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GABELLI MARC

Disclosed activity across 5 companies

Tapewire entity
28452
SEC CIK
0001233348

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Associated Capital Group, Inc.AC · Entity 9826DirectorJune 25, 2024August 13, 2024
LGL GROUP INCLGL · Entity 6820Director · 10% ownerJuly 15, 2026July 28, 2026
M-tron Industries, Inc.MPTI · Entity 5849DirectorApril 20, 2026April 28, 2026
PMV Consumer Acquisition Corp.PMVC · Entity 7072Director · Co-CEO & Chairman of the BoardAugust 25, 2022September 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Associated Capital Group, Inc.

Report date June 25, 2024 · Filed August 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom RSASEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,000 Reported balance After 2024-06-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-25 · Grant · Acquired 10,000 · Balance 10,000

F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

Class A Common StockSEC Table I · non-derivativeDirect20,766 Reported balance Holding disclosure · report date 2024-06-25 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 20,766

Class B Common StockSEC Table II · derivative / convertible securityDirect81,018 Reported balance Holding disclosure · report date 2024-06-25 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 81,018

F3: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

F2: Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.

F3: The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.

LGL GROUP INC

Report date July 15, 2026 · Filed July 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,009,121 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Other · Acquired 1,854,015 · Balance 2,009,121

Common StockSEC Table I · non-derivativeIndirectShares held by Ltd. Partnership2,378,606 Reported balance After 2026-07-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-07-15 · Other · Acquired 1,477,660 · Balance 2,378,606

F1: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23Direct0 Reported balance After 2026-07-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-15 · Other · Disposed 114,523 · Balance 0

Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2026-06-23IndirectShares held by Ltd. Partnership0 Reported balance After 2026-07-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-15 · Other · Disposed 764,303 · Balance 0

F1: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

M-tron Industries, Inc.

Report date April 20, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,840 Reported balance After 2026-04-20 transaction · row 1
1 source row

Row 1 · 2026-04-20 · Other · Acquired 3,276 · Balance 45,840

F1: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share.

Subscription Rights (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $59.00 · Expires 2026-04-20Direct0 Reported balance After 2026-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-20 · Other · Disposed 16,380 · Balance 0

F1: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On March 30, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of March 27, 2026. When exercisable, five (5) Rights entitle their holder to purchase one share of Common Stock at an exercise price of $59.00 per share.

PMV Consumer Acquisition Corp.

Report date August 25, 2022 · Filed September 06, 2022

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IronNet, Inc.

Report date August 25, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy LGL Systems Acquistion Holding Company, LLC566,000 Reported balance After 2021-08-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-08-26 · Grant · Acquired 566,000 · Balance 566,000

F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy LGL Acquistion Holding3,670,375 Reported balance After 2021-08-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-08-26 · Conversion · Acquired 3,104,375 · Balance 3,670,375

F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.

F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy LGL Acquistion Holding4,182,500 Reported balance After 2021-08-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-08-25 · Other · Disposed 130,000 · Balance 4,182,500

F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.

F2: LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding") distributed these shares to certain of its members on a pro rata basis for no consideration. In addition to the 130,000 shares, LGL Acquisition Holding distributed 200,000 shares of Class B Common Stock to the Reporting Person on a pro rata basis for no consideration, which is not subject to reporting by the Reporting Person.

F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy LGL Acquistion Holding3,104,375 Reported balance After 2021-08-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-08-26 · Disposition to issuer · Disposed 1,078,125 · Balance 3,104,375

F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.

F4: Under the terms of the Merger Agreement (defined below), immediately prior to the closing of the Business Combination (defined below), LGL Acquisition Holding surrendered and forfeited these shares to LGL Systems Acquisition Corp. ("LGL") for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding.

F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy LGL Acquistion Holding0 Reported balance After 2021-08-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-08-26 · Conversion · Disposed 3,104,375 · Balance 0

F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.

F5: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL, LGL Systems Merger Sub Inc., a wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc. (the "Business Combination").Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Common Stock is convertible into Class A Common Stock at anytime and automatically converts into Class A Common Stock at the time of the Issuer's initial business combination, in each case, on a one-for-one basis, subject to adjustment. The Class B Common Stock has no expiration date.

F2: LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding") distributed these shares to certain of its members on a pro rata basis for no consideration. In addition to the 130,000 shares, LGL Acquisition Holding distributed 200,000 shares of Class B Common Stock to the Reporting Person on a pro rata basis for no consideration, which is not subject to reporting by the Reporting Person.

F3: Except for the 200,000 shares referenced in footnote (2) above, which were held by the Reporting Person, the shares are held directly by LGL Acquisition Holding. LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

F4: Under the terms of the Merger Agreement (defined below), immediately prior to the closing of the Business Combination (defined below), LGL Acquisition Holding surrendered and forfeited these shares to LGL Systems Acquisition Corp. ("LGL") for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding.

F5: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL, LGL Systems Merger Sub Inc., a wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc. (the "Business Combination").Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2019 Filed May 7, 2019 20:06 UTC Associated Capital Group, Inc. AC · Entity 9826 GiftClass B Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000068 · form4.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Read SEC document
December 19, 2018 Filed Dec 26, 2018 21:15 UTC LGL GROUP INC LGL · Entity 6820 GrantCommon Stock 1,629 $6.14 $10,002.06
Disclosure

SEC source: 0000807249-18-000240 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,114

F1 · kind: These shares were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2011 Incentive Plan.

F2 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated August 6, 2018.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:21 UTC LGL GROUP INC LGL · Entity 6820 OtherCommon Stock 2,200 $7.50 $16,500.00
Disclosure

SEC source: 0000807249-18-000147 · primary_doc.xml · nonDerivative · entry 3

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,485

F3 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4/A filing of Mario J. Gabelli, dated August 6, 2018.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:21 UTC LGL GROUP INC LGL · Entity 6820 OtherCommon Stock 42,852 $7.50 $321,390.00
Disclosure

SEC source: 0000807249-18-000147 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Ltd. Partnership

Disclosed balance after: 764,303

F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Read SEC document
December 11, 2017 Filed Jan 25, 2018 23:46 UTC LGL GROUP INC LGL · Entity 6820 GrantCommon Stock 1,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005472 · doc5.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,285

F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 430,977 shares of The LGL Group, Inc., which have been included in the Form 4/A filing of Mario Gabelli, dated November 28, 2017.

Read SEC document
November 22, 2017 Filed Aug 6, 2018 20:21 UTC LGL GROUP INC LGL · Entity 6820 OtherCommon Stock 209,853 $5.50 $1,154,191.50
Disclosure

SEC source: 0000807249-18-000147 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Ltd. Partnership

Disclosed balance after: 721,451

F1 · shares: These shares were received in an over subscription of the Issuer's rights offering.

F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:03 UTC LGL GROUP INC LGL · Entity 6820 OtherSubscription Rights · Derivative 642,780 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000807249-17-000199 · primary_doc.xml · derivative · entry 4

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Ltd. Partnership

Disclosed balance after: 0

Underlying: Common Stock · 160,695 shares

Expires 2017-11-15

F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:03 UTC LGL GROUP INC LGL · Entity 6820 OtherSubscription Rights · Derivative 170,192 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000807249-17-000199 · primary_doc.xml · derivative · entry 3

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,548 shares

Expires 2017-11-15

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:03 UTC LGL GROUP INC LGL · Entity 6820 OtherCommon Stock 160,695 $5.50 $883,822.50
Disclosure

SEC source: 0000807249-17-000199 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Ltd. Partnership

Disclosed balance after: 511,598

F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:03 UTC LGL GROUP INC LGL · Entity 6820 OtherCommon Stock 42,548 $5.50 $234,014.00
Disclosure

SEC source: 0000807249-17-000199 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,789

F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 713,325 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated November 16, 2017.

Read SEC document
November 15, 2017 Filed Nov 28, 2017 21:21 UTC Amendment LGL GROUP INC LGL · Entity 6820 OtherCommon Stock 160,695 $5.50 $883,822.50
Disclosure

SEC source: 0000807249-17-000212 · primary_doc.xml · nonDerivative · entry 2

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Ltd. Partnership

Disclosed balance after: 511,598

F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.

Read SEC document
November 15, 2017 Filed Nov 28, 2017 21:21 UTC Amendment LGL GROUP INC LGL · Entity 6820 OtherCommon Stock 26,239 $5.50 $144,314.50
Disclosure

SEC source: 0000807249-17-000212 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,480

F3 · shares: This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering.

F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 430,977 shares of LGL Group, Inc., which have been included in the Form 4/A filing of Mario J. Gabelli, dated November 28, 2017.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 19:11 UTC LGL GROUP INC LGL · Entity 6820 GrantCommon Stock 1,992 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000079 · doc1.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,926

F1 · acquired: Restricted stock was awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2011 Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.