22 to $298.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 600 | $296.28 | $177,766.80 |
DisclosureSEC source: 0001209191-22-027818 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,903.271 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $295.80 to $296.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 20:38 UTC | JOHN WILEY & SONS, INC. WLY/WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 267.42 | $54.91 Strike: $0.00 | $14,684.03 |
DisclosureSEC source: 0001225208-22-005994 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,830.1201 Underlying: Class A Common · 267.42 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.742 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020249 · doc4.xml · derivative · entry 10 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.742 Underlying: Common Stock · 1.742 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.271 | $326.79 | $2,702.88 |
DisclosureSEC source: 0001209191-22-020249 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,503.271 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 13,622 | $323.88 | $4,411,893.36 |
DisclosureSEC source: 0001209191-22-014655 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,495 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 25,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014655 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,117 F1 · shares: Receipt of shares acquired upon settlement of 2019 Performance Shares. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 813 | $325.99 | $265,029.87 |
DisclosureSEC source: 0001209191-22-011209 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,689 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 00:45 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 265.18 | $55.03 Strike: $0.00 | $14,592.86 |
DisclosureSEC source: 0001225208-22-000774 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,562.7001 Underlying: Class A Common · 265.18 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069933 · doc4.xml · derivative · entry 12 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6.362 Underlying: Common Stock · 1.403 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| November 16, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 9,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069933 · doc4.xml · nonDerivative · entry 9 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 2 Disclosed balance after: 9,071 Read SEC document |
| November 16, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 9,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069933 · doc4.xml · nonDerivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 1 Disclosed balance after: 9,071 Read SEC document |
| November 16, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 9,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069933 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,876 Read SEC document |
| November 16, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 9,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069933 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,947 Read SEC document |
| November 05, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 5,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069933 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,018 Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:41 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 273.04 | $53.10 Strike: $0.00 | $14,498.42 |
DisclosureSEC source: 0001225208-21-013336 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,297.5201 Underlying: Class A Common · 273.04 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:54 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 2,298 | $52.21 Strike: $0.00 | $119,978.58 |
DisclosureSEC source: 0001225208-21-012779 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,024.4801 Underlying: Class A Common · 2,298 shares Expires not disclosed F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan. Such restricted shares will vest on the earlier of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan. Such restricted shares will vest on the earlier of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.437 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055659 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.959 Underlying: Common Stock · 1.437 shares Expires not disclosed F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052205 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 14,972 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| August 16, 2021 Filed Aug 26, 2021 20:09 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 9,000 | $376.35 | $3,387,150.00 |
DisclosureSEC source: 0001209191-21-053458 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 14,972 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on August 25, 2021, with a valuation of $376.35 per share, which was reported to the reporting person on August 26, 2021. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | OtherCommon Stock | 5,254 | $380.62 | $1,999,777.48 |
DisclosureSEC source: 0001209191-21-051365 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 23,972 F1 · kind: Substitution of cash for shares held by trust. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | OtherCommon Stock | 5,254 | $380.62 | $1,999,777.48 |
DisclosureSEC source: 0001209191-21-051365 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,190 F1 · kind: Substitution of cash for shares held by trust. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 21:54 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 241.06 | $56.51 Strike: $0.00 | $13,622.30 |
DisclosureSEC source: 0001225208-21-010841 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,726.4801 Underlying: Class A Common · 241.06 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046770 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 29,226 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| July 14, 2021 Filed Aug 2, 2021 20:00 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,250 | $378.58 | $851,805.00 |
DisclosureSEC source: 0001209191-21-049047 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 29,226 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on July 29, 2021, with a valuation of $378.58 per share, which was reported to the reporting person on August 2, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 11,078 | $364.12 | $4,033,721.36 |
DisclosureSEC source: 0001209191-21-044853 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,936 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039797 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.522 Underlying: Common Stock · 1.626 shares Expires not disclosed F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 26,040 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-21-032676 · doc4.xml · derivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,040 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 26,040 | $327.49 | $8,527,761.48 |
DisclosureSEC source: 0001209191-21-032676 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,534 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $327.33 to $328.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 26,040 | $79.55 | $2,071,482.00 |
DisclosureSEC source: 0001209191-21-032676 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 26,040 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-21-030868 · doc4.xml · derivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,040 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.