Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director · Chairman and CEO | July 24, 2026 | July 28, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,102,413 |
Ending reported balance
After 2026-07-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-07-24 · Sale · Disposed 129,369 · Balance 1,140,763 F1: On July 24, 2026, the reporting person sold directly owned shares of common stock. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-07-24 · Gift · Disposed 20,850 · Balance 1,119,913 F3: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes. Row 3 · 2026-07-24 · Gift · Disposed 17,500 · Balance 1,102,413 F4: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse in irrevocable Spousal Lifetime Access Trust | 17,500 |
Reported balance
Holding disclosure · report date 2026-07-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,500 |
Filing footnotes · ownership attribution and instrument terms
F1: On July 24, 2026, the reporting person sold directly owned shares of common stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes.
F4: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,900.877 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Grant · Acquired 7 · Balance 9,887.493 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2026-09-04 · Grant · Acquired 13.384 · Balance 9,900.877 F2: RSU deferred dividend reinvestment accrual. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2023 Filed Dec 18, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $391.62 | $2,349.72 |
DisclosureSEC source: 0001059556-23-000141 · wk-form4_1702934712.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,187.941 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.408 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-23-000074 · wk-form4_1694466985.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4.456 Underlying: Common Stock · 1.408 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 9.352 | $341.21 | $3,191.00 |
DisclosureSEC source: 0001059556-23-000074 · wk-form4_1694466985.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,181.941 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $342.50 | $2,397.50 |
DisclosureSEC source: 0001059556-23-000074 · wk-form4_1694466985.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,172.589 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036239 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3.048 Underlying: Common Stock · 1.429 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 9.49 | $335.45 | $3,183.42 |
DisclosureSEC source: 0001209191-23-036239 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,165.589 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $333.87 | $2,337.09 |
DisclosureSEC source: 0001209191-23-036239 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,156.099 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| May 13, 2023 Filed May 16, 2023 21:40 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 29,015 | $24.80 | $719,572.00 |
DisclosureSEC source: 0000759944-23-000087 · wk-form4_1684273215.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,058,511 Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.619 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020219 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.619 Underlying: Common Stock · 1.619 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16.375 | $295.41 | $4,837.34 |
DisclosureSEC source: 0001209191-23-020219 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,149.099 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $299.39 | $2,395.12 |
DisclosureSEC source: 0001209191-23-020219 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,132.724 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:50 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 73,952 | $41.61 | $3,077,142.72 |
DisclosureSEC source: 0000759944-23-000048 · wf-form4_167788378948425.xml · nonDerivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,526 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:50 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 15,784 | $41.76 | $659,139.84 |
DisclosureSEC source: 0000759944-23-000048 · wf-form4_167788378948425.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,478 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:50 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 62,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000048 · wf-form4_167788378948425.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,262 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:51 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 184,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000037 · wf-form4_167667061260619.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,000 F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 621 | $314.22 | $195,130.62 |
DisclosureSEC source: 0001209191-23-007754 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,124.724 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.405 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061402 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.627 Underlying: Common Stock · 1.405 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.192 | $300.07 | $2,458.17 |
DisclosureSEC source: 0001209191-22-061402 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503.724 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $300.20 | $2,101.40 |
DisclosureSEC source: 0001209191-22-061402 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,495.532 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049487 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.222 Underlying: Common Stock · 1.409 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.214 | $298.53 | $2,452.13 |
DisclosureSEC source: 0001209191-22-049487 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,488.532 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $298.01 | $2,086.07 |
DisclosureSEC source: 0001209191-22-049487 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,480.318 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036267 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.813 Underlying: Common Stock · 1.532 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.936 | $273.76 | $2,446.32 |
DisclosureSEC source: 0001209191-22-036267 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,473.318 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $273.53 | $2,188.24 |
DisclosureSEC source: 0001209191-22-036267 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,464.382 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020248 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.281 Underlying: Common Stock · 1.281 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 12.141 | $326.79 | $3,967.56 |
DisclosureSEC source: 0001209191-22-020248 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,456.382 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $326.09 | $2,282.63 |
DisclosureSEC source: 0001209191-22-020248 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,444.241 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 22:03 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 8,685 | $48.56 | $421,743.60 |
DisclosureSEC source: 0000759944-22-000043 · wf-form4_164634497452197.xml · nonDerivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,414 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:03 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 53,853 | $52.42 | $2,822,974.26 |
DisclosureSEC source: 0000759944-22-000043 · wf-form4_164634497452197.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,099 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:03 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 50,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000043 · wf-form4_164634497452197.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,952 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 00:20 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 78,022 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000030 · wf-form4_164609399585052.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,690 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. F2 · balance_after: Reflects 350,000 shares previously held indirectly through grantor retained annuity trust. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 598 | $325.99 | $194,942.02 |
DisclosureSEC source: 0001209191-22-011205 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,437.241 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069939 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.672 Underlying: Common Stock · 1.03 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.457 | $393.40 | $1,753.38 |
DisclosureSEC source: 0001209191-21-069939 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,839.241 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5 | $396.51 | $1,982.55 |
DisclosureSEC source: 0001209191-21-069939 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,834.784 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.055 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055660 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.642 Underlying: Common Stock · 1.055 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.566 | $383.42 | $1,750.70 |
DisclosureSEC source: 0001209191-21-055660 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,829.784 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5 | $381.85 | $1,909.25 |
DisclosureSEC source: 0001209191-21-055660 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,825.218 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039798 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.587 Underlying: Common Stock · 1.194 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5.165 | $338.28 | $1,747.22 |
DisclosureSEC source: 0001209191-21-039798 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,820.218 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5 | $336.76 | $1,683.80 |
DisclosureSEC source: 0001209191-21-039798 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,815.054 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022051 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.393 Underlying: Common Stock · 1.393 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 11.931 | $289.39 | $3,452.71 |
DisclosureSEC source: 0001209191-21-022051 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,810.054 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $287.23 | $1,723.38 |
DisclosureSEC source: 0001209191-21-022051 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,798.123 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 8,679 | $44.30 | $384,479.70 |
DisclosureSEC source: 0000759944-21-000035 · wf-form4_161481020367731.xml · nonDerivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,668 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 63,908 | $43.44 | $2,776,163.52 |
DisclosureSEC source: 0000759944-21-000035 · wf-form4_161481020367731.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,347 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 42,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000035 · wf-form4_161481020367731.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,255 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:20 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 650 | $276.84 | $179,946.00 |
DisclosureSEC source: 0001209191-21-013192 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,792.123 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:44 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 102,648 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000015 · wf-form4_161316622216923.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,575 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. F2 · balance_after: Excludes 350,000 shares previously owned directly which were contributed to the Bruce Van Saun 2020 grantor retained annuity trust on June 12, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.