Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | Director · Chairman & CEO | August 31, 2026 | September 04, 2026 |
| C3.ai, Inc.AI · Entity 2413 | Director | October 03, 2025 | October 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date August 31, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,281,820 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Gift · Disposed 300,000 · Balance 2,281,820 F1: These shares were gifted to GRATs, each with an independent trustee, on August 31, 2026. F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 2,291,508 |
Reported balance
After 2026-09-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-01 · Exercise / conversion · Acquired 9,688 · Balance 2,291,508 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.96 · Expires 2027-05-10 | Direct | 874,821 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 9,688 · Balance 874,821 F3: These stock options are fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 1,132,505 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,132,505 F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 584,448 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 584,448 |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 503,052 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 503,052 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were gifted to GRATs, each with an independent trustee, on August 31, 2026.
F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person.
F3: These stock options are fully vested.
C3.ai, Inc.
Report date October 03, 2025 · Filed October 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2035-10-02 | Direct | 28,628 |
Reported balance
After 2025-10-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-10-03 · Grant · Acquired 28,628 · Balance 28,628 F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |
Filing footnotes · ownership attribution and instrument terms
F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 341,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 14 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,793 Underlying: Class A common stock · 279,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass B common stock · Derivative | 620,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 13 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,989 Underlying: Class A common stock · 620,989 shares Expires not disclosed F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 620,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 12 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,862,964 Underlying: Class B common stock · 620,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F8 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. Settlement of the vested RSUs reported on this Form 4 was deferred to December 18, 2019 at the election of the reporting person. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 39,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 11 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,989 Underlying: Class A common stock · 31,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass B common stock · Derivative | 71,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 10 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,000 Underlying: Class A common stock · 71,000 shares Expires not disclosed F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 71,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 9 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,000 Underlying: Class B common stock · 71,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F7 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019; 33% on the January 25, 2020; and 33% on January 25, 2021. Settlement of the vested RSUs reported on this Form 4 was deferred to December 18, 2019 at the election of the reporting person. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 8 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143 Underlying: Class A common stock · 1,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass B common stock · Derivative | 2,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 7 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,537 Underlying: Class A common stock · 2,537 shares Expires not disclosed F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B comnon stock) · Derivative | 2,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · derivative · entry 6 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B common stock · 2,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: Fully vested. Settlement was deferred to December 18, 2019 at the election of the reporting person. F5 · derivative.expiration_date: Fully vested. Settlement was deferred to December 18, 2019 at the election of the reporting person. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 341,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · nonDerivative · entry 4 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 91,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · nonDerivative · entry 3 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 39,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:23 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A common stock | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061639 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 22:21 UTC | Bloom Energy Corp BE · Entity 2659 | GrantEmployee Stock Options (Right to buy Class A common stock) · Derivative | 199,118 | $0.00 Strike: $8.92 | $0.00 |
DisclosureSEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,118 Underlying: Class A Common Stock · 199,118 shares Expires 2029-08-08 F1 · derivative.exercise_date: The stock options vest as to 25% of the shares on February 15, 2020, with the remainder vesting in equal quarterly installments thereafter over the next three years, subject to the reporting person's continued service with the Company on the vesting date. Read SEC document |
| May 09, 2019 Filed Aug 12, 2019 22:21 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 7 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 133,334 Underlying: Class A Common Stock · 133,334 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019 Four Year Grantor Retained Annuity Trust Read SEC document |
| May 09, 2019 Filed Aug 12, 2019 22:21 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 6 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019 Three Year Grantor Retained Annuity Trust Read SEC document |
| May 09, 2019 Filed Aug 12, 2019 22:21 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F3 · ownership.nature: Held by the KR Sridhar and Sudha Sarma 2019 Two Year Grantor Retained Annuity Trust Read SEC document |
| May 09, 2019 Filed Aug 12, 2019 22:21 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,114 Underlying: Class A Common Stock · 133,334 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| May 09, 2019 Filed Aug 12, 2019 22:21 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,448 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| May 09, 2019 Filed Aug 12, 2019 22:21 UTC | Bloom Energy Corp BE · Entity 2659 | GiftClass B Common Stock · Derivative | 133,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045604 · doc4.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,781 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 14:45 UTC | Bloom Energy Corp BE · Entity 2659 | PurchaseClass A Common Stock | 8,000 | $13.52 | $108,160.00 |
DisclosureSEC source: 0001209191-19-018667 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.48 to $13.52. The price reported above reflects the weighted average sales price. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:39 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (non-qualified Stock Option) · Derivative | 221,043 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-19-011731 · doc4.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,043 Underlying: Class A Common Stock · 221,043 shares Expires not disclosed F2 · derivative.exercise_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. F2 · derivative.expiration_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:39 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 221,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011731 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,043 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The RSUs vest as to 25% of the shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:38 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 424,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044641 · doc4.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,382 Underlying: Class B Common Stock · 424,382 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window and the remaining 50% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:38 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 213,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044641 · doc4.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,000 Underlying: Class B Common Stock · 213,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:38 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 2,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044641 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,537 Underlying: Class B Common Stock · 2,537 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 01:37 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU)(Class B Common Stock · Derivative | 333,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044122 · doc4.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,334 Underlying: Class B Common Stock · 333,334 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: These RSU's will vest over two years in 6 month intervals from the end of lock-up and during an open trading window, subject to the reporting person's continuous service with the Company. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 01:37 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 2,483,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044122 · doc4.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483,619 Underlying: Class B Common Stock · 2,483,619 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 01:37 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 133,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044122 · doc4.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Class B Common Stock · 133,334 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 01:37 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class B Common Stock) · Derivative | 400,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044122 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class B Common Stock · 400,000 shares Expires 2028-07-23 F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Feb 20, 2019 22:31 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 2,483,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011715 · doc4a.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483,953 Underlying: Class B Common Stock · 2,483,953 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: These RSU shares will vest over two years in 6 month intervals from July 25, 2018. F2 · derivative.expiration_date: These RSU shares will vest over two years in 6 month intervals from July 25, 2018. F3 · derivative.underlying: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · balance_after: This Form 4 amendment is being filed to correct the original Form 4 filed on July 26, 2018 which incorrectly reported that the Reporting Person held 2,483,619 RSUs and incorrectly stated the vesting for such RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.