Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Chief Governance/Legal Officer | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,870 |
Ending reported balance
After 2026-09-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-14 · Exercise / conversion · Acquired 50,625 · Balance 85,495 Row 2 · 2026-09-14 · Sale · Disposed 30,327 · Balance 55,168 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2026-09-16 · Sale · Disposed 20,298 · Balance 34,870 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.26 · Expires 2026-12-05 | Direct | 506,250 |
Reported balance
After 2026-09-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-14 · Exercise / conversion · Disposed 50,625 · Balance 506,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GAIN Capital Holdings, Inc.
Report date July 31, 2020 · Filed August 04, 2020
Section 16 reporting ended · disclosed 2020-08-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2020-07-31 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2020-07-31 · Disposition to issuer · Disposed 91,010 · Balance 46,268 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F2: Pursuant to the terms of the Merger Agreement, each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash (the "Merger Consideration"). Row 2 · 2020-07-31 · Disposition to issuer · Disposed 40,388 · Balance 5,880 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F3: Disposed of pursuant to the terms of the Merger Agreement under which each restricted stock unit ("RSU") that is subject to time-based vesting was canceled in exchange for a cash payment representing a number of shares of common stock subject to such RSU, multiplied by the Merger Consideration. Row 3 · 2020-07-31 · Disposition to issuer · Disposed 5,880 · Balance 0 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F4: Disposed of pursuant to the terms of the Merger Agreement under which each performance-based RSU ("PRSU") for which the performance period has ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on actual performance during the performance period, multiplied by the Merger Consideration. Row 4 · 2020-07-31 · Grant · Acquired 30,581 · Balance 30,581 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F5: On March 14, 2019, the reporting person received a compensatory grant of PRSUs for which vesting was dependent on the Issuer's performance. Pursuant to the Merger Agreement, such PRSUs for which the performance period has not ended were vested at target performance as of the Merger. Row 5 · 2020-07-31 · Disposition to issuer · Disposed 30,581 · Balance 0 F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). F6: Disposed of pursuant to the terms of the Merger Agreement under which each PRSU for which the performance period has not ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on target performance, multiplied by the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger (the "Merger") contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement").
F2: Pursuant to the terms of the Merger Agreement, each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash (the "Merger Consideration").
F3: Disposed of pursuant to the terms of the Merger Agreement under which each restricted stock unit ("RSU") that is subject to time-based vesting was canceled in exchange for a cash payment representing a number of shares of common stock subject to such RSU, multiplied by the Merger Consideration.
F4: Disposed of pursuant to the terms of the Merger Agreement under which each performance-based RSU ("PRSU") for which the performance period has ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on actual performance during the performance period, multiplied by the Merger Consideration.
F5: On March 14, 2019, the reporting person received a compensatory grant of PRSUs for which vesting was dependent on the Issuer's performance. Pursuant to the Merger Agreement, such PRSUs for which the performance period has not ended were vested at target performance as of the Merger.
F6: Disposed of pursuant to the terms of the Merger Agreement under which each PRSU for which the performance period has not ended was canceled in exchange for a cash payment representing a number of shares of common stock subject to such PRSU determined based on target performance, multiplied by the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Mar 20, 2020 11:41 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 3,746 | $5.15 | $19,303.89 |
DisclosureSEC source: 0001444363-20-000025 · wf-form4_158471888205094.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,895 F1 · security: The shares were withheld by the issuer to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. Read SEC document |
| May 29, 2019 Filed May 31, 2019 17:14 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 4,790 | $3.96 | $18,979.42 |
DisclosureSEC source: 0001444363-19-000078 · wf-form4_155933724875232.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,641 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.91 to $4.05, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2019 Filed May 9, 2019 16:36 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 3,320 | $4.95 | $16,435.33 |
DisclosureSEC source: 0001444363-19-000064 · wf-form4_155743415496858.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,431 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.83 to $5.13, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 18:05 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 3,663 | $6.57 | $24,065.91 |
DisclosureSEC source: 0001444363-19-000046 · wf-form4_155311949770414.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,751 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $6.63, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 17:53 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | GrantCommon Stock | 29,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001444363-19-000038 · wf-form4_155294597309473.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,414 F1 · security: Compensatory grant of restricted stock units ("RSUs"), which vests in three equal annual installments commencing on the first anniversary of the date of grant. The reporting person also received a compensatory grant of performance-based RSUs whose vesting is dependent on the issuer's operating performance. The performance-based RSU grant shall be reported separately once the number of shares to be issued has been finally determined. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:35 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,250 | $5.30 Strike: $5.30 | $59,625.00 |
DisclosureSEC source: 0001444363-18-000174 · wf-form4_154474413527051.xml · derivative · entry 5 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Such stock options vest 25% annually over four years commencing on the first anniversary of the date of grant. The stock options have a term of seven years. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:35 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,000 | $4.40 Strike: $4.40 | $123,200.00 |
DisclosureSEC source: 0001444363-18-000174 · wf-form4_154474413527051.xml · derivative · entry 4 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2020-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Such stock options vest 25% annually over four years commencing on the first anniversary of the date of grant. The stock options have a term of seven years. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:35 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 39,250 | $7.34 | $287,906.60 |
DisclosureSEC source: 0001444363-18-000174 · wf-form4_154474413527051.xml · nonDerivative · entry 3 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,363 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.51, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:35 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Exercise / conversionCommon Stock | 11,250 | $5.30 | $59,625.00 |
DisclosureSEC source: 0001444363-18-000174 · wf-form4_154474413527051.xml · nonDerivative · entry 2 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:35 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Exercise / conversionCommon Stock | 28,000 | $4.40 | $123,200.00 |
DisclosureSEC source: 0001444363-18-000174 · wf-form4_154474413527051.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:39 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 2,050 | $8.23 | $16,881.55 |
DisclosureSEC source: 0001444363-18-000102 · wf-form4_152789997332918.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,363 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.18 to $8.29, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2018 Filed May 29, 2018 17:45 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | GrantCommon Stock | 23,750 | $8.00 | $190,000.00 |
DisclosureSEC source: 0001444363-18-000083 · wf-form4_152763030964216.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,413 F1 · security: Compensatory grant of restricted stock units ("RSUs"), which vests in three equal annual installments commencing on the first anniversary of the date of grant. The reporting person also received a compensatory grant of performance-based RSUs whose vesting is dependent on the issuer's operating performance. The performance-based RSU grant shall be reported separately once the number of shares to be issued has been finally determined. Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:45 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 3,184 | $8.23 | $26,200.50 |
DisclosureSEC source: 0001444363-18-000053 · wf-form4_152581949619013.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,663 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $8.27, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 17:22 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 3,648 | $7.19 | $26,233.86 |
DisclosureSEC source: 0001444363-18-000031 · wf-form4_152158093875829.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,847 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.16 to $7.245, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 11:59 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 2,120 | $7.41 | $15,713.02 |
DisclosureSEC source: 0001444363-18-000017 · wf-form4_152052834190793.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,495 F1 · security: The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.38 to $7.43, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 17:30 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | SaleCommon Stock | 49,149 | $9.00 | $442,341.00 |
DisclosureSEC source: 0001444363-18-000002 · wf-form4_151493220455045.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,615 F1 · security: The shares were sold pursuant to a pre-established sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 08, 2017 Filed May 9, 2017 17:31 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Tax withholdingCommon Stock | 3,168 | $6.12 | $19,388.16 |
DisclosureSEC source: 0001444363-17-000057 · wf-form4_149436545244787.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,764 F1 · security: The shares were withheld by the issuer to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. F2 · price: Imputed purchase price for withheld shares based on the closing price of the issuer's common stock on the vesting date of the restricted stock units. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 16:18 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Tax withholdingCommon Stock | 3,355 | $8.10 | $27,175.50 |
DisclosureSEC source: 0001444363-17-000036 · wf-form4_149038671751269.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,932 F1 · security: The shares were withheld by the issuer to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. F2 · price: Imputed purchase price for withheld shares based on the closing price of the issuer's common stock on the trading date immediately prior to the vesting date of the restricted stock units. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:23 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | GrantCommon Stock | 51,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001444363-17-000031 · wf-form4_148978221455874.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,287 F1 · security: Restricted stock unit, which vests at a rate of 25% annually over four years commencing on the first anniversary of the date of grant. Read SEC document |
| March 06, 2017 Filed Mar 10, 2017 17:19 UTC | GAIN Capital Holdings, Inc. GCAP · Entity 147418 | Tax withholdingCommon Stock | 2,042 | $7.98 | $16,295.16 |
DisclosureSEC source: 0001444363-17-000013 · wf-form4_148918438332520.xml · nonDerivative · entry 1 Rotsztain Diego · CIK 0001511110 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,897 F1 · security: The shares were withheld by the issuer to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. F2 · price: Imputed purchase price for withheld shares based on the closing price of the issuer's common stock on the trading date immediately prior to the vesting date of the restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.