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Cox Troy

Disclosed activity across 7 companies

Tapewire entity
28187
SEC CIK
0001696923

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MapLight Therapeutics, Inc.MPLT · Entity 5316DirectorJuly 28, 2026July 29, 2026
SOPHiA GENETICS SASOPH · Entity 5228DirectorJune 18, 2026June 22, 2026
STANDARD BIOTOOLS INC.LAB · Entity 6116DirectorJune 18, 2026June 23, 2026
Zymeworks BC Inc.ZYME · Entity 12038DirectorMay 06, 2021May 07, 2021
Zymeworks Inc.ZYME · Entity 4458DirectorDecember 10, 2024December 12, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MapLight Therapeutics, Inc.

Report date July 28, 2026 · Filed July 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Voting Common StockSEC Table I · non-derivativeIndirectBy trust15,620 Reported balance After 2026-07-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-07-28 · Purchase · Acquired 15,620 · Balance 15,620

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.305 to $9.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: The shares are held by the Troy M Cox & Adeo C Alday JT Revocable Trust dtd 5/28/25, of which the Reporting Person is co-trustee with his spouse and has voting and dispositive power.

Voting Common StockSEC Table I · non-derivativeDirect7,864 Reported balance Holding disclosure · report date 2026-07-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,864

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.305 to $9.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: The shares are held by the Troy M Cox & Adeo C Alday JT Revocable Trust dtd 5/28/25, of which the Reporting Person is co-trustee with his spouse and has voting and dispositive power.

SOPHiA GENETICS SA

Report date June 18, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect328,743 Reported balance After 2026-06-18 transaction · row 1
1 source row

Row 1 · 2026-06-18 · Grant · Acquired 19,724 · Balance 328,743

F1: Represents a restricted stock unit ("RSU") grant. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to Reporting Person's continued service with the Issuer. The RSUs were granted on June 18, 2026 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.46 · Expires 2036-06-18Direct252,809 Reported balance After 2026-06-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-18 · Grant · Acquired 28,818 · Balance 252,809

F2: The share options were granted on June 18, 2026 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit ("RSU") grant. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to Reporting Person's continued service with the Issuer. The RSUs were granted on June 18, 2026 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders.

F2: The share options were granted on June 18, 2026 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

STANDARD BIOTOOLS INC.

Report date June 18, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect475,702 Reported balance After 2026-06-18 transaction · row 1
1 source row

Row 1 · 2026-06-18 · Grant · Acquired 99,116 · Balance 475,702

F1: Represents Restricted Stock Units ("RSUs") that vest in full on the earlier to occur of June 18, 2027 and one day prior to the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the right to receive one share of common stock upon vesting.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2036-06-18Direct175,923 Reported balance After 2026-06-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-18 · Grant · Acquired 175,923 · Balance 175,923

F2: The Option becomes exercisable in twelve equal monthly installments beginning on July 18, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units ("RSUs") that vest in full on the earlier to occur of June 18, 2027 and one day prior to the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the right to receive one share of common stock upon vesting.

F2: The Option becomes exercisable in twelve equal monthly installments beginning on July 18, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Zymeworks BC Inc.

Report date May 06, 2021 · Filed May 07, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.49 · Expires 2031-05-05Direct9,000 Reported balance After 2021-05-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-06 · Grant · Acquired 9,000 · Balance 9,000

F1: Stock options vest on date of next annual general meeting following grant date of May 6, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Stock options vest on date of next annual general meeting following grant date of May 6, 2021.

Zymeworks Inc.

Report date December 10, 2024 · Filed December 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.06 · Expires 2034-12-09Direct31,000 Reported balance After 2024-12-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-12-10 · Grant · Acquired 31,000 · Balance 31,000

F1: Stock options vest on date of next annual general meeting following grant date of December 10, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Stock options vest on date of next annual general meeting following grant date of December 10, 2024.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Foundation Medicine, Inc.

Report date July 31, 2018 · Filed August 02, 2018

Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-07-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-07-31 · Other · Disposed 35,221 · Balance 206,847

F1: Foundation Medicine, Inc., a Delaware corporation (the "Company") entered into an Agreement and Plan of Merger, dated as of June 18, 2018, as amended (the "Merger Agreement"), with Roche Holdings, Inc., a Delaware corporation ("Parent" or "Roche"), and 062018 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Parent caused Merger Sub to conduct a tender offer (the "Tender Offer") for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $137 per share. On July 31, 2018, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn. On July 31, 2018, following consummation of the Tender Offer, Merger Sub merged with and into the Company.

F2: The amount reported represents the number of shares sold by the reporting person in connection with the Tender Offer by Roche.

Row 2 · 2018-07-31 · Other · Disposed 206,847 · Balance 0

F1: Foundation Medicine, Inc., a Delaware corporation (the "Company") entered into an Agreement and Plan of Merger, dated as of June 18, 2018, as amended (the "Merger Agreement"), with Roche Holdings, Inc., a Delaware corporation ("Parent" or "Roche"), and 062018 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Parent caused Merger Sub to conduct a tender offer (the "Tender Offer") for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $137 per share. On July 31, 2018, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn. On July 31, 2018, following consummation of the Tender Offer, Merger Sub merged with and into the Company.

F3: The amount reported represents the number of unvested restricted stock units cancelled in connection with the Tender Offer by Roche and converted into the right to receive an amount in cash equal to the product of (1) the offer price of $137 per share multiplied by (2) the number of shares represented by such unvested restricted stock units, without interest and less any required withholding taxes. Payments are subject to the original vesting schedule and vesting conditions applicable to the underlying unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Foundation Medicine, Inc., a Delaware corporation (the "Company") entered into an Agreement and Plan of Merger, dated as of June 18, 2018, as amended (the "Merger Agreement"), with Roche Holdings, Inc., a Delaware corporation ("Parent" or "Roche"), and 062018 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Parent caused Merger Sub to conduct a tender offer (the "Tender Offer") for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $137 per share. On July 31, 2018, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn. On July 31, 2018, following consummation of the Tender Offer, Merger Sub merged with and into the Company.

F2: The amount reported represents the number of shares sold by the reporting person in connection with the Tender Offer by Roche.

F3: The amount reported represents the number of unvested restricted stock units cancelled in connection with the Tender Offer by Roche and converted into the right to receive an amount in cash equal to the product of (1) the offer price of $137 per share multiplied by (2) the number of shares represented by such unvested restricted stock units, without interest and less any required withholding taxes. Payments are subject to the original vesting schedule and vesting conditions applicable to the underlying unvested restricted stock units.

SomaLogic, Inc.

Report date January 05, 2024 · Filed January 10, 2024

Section 16 reporting ended · disclosed 2024-01-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-01-05 transaction · row 1
1 source row

Row 1 · 2024-01-05 · Disposition to issuer · Disposed 78,430 · Balance 0

F1: On October 4, 2023, SomaLogic, Inc., a Delaware corporation (the "Company") entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Standard BioTools Inc., a Delaware corporation ("Parent"), and Martis Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent (the "Merger Sub"). Pursuant to the Merger Agreement, on January 5, 2024, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.0001 per share (the "Company Common Stock"), was converted into the right to receive 1.11 shares (the "Exchange Ratio") of the Parent's common stock, par value $0.001(the "Parent Common Stock") and cash in lieu of fractional shares of the Parent Common Stock.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.85 · Expires 2031-10-26Direct0 Reported balance After 2024-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-01-05 · Disposition to issuer · Disposed 46,705 · Balance 0

F4: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F3: The option vested as to 1/4th of the total grant on October 27, 2022, and thereafter 1/36th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.08 · Expires 2032-02-29Direct0 Reported balance After 2024-01-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-01-05 · Disposition to issuer · Disposed 20,600 · Balance 0

F4: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F5: The option is fully vested and exercisable.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.88 · Expires 2032-10-16Direct0 Reported balance After 2024-01-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-01-05 · Disposition to issuer · Disposed 885,416 · Balance 0

F4: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F6: The option vested as to 1/3rd of the total grant on October 17, 2023, and thereafter 1/24th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.30 · Expires 2033-03-16Direct0 Reported balance After 2024-01-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-01-05 · Disposition to issuer · Disposed 171,500 · Balance 0

F4: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F7: The option vests as to 1/4th of the total grant on March 17, 2024, and thereafter 1/36th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Warrant to purchase common stock (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-09-01Direct0 Reported balance After 2024-01-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-01-05 · Disposition to issuer · Disposed 166,666 · Balance 0

F9: Pursuant to the Merger Agreement, each warrant to purchase Company Common Stock was treated in accordance with its terms on and after the Effective Time and each warrant will convert into the right to receive, upon exercise of such warrant, the number of shares of Parent Common Stock equal to multiplying the number of shares of Company Common Stock subject to such warrant by the Exchange Ratio.

F8: Each warrant is exercisable to purchase one share of Company Common Stock at a price of $11.50 per share, subject to adjustment, as described in the Issuer's Annual Report on Form 10-K, for the fiscal year ended December 31, 2022, filed with the Securities and Exchange Commission on March 28, 2023.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-01-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-01-05 · Disposition to issuer · Disposed 28,500 · Balance 0

F10: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company Common Stock upon settlement for no consideration.

F12: Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with the resulting number of shares of Parent Common Stock rounded to the next nearest whole share. Except as noted above, each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such Company RSU immediately prior to the Effective Time.

F11: The RSUs vest as to 1/4th of the total grant on each of March 17, 2024, March 17, 2025, March 17, 2026 and March 17, 2027, subject to the continued service of the Reporting Person on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: On October 4, 2023, SomaLogic, Inc., a Delaware corporation (the "Company") entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Standard BioTools Inc., a Delaware corporation ("Parent"), and Martis Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent (the "Merger Sub"). Pursuant to the Merger Agreement, on January 5, 2024, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.0001 per share (the "Company Common Stock"), was converted into the right to receive 1.11 shares (the "Exchange Ratio") of the Parent's common stock, par value $0.001(the "Parent Common Stock") and cash in lieu of fractional shares of the Parent Common Stock.

F3: The option vested as to 1/4th of the total grant on October 27, 2022, and thereafter 1/36th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F4: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F5: The option is fully vested and exercisable.

F6: The option vested as to 1/3rd of the total grant on October 17, 2023, and thereafter 1/24th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F7: The option vests as to 1/4th of the total grant on March 17, 2024, and thereafter 1/36th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F8: Each warrant is exercisable to purchase one share of Company Common Stock at a price of $11.50 per share, subject to adjustment, as described in the Issuer's Annual Report on Form 10-K, for the fiscal year ended December 31, 2022, filed with the Securities and Exchange Commission on March 28, 2023.

F9: Pursuant to the Merger Agreement, each warrant to purchase Company Common Stock was treated in accordance with its terms on and after the Effective Time and each warrant will convert into the right to receive, upon exercise of such warrant, the number of shares of Parent Common Stock equal to multiplying the number of shares of Company Common Stock subject to such warrant by the Exchange Ratio.

F10: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company Common Stock upon settlement for no consideration.

F11: The RSUs vest as to 1/4th of the total grant on each of March 17, 2024, March 17, 2025, March 17, 2026 and March 17, 2027, subject to the continued service of the Reporting Person on each vesting date.

F12: Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with the resulting number of shares of Parent Common Stock rounded to the next nearest whole share. Except as noted above, each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such Company RSU immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2026 Filed Jul 29, 2026 01:14 UTC MapLight Therapeutics, Inc. MPLT · Entity 5316 PurchaseVoting Common Stock 15,620 $9.52 $148,702.40
Disclosure

SEC source: 0001696923-26-000007 · form4-07292026_010736.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 15,620

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.305 to $9.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held by the Troy M Cox & Adeo C Alday JT Revocable Trust dtd 5/28/25, of which the Reporting Person is co-trustee with his spouse and has voting and dispositive power.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 22:04 UTC MapLight Therapeutics, Inc. MPLT · Entity 5316 GrantStock Option (right to buy) · Derivative 29,804 $0.00 Strike: $28.64 $0.00
Disclosure

SEC source: 0001696923-26-000005 · form4-06252026_100620.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,804

Underlying: Voting Common Stock · 29,804 shares

Expires 2036-06-22

F3 · derivative.exercise_date: Represents a stock option granted pursuant to the Plan. The shares subject to this stock option will vest in three equal annual installments beginning on June 23, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each applicable vesting date. This grant was made pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 22:04 UTC MapLight Therapeutics, Inc. MPLT · Entity 5316 GrantVoting Common Stock 7,864 $0.00 $0.00
Disclosure

SEC source: 0001696923-26-000005 · form4-06252026_100620.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,864

F1 · shares: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2025 Equity Incentive Plan (the "Plan"). The RSUs will vest in three equal annual installments beginning on June 23, 2027, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as of each applicable vesting date. This grant was made pursuant to the Issuer's non-employee director compensation policy.

F2 · price: Each RSU represents a contingent right to receive one share of voting common stock of the Issuer.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:01 UTC SOPHiA GENETICS SA SOPH · Entity 5228 GrantShare Option (Right to Buy) · Derivative 28,818 $5.46 Strike: $5.46 $157,346.28
Disclosure

SEC source: 0001840706-26-000224 · wk-form4_1782158508.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,809

Underlying: Ordinary Shares · 28,818 shares

Expires 2036-06-18

F2 · derivative.exercise_date: The share options were granted on June 18, 2026 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 20:01 UTC SOPHiA GENETICS SA SOPH · Entity 5228 GrantOrdinary Shares 19,724 $5.46 $107,693.04
Disclosure

SEC source: 0001840706-26-000224 · wk-form4_1782158508.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,743

F1 · shares: Represents a restricted stock unit ("RSU") grant. Each RSU represents a contingent right to receive one ordinary share of the Issuer, subject to Reporting Person's continued service with the Issuer. The RSUs were granted on June 18, 2026 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 21:41 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantStock Option (Right to buy) · Derivative 175,923 $0.00 Strike: $0.83 $0.00
Disclosure

SEC source: 0001193125-26-279827 · ownership.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,923

Underlying: Common Stock · 175,923 shares

Expires 2036-06-18

F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 18, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 21:41 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 99,116 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-279827 · ownership.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,702

F1 · shares: Represents Restricted Stock Units ("RSUs") that vest in full on the earlier to occur of June 18, 2027 and one day prior to the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the right to receive one share of common stock upon vesting.

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February 26, 2026 Filed Mar 3, 2026 00:32 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 57,264 $1.17 $66,998.88
Disclosure

SEC source: 0001193125-26-086158 · ownership.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,586

F1 · shares: Represents Restricted Stock Units ("RSUs") that vest as to 25% on the last day of the last month of each fiscal quarter of 2026, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · balance_after: The RSUs were issued to the Reporting Person, who elected to take RSUs in lieu of $67,000 in cash compensation for services as a board member.

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June 20, 2025 Filed Jun 24, 2025 23:00 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantStock Option (Right to buy) · Derivative 125,660 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0000950170-25-089657 · ownership.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,660

Underlying: Common Stock · 125,660 shares

Expires 2035-06-20

F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 20, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

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June 20, 2025 Filed Jun 24, 2025 23:00 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 94,592 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089657 · ownership.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,412

F1 · shares: Represents Restricted Stock Units ("RSUs") that vest in full on the earlier to occur of June 20, 2026 and one day prior to the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the right to receive one share of common stock upon vesting.

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February 28, 2025 Filed Mar 4, 2025 22:51 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 62,910 $1.07 $66,999.15
Disclosure

SEC source: 0000950170-25-032552 · ownership.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,730

F1 · shares: Represents Restricted Stock Units ("RSUs") that vest as to 25% on the last day of the last month of each fiscal quarter of 2025, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · price: The RSUs were issued to the Reporting Person, who elected to take RSUs in lieu of $67,000 in cash compensation for services as a board member.

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December 10, 2024 Filed Dec 12, 2024 22:52 UTC Zymeworks Inc. ZYME · Entity 4458 GrantStock Option (Right to Buy) · Derivative 31,000 $0.00 Strike: $13.06 $0.00
Disclosure

SEC source: 0000950170-24-135922 · ownership.xml · derivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2034-12-09

F1 · derivative.exercise_date: Stock options vest on date of next annual general meeting following grant date of December 10, 2024.

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June 28, 2024 Filed Jul 2, 2024 21:19 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantStock Option (Right to buy) · Derivative 72,213 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0000950170-24-080745 · ownership.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,213

Underlying: Common Stock · 72,213 shares

Expires 2034-06-28

F3 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 28, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 21:19 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 43,128 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-080745 · ownership.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,820

F1 · shares: Represents Restricted Stock Units ("RSUs") that vest in full on the earlier to occur of June 28, 2025 and one day prior to the date of the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the right to receive one share of common stock upon vesting.

F2 · balance_after: The Reporting Person declined and forfeited the 79,412 RSUs previously granted to the Reporting Person on January 5, 2024 in connection with the transactions contemplated by the Agreement and Plan of Merger, dated October 4, 2023, by and among Standard BioTools Inc., Martis Merger Sub, Inc. and SomaLogic, Inc.

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January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantWarrant to purchase Common Stock (Right to buy) · Derivative 184,999 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · derivative · entry 8

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,999

Underlying: Common Stock · 184,999 shares

Expires 2026-09-01

F10 · price: Pursuant to the Merger Agreement, each warrant to purchase SomaLogic common stock was treated in accordance with its terms on and after the Effective Time and each warrant will convert into the right to receive, upon exercise of such warrant, the number of shares of common stock of the Company equal to multiplying the number of shares of common stock of SomaLogic subject to such warrant by the Exchange Ratio.

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January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantStock Option (Right to buy) · Derivative 190,365 Not disclosed Strike: $2.08 Not disclosed
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · derivative · entry 7

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,365

Underlying: Common Stock · 190,365 shares

Expires 2033-03-16

F6 · price: Pursuant to the Merger Agreement, each option to purchase SomaLogic common stock (a "SomaLogic Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Company equal to the product of (i) the number of shares subject to such SomaLogic Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Company's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the SomaLogic Option by the Exchange Ratio, rounded up to the nearest whole cent. Except as noted above, each assumed SomaLogic Option will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such SomaLogic Option immediately prior to the Effective Time.

F9 · derivative.exercise_date: 25% of the shares underlying the option vest on March 17, 2024, with the remaining shares vesting in equal monthly installments thereafter starting on the 1st of following full month until fully vested, subject to the Reporting Person's continued service through the applicable vesting date.

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January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantStock Option (Right to buy) · Derivative 982,811 Not disclosed Strike: $2.60 Not disclosed
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · derivative · entry 6

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982,811

Underlying: Common Stock · 928,811 shares

Expires 2032-10-16

F6 · price: Pursuant to the Merger Agreement, each option to purchase SomaLogic common stock (a "SomaLogic Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Company equal to the product of (i) the number of shares subject to such SomaLogic Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Company's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the SomaLogic Option by the Exchange Ratio, rounded up to the nearest whole cent. Except as noted above, each assumed SomaLogic Option will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such SomaLogic Option immediately prior to the Effective Time.

F8 · derivative.exercise_date: One third of the shares underlying the option vested on October 17, 2023, with the remaining shares vesting in equal monthly installments thereafter starting on the 1st of the following month until fully vested, subject to the Reporting Person's continued service through the applicable vesting date.

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January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantStock Option (Right to buy) · Derivative 22,866 Not disclosed Strike: $8.18 Not disclosed
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · derivative · entry 5

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,866

Underlying: Common Stock · 22,866 shares

Expires 2032-02-29

F6 · price: Pursuant to the Merger Agreement, each option to purchase SomaLogic common stock (a "SomaLogic Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Company equal to the product of (i) the number of shares subject to such SomaLogic Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Company's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the SomaLogic Option by the Exchange Ratio, rounded up to the nearest whole cent. Except as noted above, each assumed SomaLogic Option will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such SomaLogic Option immediately prior to the Effective Time.

F7 · derivative.exercise_date: This option is fully vested and currently exercisable.

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January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantStock Option (Right to buy) · Derivative 51,842 Not disclosed Strike: $10.68 Not disclosed
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · derivative · entry 4

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,842

Underlying: Common Stock · 51,842 shares

Expires 2031-10-26

F6 · price: Pursuant to the Merger Agreement, each option to purchase SomaLogic common stock (a "SomaLogic Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of common stock of the Company equal to the product of (i) the number of shares subject to such SomaLogic Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Company's common stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the SomaLogic Option by the Exchange Ratio, rounded up to the nearest whole cent. Except as noted above, each assumed SomaLogic Option will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such SomaLogic Option immediately prior to the Effective Time.

F5 · derivative.exercise_date: 25% of the shares underlying the option vested on October 27, 2022, with the remaining shares vesting in equal monthly installments thereafter starting on the 1st of the following month until fully vested, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 31,635 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · nonDerivative · entry 3

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,104

F3 · shares: Represents RSUs that vest in four equal annual installments beginning March 17, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the right to receive one share of common stock upon vesting.

F4 · price: Pursuant to the Merger Agreement, each RSU convertible into shares of SomaLogic common stock (a "SomaLogic RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of common stock of the Company equal to the to the product of (i) the number of shares subject to such SomaLogic RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with the resulting number of shares of Company common stock rounded to the next nearest whole share. Except as noted above, each assumed SomaLogic RSU will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such SomaLogic RSU immediately prior to the Effective Time.

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January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 79,412 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · nonDerivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,469

F2 · shares: Represents Restricted Stock Units ("RSUs") that vest in four equal annual installments beginning January 5, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the right to receive one share of common stock upon vesting.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 23:05 UTC STANDARD BIOTOOLS INC. LAB · Entity 6116 GrantCommon Stock 87,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-002654 · tm242400-6_4seq1.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,057

F1 · shares: Received in exchange for 78,430 shares of common stock of SomaLogic, Inc. ("SomaLogic") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 4, 2023, by and among Standard BioTools Inc. (the "Company"), Martis Merger Sub, Inc. and SomaLogic (the "Merger"). Per the terms of the Merger, each share of SomaLogic common stock was converted into the right to receive 1.11 shares of the Company's common stock (the "Exchange Ratio") at the effective time of the Merger (the "Effective Time").

F1 · price: Received in exchange for 78,430 shares of common stock of SomaLogic, Inc. ("SomaLogic") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 4, 2023, by and among Standard BioTools Inc. (the "Company"), Martis Merger Sub, Inc. and SomaLogic (the "Merger"). Per the terms of the Merger, each share of SomaLogic common stock was converted into the right to receive 1.11 shares of the Company's common stock (the "Exchange Ratio") at the effective time of the Merger (the "Effective Time").

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January 05, 2024 Filed Jan 10, 2024 02:30 UTC SomaLogic, Inc. SLGC · Entity 95310 Disposition to issuerRestricted Stock Unit · Derivative 28,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-001316 · doc4.xml · derivative · entry 7

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,500 shares

Expires not disclosed

F10 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company Common Stock upon settlement for no consideration.

F12 · price: Pursuant to the Merger Agreement, each RSU convertible into shares of Company Common Stock (a "Company RSU") that was outstanding immediately prior to the Effective Time, was converted into an RSU to acquire the number of shares of Parent Common Stock equal to the to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with the resulting number of shares of Parent Common Stock rounded to the next nearest whole share. Except as noted above, each assumed Company RSU will continue to be governed by the same terms and conditions, including vesting terms and provision, as were applicable to such Company RSU immediately prior to the Effective Time.

F11 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on each of March 17, 2024, March 17, 2025, March 17, 2026 and March 17, 2027, subject to the continued service of the Reporting Person on each vesting date.

F11 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on each of March 17, 2024, March 17, 2025, March 17, 2026 and March 17, 2027, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:30 UTC SomaLogic, Inc. SLGC · Entity 95310 Disposition to issuerWarrant to purchase common stock (Right to buy) · Derivative 166,666 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-24-001316 · doc4.xml · derivative · entry 6

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,666 shares

Expires 2026-09-01

F9 · price: Pursuant to the Merger Agreement, each warrant to purchase Company Common Stock was treated in accordance with its terms on and after the Effective Time and each warrant will convert into the right to receive, upon exercise of such warrant, the number of shares of Parent Common Stock equal to multiplying the number of shares of Company Common Stock subject to such warrant by the Exchange Ratio.

F8 · derivative.exercise_date: Each warrant is exercisable to purchase one share of Company Common Stock at a price of $11.50 per share, subject to adjustment, as described in the Issuer's Annual Report on Form 10-K, for the fiscal year ended December 31, 2022, filed with the Securities and Exchange Commission on March 28, 2023.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:30 UTC SomaLogic, Inc. SLGC · Entity 95310 Disposition to issuerStock Option (Right to buy) · Derivative 171,500 Not disclosed Strike: $2.30 Not disclosed
Disclosure

SEC source: 0001209191-24-001316 · doc4.xml · derivative · entry 5

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171,500 shares

Expires 2033-03-16

F4 · price: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F7 · derivative.exercise_date: The option vests as to 1/4th of the total grant on March 17, 2024, and thereafter 1/36th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:30 UTC SomaLogic, Inc. SLGC · Entity 95310 Disposition to issuerStock Option (Right to buy) · Derivative 885,416 Not disclosed Strike: $2.88 Not disclosed
Disclosure

SEC source: 0001209191-24-001316 · doc4.xml · derivative · entry 4

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 885,416 shares

Expires 2032-10-16

F4 · price: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F6 · derivative.exercise_date: The option vested as to 1/3rd of the total grant on October 17, 2023, and thereafter 1/24th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:30 UTC SomaLogic, Inc. SLGC · Entity 95310 Disposition to issuerStock Option (Right to buy) · Derivative 20,600 Not disclosed Strike: $9.08 Not disclosed
Disclosure

SEC source: 0001209191-24-001316 · doc4.xml · derivative · entry 3

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,600 shares

Expires 2032-02-29

F4 · price: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:30 UTC SomaLogic, Inc. SLGC · Entity 95310 Disposition to issuerStock Option (Right to buy) · Derivative 46,705 Not disclosed Strike: $11.85 Not disclosed
Disclosure

SEC source: 0001209191-24-001316 · doc4.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,705 shares

Expires 2031-10-26

F4 · price: Pursuant to the Merger Agreement, each option to purchase Company Common Stock (a "Company Option"), whether vested or unvested, that was outstanding immediately prior to the Effective Time, was converted into an option to acquire the number of shares of Parent Common Stock equal to the product of (i) the number of shares subject to such Company Option as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, rounded down to the nearest whole number of shares of the Parent Common Stock, at an exercise price per share equal to the quotient obtained by dividing the per share exercise price of the Company Option by the Exchange Ratio, rounded up to the nearest whole cent. Each such Company Option shall continue to have, and be subject to, the same terms and conditions applicable to such Company Option immediately prior to the Effective Time, including vesting terms and provisions.

F3 · derivative.exercise_date: The option vested as to 1/4th of the total grant on October 27, 2022, and thereafter 1/36th of the total grant vests monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 02:30 UTC SomaLogic, Inc. SLGC · Entity 95310 Disposition to issuerCommon Stock 78,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-001316 · doc4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On October 4, 2023, SomaLogic, Inc., a Delaware corporation (the "Company") entered into the Agreement and Plan of Merger (the "Merger Agreement"), with Standard BioTools Inc., a Delaware corporation ("Parent"), and Martis Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent (the "Merger Sub"). Pursuant to the Merger Agreement, on January 5, 2024, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger").

F2 · price: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.0001 per share (the "Company Common Stock"), was converted into the right to receive 1.11 shares (the "Exchange Ratio") of the Parent's common stock, par value $0.001(the "Parent Common Stock") and cash in lieu of fractional shares of the Parent Common Stock.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 22:26 UTC Zymeworks Inc. ZYME · Entity 4458 GrantStock Option (Right to Buy) · Derivative 37,000 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0000950170-23-069115 · ownership.xml · derivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2033-12-06

F1 · derivative.exercise_date: Stock options vest on date of next annual general meeting following grant date of December 7, 2023.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 10:02 UTC SomaLogic, Inc. SLGC · Entity 95310 GrantEmployee Stock Option (right to buy) · Derivative 171,500 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001213900-23-021842 · ownership.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,500

Underlying: Common Stock, par value $0.0001 · 171,500 shares

Expires 2033-03-16

F1 · shares: 25% of the shares underlying the option vest one year after the grant date, then the remaining shares vest in equal monthly installments thereafter starting on the 1st of following full month until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 10:02 UTC SomaLogic, Inc. SLGC · Entity 95310 GrantCommon Stock 28,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021842 · ownership.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,930

Read SEC document
December 21, 2022 Filed Dec 24, 2022 00:00 UTC Zymeworks Inc. ZYME · Entity 4458 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0000899243-22-039325 · doc4.xml · derivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-12-20

F1 · derivative.exercise_date: Stock options vest on date of next annual general meeting following grant date of December 21, 2022.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 21:52 UTC SomaLogic, Inc. SLGC · Entity 95310 GrantEmployee Stock Option (right to buy) · Derivative 885,416 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001213900-22-064754 · ownership.xml · derivative · entry 1

Cox Troy · CIK 0001696923 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,416

Underlying: Common Stock, par value $0.0001 · 885,416 shares

Expires 2032-10-16

F1 · derivative.exercise_date: One third of the shares underlying the option vest one year after the grant date, then the remaining shares vest in equal monthly installments thereafter starting on the 1st of the following full month until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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March 01, 2022 Filed Mar 4, 2022 02:07 UTC SomaLogic, Inc. SLGC · Entity 95310 GrantEmployee Stock Option (right to buy) · Derivative 20,600 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001062993-22-006750 · form4.xml · derivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Underlying: Common Stock, par value $0.0001 · 20,600 shares

Expires 2032-02-29

F1 · shares: 100% of the shares underlying the option vest one year after the grant date, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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March 01, 2022 Filed Mar 4, 2022 02:07 UTC SomaLogic, Inc. SLGC · Entity 95310 GrantCommon Stock 3,430 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006750 · form4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,430

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October 27, 2021 Filed Dec 13, 2021 21:55 UTC SomaLogic, Inc. SLGC · Entity 95310 GrantEmployee Stock Option (right to buy) · Derivative 46,705 $0.00 Strike: $11.85 $0.00
Disclosure

SEC source: 0001062993-21-012776 · form4.xml · derivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,705

Underlying: Common Stock, par value $0.0001 · 46,705 shares

Expires 2031-10-26

F1 · derivative.exercise_date: 25% of the shares underlying the option vest one year after the grant date, then the remaining shares vest in equal monthly installments thereafter starting on the 1st of following full month until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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September 01, 2021 Filed Sep 4, 2021 00:30 UTC SomaLogic, Inc. SLGCW · Entity 95310 Exercise / conversionClass B Common Stock · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-046744 · ownership.xml · derivative · entry 4

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as CM Life Sciences II Inc. or "CMLS II") and SomaLogic, Inc. ("SomaLogic"), among other things, each share of CMLS II's Class B common stock converted pursuant to the terms of such stock into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · kind: In connection with the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as CM Life Sciences II Inc. or "CMLS II") and SomaLogic, Inc. ("SomaLogic"), among other things, each share of CMLS II's Class B common stock converted pursuant to the terms of such stock into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · derivative.exercise_date: In connection with the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as CM Life Sciences II Inc. or "CMLS II") and SomaLogic, Inc. ("SomaLogic"), among other things, each share of CMLS II's Class B common stock converted pursuant to the terms of such stock into shares of the Issuer's Class A Common Stock on a one-for-one basis.

F1 · derivative.expiration_date: In connection with the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as CM Life Sciences II Inc. or "CMLS II") and SomaLogic, Inc. ("SomaLogic"), among other things, each share of CMLS II's Class B common stock converted pursuant to the terms of such stock into shares of the Issuer's Class A Common Stock on a one-for-one basis.

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September 01, 2021 Filed Sep 4, 2021 00:30 UTC SomaLogic, Inc. SLGCW · Entity 95310 GrantWarrants to purchase Class A Common Stock (right to buy) · Derivative 166,666 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001213900-21-046744 · ownership.xml · derivative · entry 3

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,666

Underlying: Class A Common Stock · 166,666 shares

Expires 2026-09-01

F2 · kind: Following the completion of the Business Combination, warrants to purchase Class A Common Stock become exercisable on October 1, 2021, the date that is 30 days after the closing of the Business Combination.

F2 · price: Following the completion of the Business Combination, warrants to purchase Class A Common Stock become exercisable on October 1, 2021, the date that is 30 days after the closing of the Business Combination.

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September 01, 2021 Filed Sep 4, 2021 00:30 UTC SomaLogic, Inc. SLGCW · Entity 95310 GrantClass A Common Stock 50,000 $10.00 $500,000.00
Disclosure

SEC source: 0001213900-21-046744 · ownership.xml · nonDerivative · entry 2

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

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September 01, 2021 Filed Sep 4, 2021 00:30 UTC SomaLogic, Inc. SLGCW · Entity 95310 OtherClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-046744 · ownership.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: In connection with the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as CM Life Sciences II Inc. or "CMLS II") and SomaLogic, Inc. ("SomaLogic"), among other things, each share of CMLS II's Class B common stock converted pursuant to the terms of such stock into shares of the Issuer's Class A Common Stock on a one-for-one basis.

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May 06, 2021 Filed May 7, 2021 20:45 UTC Zymeworks BC Inc. ZYME · Entity 12038 GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $29.49 $0.00
Disclosure

SEC source: 0000899243-21-018764 · doc4.xml · derivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 9,000 shares

Expires 2031-05-05

F1 · derivative.exercise_date: Stock options vest on date of next annual general meeting following grant date of May 6, 2021.

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May 08, 2020 Filed May 12, 2020 06:30 UTC Zymeworks BC Inc. ZYME · Entity 12038 GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $35.49 $0.00
Disclosure

SEC source: 0000899243-20-012774 · doc4.xml · derivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 9,000 shares

Expires 2030-05-07

F1 · derivative.exercise_date: Stock options vest on date of next annual general meeting following grant date of May 8, 2020.

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January 27, 2020 Filed Jan 28, 2020 20:10 UTC Zymeworks BC Inc. ZYME · Entity 12038 PurchaseCommon Shares 7,500 $46.50 $348,750.00
Disclosure

SEC source: 0000899243-20-002248 · doc4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · kind: Purchased in Issuer's underwritten public offering that closed on January 27, 2020.

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July 31, 2018 Filed Aug 2, 2018 16:04 UTC Foundation Medicine, Inc. FMI · Entity 164565 OtherCommon Stock 206,847 $137.00 $28,338,039.00
Disclosure

SEC source: 0001209191-18-044919 · doc4.xml · nonDerivative · entry 2

Cox Troy · CIK 0001696923 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: Foundation Medicine, Inc., a Delaware corporation (the "Company") entered into an Agreement and Plan of Merger, dated as of June 18, 2018, as amended (the "Merger Agreement"), with Roche Holdings, Inc., a Delaware corporation ("Parent" or "Roche"), and 062018 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Parent caused Merger Sub to conduct a tender offer (the "Tender Offer") for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $137 per share. On July 31, 2018, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn. On July 31, 2018, following consummation of the Tender Offer, Merger Sub merged with and into the Company.

F3 · shares: The amount reported represents the number of unvested restricted stock units cancelled in connection with the Tender Offer by Roche and converted into the right to receive an amount in cash equal to the product of (1) the offer price of $137 per share multiplied by (2) the number of shares represented by such unvested restricted stock units, without interest and less any required withholding taxes. Payments are subject to the original vesting schedule and vesting conditions applicable to the underlying unvested restricted stock units.

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July 31, 2018 Filed Aug 2, 2018 16:04 UTC Foundation Medicine, Inc. FMI · Entity 164565 OtherCommon Stock 35,221 $137.00 $4,825,277.00
Disclosure

SEC source: 0001209191-18-044919 · doc4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,847

F1 · date: Foundation Medicine, Inc., a Delaware corporation (the "Company") entered into an Agreement and Plan of Merger, dated as of June 18, 2018, as amended (the "Merger Agreement"), with Roche Holdings, Inc., a Delaware corporation ("Parent" or "Roche"), and 062018 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, Parent caused Merger Sub to conduct a tender offer (the "Tender Offer") for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $137 per share. On July 31, 2018, Merger Sub irrevocably accepted for payment all shares that were validly tendered and not withdrawn. On July 31, 2018, following consummation of the Tender Offer, Merger Sub merged with and into the Company.

F2 · shares: The amount reported represents the number of shares sold by the reporting person in connection with the Tender Offer by Roche.

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July 02, 2018 Filed Jul 5, 2018 16:06 UTC Foundation Medicine, Inc. FMI · Entity 164565 SaleCommon Stock 1,402 $136.66 $191,597.32
Disclosure

SEC source: 0001209191-18-041541 · doc4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,068

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of restricted stock units on July 1, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the reporting person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the reporting person.

F2 · balance_after: The reporting person previously reported restricted stock units granted to the reporting person on April 1, 2018 in Table I of the Form 4 filed on April 3, 2018. As such, no adjustment to the reporting person's beneficial interest needs to be made to reflect the vesting event related to this securities sale.

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May 16, 2018 Filed May 17, 2018 16:13 UTC Foundation Medicine, Inc. FMI · Entity 164565 SaleCommon Stock 2,157 $77.10 $166,304.70
Disclosure

SEC source: 0001209191-18-030880 · doc4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,470

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017. The sale of a portion of these shares were effected to cover tax liabilities of the reporting person in connection with the vesting and release of restricted stock units.

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May 07, 2018 Filed May 9, 2018 16:04 UTC Foundation Medicine, Inc. FMI · Entity 164565 SaleCommon Stock 7,063 $70.01 $494,480.63
Disclosure

SEC source: 0001209191-18-028837 · doc4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,627

F1 · shares: Represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of restricted stock units on May 6, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the reporting person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the reporting person.

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April 01, 2018 Filed Apr 3, 2018 16:09 UTC Foundation Medicine, Inc. FMI · Entity 164565 GrantCommon Stock 37,357 $78.75 $2,941,863.75
Disclosure

SEC source: 0001209191-18-022877 · doc4.xml · nonDerivative · entry 1

Cox Troy · CIK 0001696923 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,690

F1 · shares: Represents restricted stock units issued pursuant to a Restricted Stock Unit Award Agreement and the Issuer's 2013 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in equal quarterly installments over a three-year period with the first installment vesting on July 1, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.