Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director · Chairman and CEO | July 24, 2026 | July 28, 2026 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,102,413 |
Ending reported balance
After 2026-07-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-07-24 · Sale · Disposed 129,369 · Balance 1,140,763 F1: On July 24, 2026, the reporting person sold directly owned shares of common stock. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-07-24 · Gift · Disposed 20,850 · Balance 1,119,913 F3: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes. Row 3 · 2026-07-24 · Gift · Disposed 17,500 · Balance 1,102,413 F4: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse in irrevocable Spousal Lifetime Access Trust | 17,500 |
Reported balance
Holding disclosure · report date 2026-07-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 17,500 |
Filing footnotes · ownership attribution and instrument terms
F1: On July 24, 2026, the reporting person sold directly owned shares of common stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes.
F4: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,900.877 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Grant · Acquired 7 · Balance 9,887.493 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2026-09-04 · Grant · Acquired 13.384 · Balance 9,900.877 F2: RSU deferred dividend reinvestment accrual. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 8, 2026 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 13.384 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-060901 · wk-form4_1788897820.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,900.877 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 04, 2026 Filed Sep 8, 2026 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-060901 · wk-form4_1788897820.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,887.493 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 20:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000143 · wk-form4_1785270601.xml · nonDerivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,102,413 F4 · shares: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 20:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 20,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000143 · wk-form4_1785270601.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,119,913 F3 · shares: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes. Read SEC document |
| July 24, 2026 Filed Jul 28, 2026 20:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | SaleCommon Stock | 129,369 | $72.07 | $9,323,623.83 |
DisclosureSEC source: 0000759944-26-000143 · wk-form4_1785270601.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,140,763 F1 · shares: On July 24, 2026, the reporting person sold directly owned shares of common stock. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14.585 | $0.00 | $0.00 |
DisclosureSEC source: 0001199914-26-000003 · wk-form4_1780950325.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,880.493 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001199914-26-000003 · wk-form4_1780950325.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,865.908 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 18.687 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-26-000023 · wk-form4_1773778627.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,858.908 F2 · shares: RSU deferred dividend reinvestment accrual and dividend equivalents on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-26-000023 · wk-form4_1773778627.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,840.221 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 79,315 | $60.19 | $4,773,969.85 |
DisclosureSEC source: 0000759944-26-000051 · wk-form4_1772572969.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,132 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 51,916 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000051 · wk-form4_1772572969.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,349,447 F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 25, 2026 Filed Feb 26, 2026 21:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-26-000014 · wk-form4_1772140687.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,832.221 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:36 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 89,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000029 · wk-form4_1771018574.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,297,531 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:49 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.845 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-057423 · wk-form4_1765921789.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3.423 Underlying: Common Stock · 0.845 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:49 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 10.472 | $486.75 | $5,097.19 |
DisclosureSEC source: 0001628280-25-057423 · wk-form4_1765921789.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,332.221 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:49 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $486.16 | $2,916.96 |
DisclosureSEC source: 0001628280-25-057423 · wk-form4_1765921789.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,321.749 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| December 11, 2025 Filed Dec 11, 2025 21:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 4,580 | $58.35 | $267,243.00 |
DisclosureSEC source: 0000759944-25-000182 · wk-form4_1765488706.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,208,098 F2 · shares: On 12/11/25, the reporting person donated directly owned shares of common stock to a charitable gift fund Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 21:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 3,420 | $55.94 | $191,314.80 |
DisclosureSEC source: 0000759944-25-000182 · wk-form4_1765488706.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,212,678 F1 · shares: On 12/9/25, the reporting person donated directly owned shares of common stock to a 501(c)(3) organization Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.824 | $0.00 | $0.00 |
DisclosureSEC source: 0001199914-25-000005 · wk-form4_1757362391.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.578 Underlying: Common Stock · 0.824 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 10.21 | $498.37 | $5,088.36 |
DisclosureSEC source: 0001199914-25-000005 · wk-form4_1757362391.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,315.749 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $502.22 | $3,013.32 |
DisclosureSEC source: 0001199914-25-000005 · wk-form4_1757362391.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,305.539 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:45 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.835 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-25-000140 · wk-form4_1749501925.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.754 Underlying: Common Stock · 0.835 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:45 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 10.354 | $490.52 | $5,078.84 |
DisclosureSEC source: 0001059556-25-000140 · wk-form4_1749501925.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,299.539 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:45 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $490.78 | $2,944.68 |
DisclosureSEC source: 0001059556-25-000140 · wk-form4_1749501925.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,289.185 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.919 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-25-000095 · wk-form4_1742242458.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.919 Underlying: Common Stock · 0.919 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 15.787 | $445.10 | $7,026.79 |
DisclosureSEC source: 0001059556-25-000095 · wk-form4_1742242458.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,283.185 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $442.55 | $3,097.85 |
DisclosureSEC source: 0001059556-25-000095 · wk-form4_1742242458.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,267.398 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:11 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 70,708 | $45.77 | $3,236,305.16 |
DisclosureSEC source: 0000759944-25-000041 · wk-form4_1741126279.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,216,098 Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:11 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 62,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000041 · wk-form4_1741126279.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286,806 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 435 | $505.31 | $219,809.85 |
DisclosureSEC source: 0001059556-25-000058 · wk-form4_1740432106.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,260.398 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 21:57 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 76,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000016 · wk-form4_1739483836.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,224,542 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.976 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000206 · wk-form4_1734470024.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4.402 Underlying: Common Stock · 0.976 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5 | $496.04 | $2,480.20 |
DisclosureSEC source: 0001059556-24-000206 · wk-form4_1734470024.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,825.398 F2 · shares: Restricted stock deferred dividend reinvestment accrual. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.328 | $491.67 | $4,094.63 |
DisclosureSEC source: 0001059556-24-000206 · wk-form4_1734470024.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,820.398 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| October 24, 2024 Filed Oct 25, 2024 21:25 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 8,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000172 · wk-form4_1729891501.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,147,822 Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.997 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000159 · wk-form4_1725999448.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3.426 Underlying: Common Stock · 0.997 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.508 | $480.40 | $4,087.24 |
DisclosureSEC source: 0001059556-24-000159 · wk-form4_1725999448.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,812.07 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 6 | $484.55 | $2,907.30 |
DisclosureSEC source: 0001059556-24-000159 · wk-form4_1725999448.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,803.563 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:57 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.182 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000104 · wk-form4_1718139459.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.429 Underlying: Common Stock · 1.182 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:57 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 10.085 | $404.47 | $4,079.08 |
DisclosureSEC source: 0001059556-24-000104 · wk-form4_1718139459.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,797.563 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:57 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $403.57 | $2,824.99 |
DisclosureSEC source: 0001059556-24-000104 · wk-form4_1718139459.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,787.478 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.247 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000075 · wk-form4_1710793065.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.247 Underlying: Common Stock · 1.247 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16.336 | $382.31 | $6,245.42 |
DisclosureSEC source: 0001059556-24-000075 · wk-form4_1710793065.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,780.478 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7 | $378.72 | $2,651.04 |
DisclosureSEC source: 0001059556-24-000075 · wk-form4_1710793065.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,764.142 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:07 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 79,293 | $31.39 | $2,489,007.27 |
DisclosureSEC source: 0000759944-24-000051 · wk-form4_1709593652.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,155,857 Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:07 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 72,927 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000051 · wk-form4_1709593652.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,235,150 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 23:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 561 | $374.40 | $210,038.40 |
DisclosureSEC source: 0001059556-24-000042 · wk-form4_1708643053.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,757.142 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 00:20 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 103,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000021 · wk-form4_1708042806.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,162,223 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.235 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-23-000141 · wk-form4_1702934712.xml · derivative · entry 3 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5.691 Underlying: Common Stock · 1.235 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.201 | $389.88 | $3,197.41 |
DisclosureSEC source: 0001059556-23-000141 · wk-form4_1702934712.xml · nonDerivative · entry 2 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,196.142 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.