Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.WLY, WLYB · Entity 4304 | Director | September 24, 2026 | September 25, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | March 02, 2023 | March 24, 2023 |
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Director | February 19, 2026 | February 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date September 24, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 66,287 |
Reported balance
After 2026-09-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-24 · Grant · Acquired 2,880 · Balance 66,287 F1: 1-for-1. F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1.
F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.
MOODYS CORP /DE/
Report date March 02, 2023 · Filed March 24, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 1 | 0 |
Reported balance
After 2023-03-02 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust 2 | 0 |
Reported balance
After 2023-03-02 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0 F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 92,858.794 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 92,858.794 |
| Common StockSEC Table I · non-derivative | IndirectTrust I | 10,818 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 10,818 |
| Common StockSEC Table I · non-derivative | IndirectTrust II | 0 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectTrust III | 24,599 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 24,599 |
| Common StockSEC Table I · non-derivative | IndirectTrust IV | 42,226 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 42,226 |
| Common StockSEC Table I · non-derivative | IndirectTrust V | 33,222 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 33,222 |
| Common StockSEC Table I · non-derivative | Indirect401-K | 1,645 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · Balance 1,645 F2: As of the last statement dated December 31, 2022. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 2,000 |
Reported balance
Holding disclosure · report date 2023-03-02 · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.
F2: As of the last statement dated December 31, 2022.
RAYMOND JAMES FINANCIAL INC
Report date February 19, 2026 · Filed February 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,113 |
Reported balance
After 2026-02-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-19 · Grant · Acquired 1,303 · Balance 6,113 F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors. F2: Includes DRSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.
F2: Includes DRSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2021 Filed May 7, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,153 | $327.17 | $1,358,724.55 |
DisclosureSEC source: 0001209191-21-030868 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,534 F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.73 to $327.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 21,887 | $326.24 | $7,140,327.33 |
DisclosureSEC source: 0001209191-21-030868 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,687 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $325.73 to $326.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 26,040 | $79.55 | $2,071,482.00 |
DisclosureSEC source: 0001209191-21-030868 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030603 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 29,226 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030603 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,534 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| May 05, 2021 Filed Jun 24, 2021 20:46 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043049 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 31,476 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · shares: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The number of shares contributed differs from what was originally reported. F3 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| May 05, 2021 Filed Jun 24, 2021 20:46 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043049 · doc4a.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,014 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · shares: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The number of shares contributed differs from what was originally reported. F3 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| May 05, 2021 Filed Jul 1, 2021 20:01 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,750 | $365.75 | $2,468,812.50 |
DisclosureSEC source: 0001209191-21-044357 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 31,476 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on June 29, 2021, with a valuation of $365.75 per share, which was reported to the reporting person on June 30, 2021. Read SEC document |
| May 05, 2021 Filed Jul 1, 2021 20:01 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,520 | $365.75 | $921,690.00 |
DisclosureSEC source: 0001209191-21-044357 · doc4a.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,014 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on June 29, 2021, with a valuation of $365.75 per share, which was reported to the reporting person on June 30, 2021. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 20:37 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 235.68 | $57.04 Strike: $0.00 | $13,443.19 |
DisclosureSEC source: 0001225208-21-006925 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,485.4201 Underlying: Class A Common · 235.68 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022047 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.896 Underlying: Common Stock · 1.896 shares Expires not disclosed F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleTransaction | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020934 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,014 F4 · kind: Sale of shares pursuant to a pre-arranged plan. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,693 | $291.21 | $493,025.30 |
DisclosureSEC source: 0001209191-21-020934 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,014 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $291.04 to $291.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,700 | $290.51 | $1,074,868.50 |
DisclosureSEC source: 0001209191-21-020934 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,707 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $290.00 to $290.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2021 Filed Mar 29, 2021 20:51 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 14,000 | $306.97 | $4,297,580.00 |
DisclosureSEC source: 0001209191-21-023455 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,014 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 29, 2021, with a valuation of $306.97 per share, which was reported to the reporting person on March 29, 2021. Read SEC document |
| March 12, 2021 Filed Mar 31, 2021 20:00 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,480 | $306.97 | $3,524,015.60 |
DisclosureSEC source: 0001209191-21-023756 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,534 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · shares: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 29, 2021, with a valuation of $306.97 per share, which was reported to the reporting person on March 29, 2021, and with the exchange fund subsequently reporting that the number of shares accepted was lower than initially reported. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 100 | $280.36 | $28,035.50 |
DisclosureSEC source: 0001209191-21-018505 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,407 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,193 | $279.50 | $333,437.54 |
DisclosureSEC source: 0001209191-21-018505 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,507 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $279.26 to $279.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,100 | $278.74 | $1,142,834.00 |
DisclosureSEC source: 0001209191-21-018505 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,700 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $278.23 to $279.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 12,272 | $280.63 | $3,443,891.36 |
DisclosureSEC source: 0001209191-21-016780 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,800 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 23,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016780 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,072 F1 · shares: Receipt of shares acquired upon settlement of 2018 Performance Shares. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,423 | $276.13 | $945,192.99 |
DisclosureSEC source: 0001209191-21-013755 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,014 F2 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 885 | $276.84 | $245,003.40 |
DisclosureSEC source: 0001209191-21-013755 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,437 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 19:53 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 280.93 | $47.51 Strike: $0.00 | $13,346.98 |
DisclosureSEC source: 0001225208-21-000843 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,249.7401 Underlying: Class A Common · 280.93 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 2,694 | $287.50 | $774,525.00 |
DisclosureSEC source: 0001209191-21-000960 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,552 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 42,662 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · derivative · entry 11 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,662 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F9 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 500 | $282.87 | $141,435.50 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,246 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.75 to $283.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,221 | $282.07 | $1,754,763.69 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,746 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.62 to $282.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,790 | $281.16 | $1,909,076.40 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,967 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $280.62 to $281.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 7,877 | $279.93 | $2,204,992.86 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,757 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $279.56 to $280.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 15,470 | $279.30 | $4,320,786.47 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,634 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $278.56 to $279.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5,804 | $278.04 | $1,613,738.36 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,104 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $277.42 to $278.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 42,662 | $46.43 | $1,980,796.66 |
DisclosureSEC source: 0001209191-20-060868 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 42,662 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · derivative · entry 12 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,662 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F10 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 750 | $292.42 | $219,315.00 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 8 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,246 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $292.31 to $292.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,126 | $291.82 | $3,246,778.19 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 7 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,996 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $291.31 to $292.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 13,969 | $290.81 | $4,062,296.95 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,122 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $290.30 to $291.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,176 | $289.79 | $1,210,175.57 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,091 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $289.30 to $290.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 7,323 | $288.78 | $2,114,743.26 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,267 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $288.26 to $289.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,503 | $287.81 | $720,383.42 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,590 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $287.24 to $288.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,815 | $286.70 | $807,054.87 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,093 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $286.22 to $287.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2020 Filed Nov 9, 2020 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 42,662 | $46.43 | $1,980,796.66 |
DisclosureSEC source: 0001209191-20-057445 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 22:02 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 417.84 | $31.60 Strike: $0.00 | $13,203.74 |
DisclosureSEC source: 0001225208-20-012718 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,968.8101 Underlying: Class A Common · 417.84 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 20:48 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 3,545 | $31.03 Strike: $0.00 | $110,001.35 |
DisclosureSEC source: 0001225208-20-011846 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,550.9701 Underlying: Class A Common · 3,545 shares Expires not disclosed F1 · derivative.exercise_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. F1 · derivative.expiration_date: Annual director stock award issued pursuant to the 2018 Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049608 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 38,226 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| September 02, 2020 Filed Sep 23, 2020 21:12 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,000 | $282.71 | $2,827,100.00 |
DisclosureSEC source: 0001209191-20-051686 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,226 F1 · kind: Sale of shares pursuant to a pre-arranged plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on September 18, 2020, with a valuation of $282.71 per share, which was reported to the reporting person on September 23, 2020. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 14:11 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 336.1 | $35.33 Strike: $0.00 | $11,874.41 |
DisclosureSEC source: 0001225208-20-009915 · doc4.xml · derivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,005.9701 Underlying: Class A Common · 336.1 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 01:26 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041410 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 48,226 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4. Read SEC document |
| July 01, 2020 Filed Jul 30, 2020 23:21 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,000 | $288.12 | $2,881,200.00 |
DisclosureSEC source: 0001209191-20-044065 · doc4a.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,226 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on July 24, 2020, with a valuation of $288.12 per share, which was reported to the reporting person on July 28, 2020. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 748 | $282.82 | $211,550.11 |
DisclosureSEC source: 0001209191-20-034952 · doc4.xml · nonDerivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,246 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.54 to $283.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.