Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.WLY, WLYB · Entity 4304 | Director | September 24, 2026 | September 25, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | March 02, 2023 | March 24, 2023 |
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Director | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date September 24, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 66,287 |
Reported balance
After 2026-09-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 2,880 · Balance 66,287 F1: 1-for-1. F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1.
F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.
MOODYS CORP /DE/
Report date March 02, 2023 · Filed March 24, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 1 | 0 |
Reported balance
After 2023-03-02 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 2 | 0 |
Reported balance
After 2023-03-02 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 92,858.794 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 92,858.794 |
| Common StockSEC Table I · non-derivative | IndirectTrust I | 10,818 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 10,818 |
| Common StockSEC Table I · non-derivative | IndirectTrust II | 0 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust III | 24,599 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 24,599 |
| Common StockSEC Table I · non-derivative | IndirectTrust IV | 42,226 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 42,226 |
| Common StockSEC Table I · non-derivative | IndirectTrust V | 33,222 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 33,222 |
| Common StockSEC Table I · non-derivative | Indirect401-K | 1,645 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · Balance 1,645 F2: As of the last statement dated December 31, 2022. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 2,000 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.
F2: As of the last statement dated December 31, 2022.
RAYMOND JAMES FINANCIAL INC
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,113 |
Reported balance
After 2026-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 1,303 · Balance 6,113 F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors. F2: Includes DRSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.
F2: Includes DRSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2026 Filed Sep 25, 2026 19:16 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 2,880 | $48.61 | $139,996.80 |
DisclosureSEC source: 0001195306-26-000003 · wk-form4_1790363808.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,287 Underlying: Class A Common · 2,880 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| July 23, 2026 Filed Jul 24, 2026 13:16 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 462 | $48.72 | $22,508.64 |
DisclosureSEC source: 0001195306-26-000002 · wk-form4_1784898960.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,407 Underlying: Class A Common · 462 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 20:11 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 536 | $41.32 | $22,147.52 |
DisclosureSEC source: 0000107140-26-000023 · wk-form4_1777061470.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,945 Underlying: Class A Common · 536 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 20:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-002384 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,113 F1 · shares: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors. F2 · balance_after: Includes DRSUs. Read SEC document |
| January 15, 2026 Filed Jan 16, 2026 21:52 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 706 | $31.01 | $21,893.06 |
DisclosureSEC source: 0000107140-26-000006 · wk-form4_1768600355.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,409 Underlying: Class A Common · 706 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| October 23, 2025 Filed Oct 24, 2025 17:47 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 587 | $36.98 | $21,707.26 |
DisclosureSEC source: 0000107140-25-000189 · wk-form4_1761328026.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,703 Underlying: Class A Common · 587 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| September 25, 2025 Filed Sep 26, 2025 21:00 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 3,275 | $39.69 | $129,984.75 |
DisclosureSEC source: 0000107140-25-000161 · wk-form4_1758920403.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,116 Underlying: Class A Common · 3,275 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settle upon separation of service from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settle upon separation of service from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 20:16 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 516 | $39.43 | $20,345.88 |
DisclosureSEC source: 0000107140-25-000130 · wk-form4_1753474590.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,841 Underlying: Class A Common · 516 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 20:47 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 459 | $43.63 | $20,026.17 |
DisclosureSEC source: 0000107140-25-000036 · wk-form4_1745873273.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,324 Underlying: Class A Common · 459 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 16:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002211 · doc4.xml · derivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F4 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 16:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002211 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,810 F2 · shares: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors. F3 · balance_after: Includes DRSUs. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 16:56 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002211 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 23:13 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 472 | $42.10 | $19,871.20 |
DisclosureSEC source: 0000107140-25-000010 · wk-form4_1736809994.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,865 Underlying: Class A Common · 472 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · date: The shares were acquired as a result of a quarterly dividend payable on Thursday, January 9, 2024, which was a federal holiday. As such, the shares were acquired the following business day utilizing the January 10, 2024 closing price of the Company's Class A Common Stock. F3 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F3 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| October 24, 2024 Filed Oct 28, 2024 13:59 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 400 | $49.37 | $19,748.00 |
DisclosureSEC source: 0000107140-24-000225 · wk-form4_1730123953.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,393 Underlying: Class A Common · 400 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| September 26, 2024 Filed Sep 27, 2024 22:04 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 2,758 | $47.13 | $129,984.54 |
DisclosureSEC source: 0000107140-24-000201 · wk-form4_1727474650.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,993 Underlying: Class A Common · 2,758 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. Read SEC document |
| July 25, 2024 Filed Jul 29, 2024 20:24 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 399 | $46.68 | $18,625.32 |
DisclosureSEC source: 0000107140-24-000158 · wk-form4_1722284641.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,235 Underlying: Class A Common · 399 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 21:03 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 483 | $37.95 | $18,329.85 |
DisclosureSEC source: 0000107140-24-000044 · wk-form4_1714165386.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,836 Underlying: Class A Common · 483 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. Read SEC document |
| April 10, 2024 Filed Apr 12, 2024 20:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005047 · doc4.xml · derivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,846 shares Expires 2024-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| April 10, 2024 Filed Apr 12, 2024 20:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005047 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 20:23 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002923 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,711 Underlying: Common Stock · 1,711 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2025. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2025. Read SEC document |
| January 11, 2024 Filed Jan 12, 2024 22:17 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 572 | $31.71 | $18,138.12 |
DisclosureSEC source: 0000107140-24-000018 · wk-form4_1705097817.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,353 Underlying: Class A Common · 572 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 19:39 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 590 | $30.38 | $17,924.20 |
DisclosureSEC source: 0000107140-23-000210 · wk-form4_1698435584.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,781 Underlying: Class A Common · 590 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 21:59 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 3,218 | $37.29 | $119,999.22 |
DisclosureSEC source: 0000107140-23-000179 · wk-form4_1696024784.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,192 Underlying: Class A Common · 3,218 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 18:56 UTC | JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 | GrantPhantom Stock Units · Derivative | 491 | $33.82 | $16,605.62 |
DisclosureSEC source: 0000107140-23-000150 · wf-form4_168996575638602.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,974 Underlying: Class A Common · 491 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 14:27 UTC | JOHN WILEY & SONS, INC. WLY · Entity 4304 | GrantPhantom Stock Units · Derivative | 436 | $37.51 | $16,354.36 |
DisclosureSEC source: 0000107140-23-000048 · wf-form4_168260563936206.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,482 Underlying: Class A Common · 436 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 15:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004803 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,846 Underlying: Common Stock · 1,846 shares Expires 2024-04-10 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 12.134 | $295.41 | $3,584.50 |
DisclosureSEC source: 0001209191-23-020217 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,870.928 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,000 | $295.00 | $2,950,000.00 |
DisclosureSEC source: 0001209191-23-016223 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,858.794 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 9 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 2 Disclosed balance after: 0 F3 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust 1 Disclosed balance after: 0 F3 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| March 02, 2023 Filed Mar 24, 2023 20:00 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5,562 | $297.09 | $1,652,414.58 |
DisclosureSEC source: 0001209191-23-021051 · doc4a.xml · nonDerivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Family Trust 2 Disclosed balance after: 0 F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. F1 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. Read SEC document |
| March 02, 2023 Filed Mar 24, 2023 20:00 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5,562 | $297.09 | $1,652,414.58 |
DisclosureSEC source: 0001209191-23-021051 · doc4a.xml · nonDerivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Family Trust 1 Disclosed balance after: 0 F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. F1 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 14,119 | $290.63 | $4,103,404.97 |
DisclosureSEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,858.794 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 25,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,977.794 F1 · shares: Receipt of shares acquired upon settlement of 2020 Performance Shares. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 843 | $314.22 | $264,887.46 |
DisclosureSEC source: 0001209191-23-007757 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,117.794 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 38,454 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · derivative · entry 20 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,454 Underlying: Common Stock · 38,454 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,848 | $335.46 | $955,399.19 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 10 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,274.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F10 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $$335.345 to $335.730. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 8,522 | $334.66 | $2,851,983.60 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 9 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,122.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F9 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $334.340 to $335.335. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,368 | $333.99 | $1,458,856.09 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,644.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $333.335 to $334.330. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,100 | $332.76 | $366,035.45 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,012.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $332.230 to $333.130. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,300 | $331.64 | $762,763.49 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,112.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $331.230 to $332.120. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,845 | $330.58 | $609,924.53 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,412.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $330.230 to $331.220. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,804 | $329.81 | $3,893,024.12 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,257.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $329.170 to $330.140. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,450 | $328.61 | $1,462,325.63 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,061.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $328.170 to $329.165. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,217 | $327.26 | $398,274.57 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,511.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.985 to $327.900. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 38,454 | $98.01 | $3,768,876.54 |
DisclosureSEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,728.794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 17,009 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001209191-23-006175 · doc4.xml · derivative · entry 13 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,009 Underlying: Common Stock · 17,009 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 600 | $326.08 | $195,650.52 |
DisclosureSEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,274.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.01 to $326.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 16,409 | $325.27 | $5,337,370.20 |
DisclosureSEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,874.794 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $325.00 to $325.880. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 17,009 | $98.01 | $1,667,052.09 |
DisclosureSEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,283.794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.