Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director · Chairman and CEO | July 24, 2026 | July 28, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,102,413 |
Ending reported balance
After 2026-07-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-07-24 · Sale · Disposed 129,369 · Balance 1,140,763 F1: On July 24, 2026, the reporting person sold directly owned shares of common stock. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-07-24 · Gift · Disposed 20,850 · Balance 1,119,913 F3: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes. Row 3 · 2026-07-24 · Gift · Disposed 17,500 · Balance 1,102,413 F4: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse in irrevocable Spousal Lifetime Access Trust | 17,500 |
Reported balance
Holding disclosure · report date 2026-07-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,500 |
Filing footnotes · ownership attribution and instrument terms
F1: On July 24, 2026, the reporting person sold directly owned shares of common stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes.
F4: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,900.877 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Grant · Acquired 7 · Balance 9,887.493 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2026-09-04 · Grant · Acquired 13.384 · Balance 9,900.877 F2: RSU deferred dividend reinvestment accrual. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2020 Filed Dec 16, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063775 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.907 Underlying: Common Stock · 1.305 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.357 | $277.55 | $1,209.29 |
DisclosureSEC source: 0001209191-20-063775 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,142.123 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5 | $279.06 | $1,395.30 |
DisclosureSEC source: 0001209191-20-063775 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,137.766 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050138 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.602 Underlying: Common Stock · 1.262 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.214 | $286.39 | $1,206.85 |
DisclosureSEC source: 0001209191-20-050138 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,132.766 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5 | $286.88 | $1,434.40 |
DisclosureSEC source: 0001209191-20-050138 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,128.552 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035912 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.34 Underlying: Common Stock · 1.301 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.345 | $277.27 | $1,204.74 |
DisclosureSEC source: 0001209191-20-035912 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,123.552 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5 | $274.99 | $1,374.95 |
DisclosureSEC source: 0001209191-20-035912 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,119.207 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14.165 | $176.29 | $2,497.15 |
DisclosureSEC source: 0001209191-20-020424 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,111.283 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $167.41 | $1,339.28 |
DisclosureSEC source: 0001209191-20-020424 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,097.118 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 51,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000034 · wf-form4_158327106291721.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,213 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 84,286 | $31.69 | $2,671,023.34 |
DisclosureSEC source: 0000759944-20-000034 · wf-form4_158327106291721.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,927 Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 642 | $280.42 | $180,029.64 |
DisclosureSEC source: 0001209191-20-011621 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,089.118 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:08 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 127,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000009 · wf-form4_158162809787169.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,115 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060360 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7.363 Underlying: Common Stock · 2.222 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.334 | $234.52 | $547.37 |
DisclosureSEC source: 0001209191-19-060360 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447.118 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $233.98 | $1,403.88 |
DisclosureSEC source: 0001209191-19-060360 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,444.784 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2019 Filed Mar 20, 2020 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020424 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.039 Underlying: Common Stock · 2.039 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.439 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049300 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.141 Underlying: Common Stock · 2.439 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.562 | $213.16 | $546.12 |
DisclosureSEC source: 0001209191-19-049300 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,438.784 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $211.69 | $1,270.14 |
DisclosureSEC source: 0001209191-19-049300 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,436.222 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:27 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036473 · doc4.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.702 Underlying: Common Stock · 2.702 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:27 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.839 | $191.88 | $544.75 |
DisclosureSEC source: 0001209191-19-036473 · doc4.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,430.222 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:27 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $192.54 | $1,347.78 |
DisclosureSEC source: 0001209191-19-036473 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,427.383 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| May 03, 2019 Filed May 6, 2019 16:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 76,893 | $36.25 | $2,787,371.25 |
DisclosureSEC source: 0000759944-19-000045 · wf-form4_155715976113673.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,945 Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 3.063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020269 · doc4.xml · derivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.063 Underlying: Common Stock · 3.063 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $177.11 | $1,416.88 |
DisclosureSEC source: 0001209191-19-020269 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,417.32 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:14 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 82,417 | $36.94 | $3,044,483.98 |
DisclosureSEC source: 0000759944-19-000031 · wf-form4_155173043756174.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,838 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:14 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 44,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000031 · wf-form4_155173043756174.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,255 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013500 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,398 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 19:52 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 215,387 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000007 · wf-form4_155026031423336.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,861 F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:51 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 3.208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062526 · doc4.xml · derivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11.32 Underlying: Common Stock · 3.208 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:51 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $149.45 | $1,195.60 |
DisclosureSEC source: 0001209191-18-062526 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,361 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050456 · doc4.xml · derivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8.112 Underlying: Common Stock · 2.672 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $177.46 | $1,419.68 |
DisclosureSEC source: 0001209191-18-050456 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,353 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037444 · doc4.xml · derivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.44 Underlying: Common Stock · 2.655 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $178.50 | $1,428.00 |
DisclosureSEC source: 0001209191-18-037444 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,345 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:40 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 20,536 | $42.95 | $882,021.20 |
DisclosureSEC source: 0000759944-18-000031 · wf-form4_152218321905634.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,474 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-019165 · doc4.xml · derivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.785 Underlying: Common Stock · 2.785 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $170.25 | $1,191.75 |
DisclosureSEC source: 0001209191-18-019165 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,337 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:01 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 11,265 | $43.49 | $489,914.85 |
DisclosureSEC source: 0000759944-18-000022 · wf-form4_152028725875980.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,010 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:01 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 34,518 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000022 · wf-form4_152028725875980.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,275 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011283 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $153.05 | $1,071.35 |
DisclosureSEC source: 0001209191-17-065413 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,255 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $135.52 | $1,084.16 |
DisclosureSEC source: 0001209191-17-052582 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,248 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 9 | $116.95 | $1,052.55 |
DisclosureSEC source: 0001209191-17-039427 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,240 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 20:42 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 4,164 | $34.43 | $143,366.52 |
DisclosureSEC source: 0000759944-17-000027 · wf-form4_149064734349516.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,757 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4 | $112.18 | $448.72 |
DisclosureSEC source: 0001209191-17-020142 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,231 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:00 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 57,678 | $38.27 | $2,207,337.06 |
DisclosureSEC source: 0000759944-17-000022 · wf-form4_148900680296977.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,921 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.