Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | Director · Chairman & CEO | August 31, 2026 | September 04, 2026 |
| C3.ai, Inc.AI · Entity 2413 | Director | October 03, 2025 | October 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date August 31, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,281,820 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Gift · Disposed 300,000 · Balance 2,281,820 F1: These shares were gifted to GRATs, each with an independent trustee, on August 31, 2026. F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 2,291,508 |
Reported balance
After 2026-09-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-01 · Exercise / conversion · Acquired 9,688 · Balance 2,291,508 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.96 · Expires 2027-05-10 | Direct | 874,821 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 9,688 · Balance 874,821 F3: These stock options are fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 1,132,505 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,132,505 F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 584,448 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 584,448 |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 503,052 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 503,052 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were gifted to GRATs, each with an independent trustee, on August 31, 2026.
F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person.
F3: These stock options are fully vested.
C3.ai, Inc.
Report date October 03, 2025 · Filed October 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2035-10-02 | Direct | 28,628 |
Reported balance
After 2025-10-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-10-03 · Grant · Acquired 28,628 · Balance 28,628 F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |
Filing footnotes · ownership attribution and instrument terms
F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 452,299 | $19.23 | $8,697,483.62 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · nonDerivative · entry 3 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,577 F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.75 to $20.02 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 111,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 326,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 212,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 13 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,414 Underlying: Class A Common Stock · 212,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 212,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 12 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 212,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F10 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window and the remaining 50% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the Reporting Person's continued service with the Issuer through each vesting date. F7 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 620,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 11 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688,223 Underlying: Class A Common Stock · 620,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · balance_after: Includes a total of 25,386 shares transferred from the Reporting Person's Grantor Retained Annuity Trusts. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 620,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 10 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 620,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F8 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the Reporting Person's continued service through each vesting date. F7 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. Read SEC document |
| September 11, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 9 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 133,334 Underlying: Class A Common Stock · 133,334 shares Expires not disclosed F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · ownership.nature: Held by the KR Sridhar & Sudha Sarma 2020 Four Year GRAT, of which the Reporting Person is a trustee. Read SEC document |
| September 11, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 8 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: Held by the KR Sridhar & Sudha Sarma 2020 Three Year GRAT, of which the Reporting Person is a trustee. Read SEC document |
| September 11, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 7 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: Held by the KR Sridhar & Sudha Sarma 2020 Two Year GRAT, of which the Reporting Person is a trustee. Read SEC document |
| September 11, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 6 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,849 Underlying: Class A Common Stock · 133,334 shares Expires not disclosed F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| September 11, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,183 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| September 11, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308,516 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 488,247 | $16.02 | $7,822,839.91 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · nonDerivative · entry 4 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,095 F1 · kind: Sales of shares to satisfy tax withholding obligations incurred upon settlement of Restricted Stock Units ("RSUs") that vested on August 24, 2020, the acquisition of which were previously reported on Table I and Table II. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share.The shares were sold in multiple transactions at prices ranging from $15.76 to $16.48. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 89,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 13 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,441,849 Underlying: Class A Common Stock · 89,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 12 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530,998 Underlying: Class A Common Stock · 166,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 11 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 166,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F8 · derivative.exercise_date: This RSU award vests as to 1/2 of the RSUs on January 25, 2019 and 1/2 of the RSUs on January 25, 2020. Settlement of the vested RSUs reported on this Form 4 was deferred to August 24, 2020 at the election of the Reporting Person. This RSU award is fully vested. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 332,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 10 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,364,331 Underlying: Class A Common Stock · 332,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 620,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 9 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696,494 Underlying: Class A Common Stock · 620,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 620,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 8 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,988 Underlying: Class B Common Stock · 620,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F7 · derivative.exercise_date: This RSU award vests in equal installments every six months over two years from July 25, 2018, the date of grant. Settlement of the vested RSUs reported on this Form 4 was deferred to August 24, 2020 at the election of the Reporting Person. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 29,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 7 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,506 Underlying: Class A Common Stock · 29,987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 71,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 6 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105,493 Underlying: Class A Common Stock · 71,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · balance_after: Includes 98,405 shares transferred from the Reporting Holder's Grantor Retained Annuity Trusts. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 71,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,000 Underlying: Class B Common Stock · 71,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: This RSU award vested as to 1/3 of the RSUs on January 25, 2019; vested as to 1/3 of the RSUs on the January 25, 2020; and will vest as to 1/3 on January 25, 2021. Settlement of the vested RSUs reported on this Form 4 was deferred to August 24, 2020 at the election of the Reporting Person. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 89,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · nonDerivative · entry 3 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 332,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2020 Filed Aug 27, 2020 00:30 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 29,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048472 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A common stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041540 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,000 F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly installments thereafter for two years subject to the reporting person's continued service through each vesting date. Read SEC document |
| May 20, 2020 Filed Jul 7, 2020 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 7 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019-1 Four Year Grantor Retained Annuity Trust. Read SEC document |
| May 20, 2020 Filed Jul 7, 2020 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 6 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019-1 Three Year Grantor Retained Annuity Trust. Read SEC document |
| May 20, 2020 Filed Jul 7, 2020 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F3 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019-1 Two Year Grantor Retained Annuity Trust. Read SEC document |
| May 20, 2020 Filed Jul 7, 2020 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,088 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| May 20, 2020 Filed Jul 7, 2020 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,421 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| May 20, 2020 Filed Jul 7, 2020 23:08 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041540 · doc4.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,754 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 491,558 | $6.37 | $3,129,602.32 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · nonDerivative · entry 4 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.24 to $6.54. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 315,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 13 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,160 Underlying: Class A common stock · 315,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass B common stock · Derivative | 620,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 12 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,988 Underlying: Class A common stock · 620,988 shares Expires not disclosed F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 620,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 11 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,976 Underlying: Class B common stock · 620,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F8 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. Settlement of the vested RSUs reported on this Form 4 was deferred to December 26, 2019 at the election of the reporting person. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 67,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 10 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,522 Underlying: Class A common stock · 67,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass B common stock · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 9 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Class A common stock · 133,334 shares Expires not disclosed F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 8 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B common stock · 133,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F7 · derivative.exercise_date: The RSUs vested on July 25, 2019. Settlement of the vested RSUs reported on this Form 4 was deferred to December 26, 2019 at the election of the reporting person. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 107,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 7 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,273 Underlying: Class A common stock · 107,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass B common stock · Derivative | 212,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 6 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,191 Underlying: Class A common stock · 212,191 shares Expires not disclosed F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B comnon stock) · Derivative | 212,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,191 Underlying: Class B common stock · 212,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest 50% on July 25, 2019 and 50% on July 25, 2020. Settlement of the vested RSUs reported on this Form 4 was deferred to December 26, 2019 at the election of the reporting person. F5 · derivative.expiration_date: The RSUs vest 50% on July 25, 2019 and 50% on July 25, 2020. Settlement of the vested RSUs reported on this Form 4 was deferred to December 26, 2019 at the election of the reporting person. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 315,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · nonDerivative · entry 3 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 67,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 22:43 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 107,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062038 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 473,175 | $6.55 | $3,101,330.90 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · nonDerivative · entry 5 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.18 to $7.17. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 91,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 17 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,093 Underlying: Class A comomn stock · 75,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass B common stock · Derivative | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 16 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Class A common stock · 166,667 shares Expires not disclosed F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 166,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 15 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Class B common stock · 166,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F9 · derivative.exercise_date: The RSUs vest 50% on January 25, 2019 and 50% on January 25, 2020. Settlement of the vested RSUs reported on this Form 4 was deferred to December 18, 2019 at the election of the reporting person. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.