Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | Director · Chairman & CEO | August 31, 2026 | September 04, 2026 |
| C3.ai, Inc.AI · Entity 2413 | Director | October 03, 2025 | October 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date August 31, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,281,820 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Gift · Disposed 300,000 · Balance 2,281,820 F1: These shares were gifted to GRATs, each with an independent trustee, on August 31, 2026. F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 2,291,508 |
Reported balance
After 2026-09-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-01 · Exercise / conversion · Acquired 9,688 · Balance 2,291,508 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.96 · Expires 2027-05-10 | Direct | 874,821 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 9,688 · Balance 874,821 F3: These stock options are fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 1,132,505 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,132,505 F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 584,448 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 584,448 |
| Common StockSEC Table I · non-derivative | IndirectBy trusts | 503,052 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 503,052 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were gifted to GRATs, each with an independent trustee, on August 31, 2026.
F2: Reflects receipt of annuity payments representing an aggregate of 11,951 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Common Stock beneficially owned by the Reporting Person.
F3: These stock options are fully vested.
C3.ai, Inc.
Report date October 03, 2025 · Filed October 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2035-10-02 | Direct | 28,628 |
Reported balance
After 2025-10-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-10-03 · Grant · Acquired 28,628 · Balance 28,628 F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |
Filing footnotes · ownership attribution and instrument terms
F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2023 Filed Mar 18, 2023 00:32 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 11,476 | $18.02 | $206,797.52 |
DisclosureSEC source: 0000899243-23-009004 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,182 F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.68 to $18.37. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:32 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 302,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-009004 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,658 F1 · kind: On May 12, 2021, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 600,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria for one-quarter of the shares as determined by the Compensation Committee on March 15, 2023, which resulted in a payout of 2.017 times the target. The PSUs vested immediately upon such determination by the Compensation Committee. As a condition to settlement of the PSUs, the Reporting Person has agreed to hold such shares (net of any sales to cover tax withholding obligation) until the earlier of March 15, 2025 and the Reporting Person's termination of service to the Issuer. Read SEC document |
| March 03, 2023 Filed Mar 8, 2023 02:47 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 60,202 | $0.00 Strike: $28.48 | $0.00 |
DisclosureSEC source: 0001209191-23-017034 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,202 Underlying: Class A Common Stock · 60,202 shares Expires 2033-03-02 F1 · derivative.exercise_date: Provided the Reporting Person remains a member of the Board and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing following the Grant Date until the five-year anniversary of the Grant Date of the option, 5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") following the Grant Date; provided, however, that if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such shares being referred to collectively as the "Suspended Shares"). A number of the Suspended Shares, if any, equal to 5% of the total shares subject to the option will vest on the date of each regularly scheduled meeting of the Board following the fifth anniversary of the Grant Date, in each case subject to the Reporting Person remaining a member of the Board through, and attending in person, such meeting. F2 · derivative.exercise_date: Notwithstanding the foregoing, if the Reporting Person fails to attend a meeting due (i) to significant medical issues related to themselves or a family member, (ii) personal or professional commitments made before the scheduling of such Board meeting and that were noted by the Reporting Person at the time of such scheduling, or (iii) other personal or professional circumstances deemed significant and unavoidable by the Chairman of the Board, the applicable Quarterly Shares will vest for such fiscal quarter and such Quarterly Shares will not become Suspended Shares. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 23:26 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 63,777 | $22.26 | $1,419,676.02 |
DisclosureSEC source: 0000899243-23-006029 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,108 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of performance stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.15 to $22.36. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2023 Filed Feb 18, 2023 00:06 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 27,088 | $22.91 | $620,586.08 |
DisclosureSEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 4 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,885 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.76 to $23.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 00:06 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 50,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005534 · doc4.xml · derivative · entry 6 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F7 · derivative.exercise_date: This RSU award vested in full on the one year anniversary of the grant date, which was February 16, 2022. F7 · derivative.expiration_date: This RSU award vested in full on the one year anniversary of the grant date, which was February 16, 2022. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 00:06 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,487 | $23.61 | $176,768.07 |
DisclosureSEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 3 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,973 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.37 to $23.85. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 00:06 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 50,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:06 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionPerformance Stock Units · Derivative | 122,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005534 · doc4.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 122,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each of the performance stock units ("PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. F5 · derivative.expiration_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 00:06 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 122,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-005534 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 21:57 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 11,161 | $21.99 | $245,430.39 |
DisclosureSEC source: 0000899243-22-038999 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,353 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.81 to $22.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 23:20 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,424 | $21.45 | $159,244.80 |
DisclosureSEC source: 0000899243-22-036230 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,514 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.19 to $21.76. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 20:48 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 11,500 | $24.59 | $282,785.00 |
DisclosureSEC source: 0000899243-22-031475 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,938 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.58 to $24.64. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 20:05 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 8,500 | $25.87 | $219,895.00 |
DisclosureSEC source: 0000899243-22-030115 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,438 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.67 to $25.93. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 23:10 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 10,937 | $16.63 | $181,882.31 |
DisclosureSEC source: 0000899243-22-023165 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,938 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $16.56 to $16.65. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2022 Filed May 14, 2022 01:03 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018065 · doc4.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: Class A Common Stock · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: RSUs will vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date. F2 · derivative.expiration_date: RSUs will vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| May 12, 2022 Filed May 14, 2022 01:03 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-018065 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 00:10 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 10,823 | $21.40 | $231,566.74 |
DisclosureSEC source: 0001664703-22-000038 · wf-form4_164756220867256.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,875 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.98 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 01:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units · Derivative | 50,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000019 · wf-form4_164514801565280.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,608 Underlying: Class A Common Stock · 50,608 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F6 · derivative.exercise_date: This RSU award shall vest in full on the one year anniversary of the grant date, which was February 16, 2022. F6 · derivative.expiration_date: This RSU award shall vest in full on the one year anniversary of the grant date, which was February 16, 2022. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 01:33 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 65,065 | $19.64 | $1,278,026.25 |
DisclosureSEC source: 0001664703-22-000019 · wf-form4_164514801565280.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,698 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units ("RSUs") and performance-based stock units ("PSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.25 to $20.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 01:33 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionPerformance Stock Units · Derivative | 122,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000019 · wf-form4_164514801565280.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,499 Underlying: Class A Common Stock · 122,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. F4 · derivative.expiration_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 01:33 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 122,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-22-000019 · wf-form4_164514801565280.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 02:00 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 10,524 | $22.85 | $240,494.45 |
DisclosureSEC source: 0001664703-21-000196 · wf-form4_164005199422747.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,264 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.53 to $23.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 00:06 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,104 | $30.95 | $219,880.17 |
DisclosureSEC source: 0001664703-21-000183 · wf-form4_163719397781865.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,788 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.88 to $30.988. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 23:58 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 11,186 | $18.88 | $211,171.55 |
DisclosureSEC source: 0001664703-21-000151 · wf-form4_163192311653326.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,892 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.80 to $19.09. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 00:27 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,646 | $20.12 | $153,858.16 |
DisclosureSEC source: 0001664703-21-000145 · wf-form4_162933283094028.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,078 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.07 to $20.155. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 23:06 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 44,356 | $23.92 | $1,060,897.94 |
DisclosureSEC source: 0001664703-21-000109 · wf-form4_162397116362228.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,724 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.23. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2021 Filed May 19, 2021 22:33 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,431 | $19.79 | $147,054.29 |
DisclosureSEC source: 0001664703-21-000083 · wf-form4_162146357507173.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,080 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.5076 to $19.88. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:29 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2030-05-12 F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F7 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the ninth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the fifth anniversary of the grant date. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:29 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2029-05-12 F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F6 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the eighth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the fourth anniversary of the grant date. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:29 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2028-05-12 F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the seventh anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the third anniversary of the grant date. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:29 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2027-05-12 F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs are eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the sixth anniversary of the grant date, subject to the Reporting Person remaining a service provider on the applicable vesting date. In addition, vesting of the PSUs is contingent upon the Reporting Person remaining employed through the second anniversary of the grant date. Read SEC document |
| May 12, 2021 Filed May 14, 2021 22:29 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000072 · wf-form4_162103137474548.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: RSUs will vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date. F2 · derivative.expiration_date: RSUs will vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| May 10, 2021 Filed May 12, 2021 23:52 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 233,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,495,749 Underlying: Class A Common Stock · 233,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| May 10, 2021 Filed May 12, 2021 23:52 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 233,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,083 Underlying: Class A Common Stock · 233,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| May 10, 2021 Filed May 12, 2021 23:52 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 233,334 | $0.00 Strike: $20.55 | $0.00 |
DisclosureSEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 233,334 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| May 10, 2021 Filed May 12, 2021 23:52 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 233,334 | $20.96 | $4,891,333.98 |
DisclosureSEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,511 F2 · kind: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.60 to $22.40. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 10, 2021 Filed May 12, 2021 23:52 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 233,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000049 · wf-form4_162086350257118.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 22:45 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 37,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025969 · doc4.xml · derivative · entry 5 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,495,749 Underlying: Class A Common Stock · 37,884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F1 · kind: Conversion of derivative security in accordance with its terms. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 22:45 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 45,256 | $25.74 | $1,164,699.36 |
DisclosureSEC source: 0001209191-21-025969 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,511 F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of Restricted Stock Units (the "RSUs") that settled on April 5, 2021. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.50 to $25.96, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 22:45 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 37,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025969 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of derivative security in accordance with its terms. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:45 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 71,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025969 · doc4.xml · derivative · entry 4 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 71,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:45 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (Class B Common Stock) · Derivative | 71,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025969 · doc4.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,000 Underlying: Class B Common Stock · 71,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each of the RSUs represents a contingent right to receive one (1) share of the Issuers Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019; 33% on the January 25, 2020; and 33% on January 25, 2021. Settlement of the vested RSUs reported on this Form 4 was deferred to April 5, 2021 at the election of the reporting person. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:41 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 68,194 | $35.92 | $2,449,337.54 |
DisclosureSEC source: 0001209191-21-012171 · doc4.xml · nonDerivative · entry 2 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,633 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $35.47 to $36.38 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2021 Filed Feb 19, 2021 00:41 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionPerformance Stock Units · Derivative | 122,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012171 · doc4.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,250 Underlying: Class A Common Stock · 122,250 shares Expires 2031-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2021 Filed Feb 19, 2021 00:41 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 122,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012171 · doc4.xml · nonDerivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:20 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 367,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011100 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,500 Underlying: Class A Common Stock · 367,500 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F2 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:19 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 367,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011098 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,500 Underlying: Class A Common Stock · 367,500 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F2 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 111,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 15 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462,633 Underlying: Class A Common Stock · 111,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 23:07 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 326,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 14 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574,126 Underlying: Class A Common Stock · 326,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.