person · Reporting owner

Nierenberg Michael

Disclosed activity across 5 companies

Tapewire entity: 26571
SEC CIK: 0001591719

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Fortress Capital Acquisition CorpFCAX · Entity 120598	Director · Chief Executive Officer	January 12, 2021	January 13, 2021
Rithm Acquisition Corp.RAC · Entity 5920	Director · CHIEF EXECUTIVE OFFICER	February 26, 2025	February 27, 2025
Rithm Capital Corp.RITM · Entity 3845	Director · Chief Executive Officer	April 30, 2026	August 04, 2026
Rithm Perpetual Life Residential TrustRPLRT · Entity 62731	Director · CEO & Co-CIO	November 30, 2025	December 02, 2025
Rithm Property Trust Inc.AJX · Entity 6782	Director · Chief Executive Officer	June 11, 2024	June 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fortress Capital Acquisition Corp

Report date January 12, 2021 · Filed January 13, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
No securities beneficially ownedSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2021-01-12 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Rithm Acquisition Corp.

Report date February 26, 2025 · Filed February 27, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	IndirectSee footnotes	Not disclosed	Reported balance Holding disclosure · report date 2025-02-26 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F3: Pursuant to the Issuer's amended and restated memorandum and articles of association, the Class B ordinary shares have no expiration date and will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights. F4: The Class B ordinary shares reported herein include up to 750,000 Class B ordinary shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option, as described in the Registration Statement. The over-allotment option of the underwriters expires 45-day from the date of the final prospectus related to the issuer's initial public offering. F1: The Class B Ordinary shares are owned directly by Rithm Acquisition Corp Sponsor LLC (the "Sponsor"). The Sponsor is controlled by Rithm Capital Corp. ("Rithm") and Mr. Michael Nierenberg (the "reporting person"), as a result of his role as chief executive officer, chairman of the board and president of Rithm. As a result, each of the Sponsor, Rithm and the reporting person may be deemed to have beneficial ownership of the Class B ordinary shares and the Private Placement Units (as defined below) (including the Private Placement Shares (as defined below) included in such units) held by our Sponsor. The reporting person will own approximately 25% of the Class B LLC interests in the Sponsor ((which represent the economic rights attributable to the founder share, as described in the issuer's registration statement on Form S-1 (File No. 333-284671) (the "Registration Statement")). F2: The reporting person under this Form 3 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that the reporting person is the beneficial owner of any Class B ordinary share covered by this Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary shares are owned directly by Rithm Acquisition Corp Sponsor LLC (the "Sponsor"). The Sponsor is controlled by Rithm Capital Corp. ("Rithm") and Mr. Michael Nierenberg (the "reporting person"), as a result of his role as chief executive officer, chairman of the board and president of Rithm. As a result, each of the Sponsor, Rithm and the reporting person may be deemed to have beneficial ownership of the Class B ordinary shares and the Private Placement Units (as defined below) (including the Private Placement Shares (as defined below) included in such units) held by our Sponsor. The reporting person will own approximately 25% of the Class B LLC interests in the Sponsor ((which represent the economic rights attributable to the founder share, as described in the issuer's registration statement on Form S-1 (File No. 333-284671) (the "Registration Statement")).

F2: The reporting person under this Form 3 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that the reporting person is the beneficial owner of any Class B ordinary share covered by this Form 3.

F3: Pursuant to the Issuer's amended and restated memorandum and articles of association, the Class B ordinary shares have no expiration date and will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights.

F4: The Class B ordinary shares reported herein include up to 750,000 Class B ordinary shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option, as described in the Registration Statement. The over-allotment option of the underwriters expires 45-day from the date of the final prospectus related to the issuer's initial public offering.

Rithm Capital Corp.

Report date April 30, 2026 · Filed August 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	322,690	Reported balance After 2026-04-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-04-30 · Grant · Acquired 2,802 · Balance 322,690 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	2,023,848	Reported balance After 2026-04-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-04-30 · Grant · Acquired 50,444 · Balance 2,023,848 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	279,590	Reported balance After 2026-04-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-04-30 · Grant · Acquired 4,685 · Balance 279,590 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	845,798	Reported balance After 2026-04-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-04-30 · Grant · Acquired 21,081 · Balance 845,798 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	290,802	Reported balance After 2026-04-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2026-04-30 · Grant · Acquired 7,248 · Balance 290,802 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	325,538	Reported balance After 2026-07-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-07-31 · Grant · Acquired 2,848 · Balance 325,538 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	2,075,110	Reported balance After 2026-07-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2026-07-31 · Grant · Acquired 51,262 · Balance 2,075,110 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	284,351	Reported balance After 2026-07-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2026-07-31 · Grant · Acquired 4,761 · Balance 284,351 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	867,221	Reported balance After 2026-07-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2026-07-31 · Grant · Acquired 21,423 · Balance 867,221 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security	Direct	298,167	Reported balance After 2026-07-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2026-07-31 · Grant · Acquired 7,365 · Balance 298,167 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

Filing footnotes · ownership attribution and instrument terms

F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F3: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F4: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F6: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F7: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

Rithm Perpetual Life Residential Trust

Report date November 30, 2025 · Filed December 02, 2025

This filing explicitly reported no securities owned.

Rithm Property Trust Inc.

Report date June 11, 2024 · Filed June 17, 2024

This filing explicitly reported no securities owned.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 27, 2023 Filed Oct 30, 2023 21:07 UTC	Rithm Capital Corp. RITM · Entity 3845	GrantCommon Stock	13,273	$0.00	$0.00	Disclosure SEC source: 0001209191-23-053868 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,327,069 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 498,552 unvested restricted stock units and 385,356 unvested shares of restricted stock. Read SEC document
September 21, 2023 Filed Sep 25, 2023 21:03 UTC	Rithm Capital Corp. RITM · Entity 3845	Tax withholdingCommon Stock	106,545	$9.30	$990,868.50	Disclosure SEC source: 0001209191-23-050490 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,313,796 F1 · shares: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding in connection with the settlement of restricted stock awards and does not represent a sale by the reporting person. F2 · balance_after: Includes 485,279 unvested restricted stock units and 385,356 unvested shares of restricted stock. Read SEC document
July 28, 2023 Filed Aug 1, 2023 20:24 UTC	Rithm Capital Corp. RITM · Entity 3845	GrantCommon Stock	11,642	$0.00	$0.00	Disclosure SEC source: 0001209191-23-043969 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,420,341 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 485,279 unvested restricted stock units and 578,034 unvested shares of restricted stock. Read SEC document
April 28, 2023 Filed May 2, 2023 20:33 UTC	Rithm Capital Corp. RITM · Entity 3845	GrantCommon Stock	14,079	$0.00	$0.00	Disclosure SEC source: 0001209191-23-026528 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,408,699 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 473,637 unvested restricted stock units and 578,034 unvested shares of restricted stock. Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:22 UTC	Rithm Capital Corp. RITM · Entity 3845	GrantCommon Stock	459,558	$0.00	$0.00	Disclosure SEC source: 0001209191-23-012175 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,620 F1 · shares: Represents time-based restricted stock units granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, which will vest in three equal annual installments on February 21 of each of 2024, 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer. F2 · balance_after: Includes 459,558 unvested restricted stock units and 578,034 unvested shares of restricted stock. Read SEC document
December 08, 2022 Filed Dec 9, 2022 20:44 UTC	Rithm Capital Corp. RITM · Entity 3845	GrantCommon Stock	578,034	$0.00	$0.00	Disclosure SEC source: 0001209191-22-060467 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,062 F1 · shares: Represents restricted stock awards granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, which will vest in three equal installments on June 17 of each of 2023, 2024 and 2025, so long as the Reporting Person remains in continued employment with the Issuer. As previously disclosed, the restricted stock was granted in full satisfaction of the terms of Section 2(d) of the Employment Agreement by and between the Reporting Person and the Issuer, effective as of June 17, 2022. The applicable closing stock price was $8.65 on June 17, 2022. F2 · balance_after: Includes 578,034 unvested shares of restricted stock. Read SEC document
March 17, 2022 Filed Mar 17, 2022 22:41 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	3,567	$0.00 Strike: $11.16	$0.00	Disclosure SEC source: 0001209191-22-019759 · doc4.xml · derivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,567 Underlying: Common Stock, par value $0.01 per share · 3,567 shares Expires 2031-11-10 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 17, 2022 Filed Mar 17, 2022 22:41 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	32,000	$0.00 Strike: $10.54	$0.00	Disclosure SEC source: 0001209191-22-019759 · doc4.xml · derivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock, par value $0.01 per share · 32,000 shares Expires 2031-09-24 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 17, 2022 Filed Mar 17, 2022 22:41 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	340,000	$0.00 Strike: $10.54	$0.00	Disclosure SEC source: 0001209191-22-019759 · doc4.xml · derivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 Underlying: Common Stock, par value $0.01 per share · 340,000 shares Expires 2031-09-17 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 17, 2022 Filed Mar 17, 2022 22:41 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	1,034,500	$0.00 Strike: $9.75	$0.00	Disclosure SEC source: 0001209191-22-019759 · doc4.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,500 Underlying: Common Stock, par value $0.01 per share · 1,034,500 shares Expires 2031-04-19 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
April 19, 2021 Filed Apr 19, 2021 20:15 UTC	Rithm Capital Corp. NRZ · Entity 3845	PurchaseCommon Stock	100,000	$10.10	$1,010,000.00	Disclosure SEC source: 0001209191-21-027279 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,028 F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock. Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:18 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	1,553	$0.00 Strike: $17.02	$0.00	Disclosure SEC source: 0001209191-21-021321 · doc4.xml · derivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553 Underlying: Common Stock, par value $0.01 per share · 1,553 shares Expires 2030-02-28 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:18 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	394	$0.00 Strike: $17.23	$0.00	Disclosure SEC source: 0001209191-21-021321 · doc4.xml · derivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Underlying: Common Stock, par value $0.01 per share · 394 shares Expires 2030-02-27 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:18 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	42,000	$0.00 Strike: $17.41	$0.00	Disclosure SEC source: 0001209191-21-021321 · doc4.xml · derivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock, par value $0.01 per share · 42,000 shares Expires 2030-02-25 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:18 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	280,000	$0.00 Strike: $17.41	$0.00	Disclosure SEC source: 0001209191-21-021321 · doc4.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock, par value $0.01 per share · 280,000 shares Expires 2030-02-14 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
December 22, 2020 Filed Feb 12, 2021 21:15 UTC	Rithm Capital Corp. NRZ · Entity 3845	GiftCommon Stock	301,548	$0.00	$0.00	Disclosure SEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Son Disclosed balance after: 301,548 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document
December 22, 2020 Filed Feb 12, 2021 21:15 UTC	Rithm Capital Corp. NRZ · Entity 3845	GiftCommon Stock	301,548	$0.00	$0.00	Disclosure SEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Daughter Disclosed balance after: 301,548 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document
December 22, 2020 Filed Feb 12, 2021 21:15 UTC	Rithm Capital Corp. NRZ · Entity 3845	GiftCommon Stock	603,096	$0.00	$0.00	Disclosure SEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,028 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:35 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	26,000	$0.00 Strike: $15.14	$0.00	Disclosure SEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock, par value $0.01 per share · 26,000 shares Expires 2029-08-21 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:35 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	200,000	$0.00 Strike: $15.14	$0.00	Disclosure SEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, par value $0.01 per share · 200,000 shares Expires 2029-08-15 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:35 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	124,200	$0.00 Strike: $15.51	$0.00	Disclosure SEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,200 Underlying: Common Stock, par value $0.01 per share · 124,200 shares Expires 2029-07-02 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:35 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	120,000	$0.00 Strike: $16.37	$0.00	Disclosure SEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock, par value $0.01 per share · 120,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:35 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	800,000	$0.00 Strike: $16.37	$0.00	Disclosure SEC source: 0001209191-20-017277 · doc4.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock, par value $0.01 per share · 800,000 shares Expires 2029-02-22 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
January 23, 2020 Filed Feb 12, 2021 21:15 UTC	Rithm Capital Corp. NRZ · Entity 3845	GiftCommon Stock	56,287	$0.00	$0.00	Disclosure SEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Children Disclosed balance after: 56,287 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document
January 23, 2020 Filed Feb 12, 2021 21:15 UTC	Rithm Capital Corp. NRZ · Entity 3845	GiftCommon Stock	56,287	$0.00	$0.00	Disclosure SEC source: 0001209191-21-010122 · doc5.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT Disclosed balance after: 0 F1 · price: Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:55 UTC	Rithm Capital Corp. NRZ · Entity 3845	Exercise / conversionStock Option (right to buy) · Derivative	400,000	$0.00 Strike: $13.29	$0.00	Disclosure SEC source: 0001209191-19-034370 · doc4.xml · derivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 400,000 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of the options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3) F3 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F4 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:55 UTC	Rithm Capital Corp. NRZ · Entity 3845	Tax withholdingCommon Stock, par value $0.01 per share	348,483	$15.25	$5,314,365.75	Disclosure SEC source: 0001209191-19-034370 · doc4.xml · nonDerivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,869 F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options. Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:55 UTC	Rithm Capital Corp. NRZ · Entity 3845	Exercise / conversionCommon Stock, par value $0.01 per share	400,000	$13.29	$5,316,000.00	Disclosure SEC source: 0001209191-19-034370 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	75,000	$0.00 Strike: $17.32	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock, par value $0.01 per share · 75,000 shares Expires 2028-11-08 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	500,000	$0.00 Strike: $17.32	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 7 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock, par value $0.01 per share · 500,000 shares Expires 2028-11-05 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	2,046	$0.00 Strike: $18.57	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 6 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,046 Underlying: Common Stock, par value $0.01 per share · 2,046 shares Expires 2028-09-06 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	5,000	$0.00 Strike: $18.54	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2028-08-31 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	236	$0.00 Strike: $18.45	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236 Underlying: Common Stock, par value $0.01 per share · 236 shares Expires 2028-08-24 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	2,551	$0.00 Strike: $18.50	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,551 Underlying: Common Stock, par value $0.01 per share · 2,551 shares Expires 2028-08-23 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	75,000	$0.00 Strike: $17.10	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock, par value $0.01 per share · 75,000 shares Expires 2028-01-23 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
March 08, 2019 Filed Mar 11, 2019 12:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	500,000	$0.00 Strike: $17.10	$0.00	Disclosure SEC source: 0001209191-19-018307 · doc4.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock, par value $0.01 per share · 500,000 shares Expires 2028-01-19 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
February 22, 2019 Filed Feb 25, 2019 11:55 UTC	Rithm Capital Corp. NRZ · Entity 3845	PurchaseCommon Stock, par value $0.01 per share	60,000	$16.50	$990,000.00	Disclosure SEC source: 0001209191-19-012819 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,352 F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock. Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	Exercise / conversionStock Option (right to buy) · Derivative	558,708	$0.00 Strike: $15.38	$0.00	Disclosure SEC source: 0001209191-18-039520 · doc4.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 558,708 shares Expires 2025-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3) F4 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F5 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	Exercise / conversionStock Option (right to buy) · Derivative	1,150,000	$0.00 Strike: $14.75	$0.00	Disclosure SEC source: 0001209191-18-039520 · doc4.xml · derivative · entry 7 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,150,000 shares Expires 2025-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 3) F4 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of tandem awards to the total number of related options (including options underlying such tandem awards) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F5 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	SaleCommon Stock, par value $0.01 per share	339,177	$18.30	$6,206,939.10	Disclosure SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,352 F2 · kind: All of the shares sold were issued pursuant to a concurrent exercise of outstanding options. Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	Tax withholdingCommon Stock, par value $0.01 per share	1,369,531	$18.66	$25,555,448.46	Disclosure SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274,529 F1 · kind: No shares were sold. Reflects deemed surrender of shares to satisfy the exercise price due upon exercise of the associated options. Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	Exercise / conversionCommon Stock, par value $0.01 per share	558,708	$15.38	$8,592,929.04	Disclosure SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,644,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 26, 2018 Filed Jun 26, 2018 21:09 UTC	Rithm Capital Corp. NRZ · Entity 3845	Exercise / conversionCommon Stock, par value $0.01 per share	1,150,000	$14.75	$16,962,500.00	Disclosure SEC source: 0001209191-18-039520 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:41 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	1,130,916	$0.00 Strike: $15.00	$0.00	Disclosure SEC source: 0001209191-18-006023 · doc4.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,916 Underlying: Common Stock, par value $0.01 per share · 1,130,916 shares Expires 2027-02-28 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document
February 03, 2017 Filed Feb 6, 2017 21:24 UTC	Rithm Capital Corp. NRZ · Entity 3845	PurchaseCommon Stock, par value $0.01 per share	8,000	$15.00	$120,000.00	Disclosure SEC source: 0001209191-17-008052 · doc4.xml · nonDerivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for daughter Disclosed balance after: 23,850 F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock. Read SEC document
February 03, 2017 Filed Feb 6, 2017 21:24 UTC	Rithm Capital Corp. NRZ · Entity 3845	PurchaseCommon Stock, par value $0.01 per share	8,000	$15.00	$120,000.00	Disclosure SEC source: 0001209191-17-008052 · doc4.xml · nonDerivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for son Disclosed balance after: 24,400 F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock. Read SEC document
February 03, 2017 Filed Feb 6, 2017 21:24 UTC	Rithm Capital Corp. NRZ · Entity 3845	PurchaseCommon Stock, par value $0.01 per share	2,600	$15.00	$39,000.00	Disclosure SEC source: 0001209191-17-008052 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,352 F1 · kind: Shares were purchased in connection with the Issuer's public offering of common stock. Read SEC document
February 03, 2017 Filed Feb 17, 2017 22:41 UTC	Rithm Capital Corp. NRZ · Entity 3845	GrantStock Option (right to buy) · Derivative	400,000	$0.00 Strike: $14.20	$0.00	Disclosure SEC source: 0001209191-17-012284 · doc4.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock, par value $0.01 per share · 400,000 shares Expires 2026-08-31 F1 · derivative.exercise_date: Tandem awards correspond on a one-to-one basis with options granted to FIG LLC, the Company's manager (or an affiliate of the Company's manager), such that exercise by an employee of the tandem award would result in the corresponding option held by the manager being cancelled. Upon the grant of options to the manager (or an affiliate), such options are fully vested and become exercisable over a 30-month period (the "Total Exercisability Period") in equal monthly installments beginning on the first of each month following the month in which the options were granted. (Continued in Footnote 2) F2 · derivative.exercise_date: When tandem awards are granted with respect to manager options, the manager options become exercisable in equal monthly installments over a portion of the Total Exercisability Period equal to the product of (i) the ratio of manager options not subject to corresponding tandem options to the total number of manager options (including manager options underlying such tandem awards subject to corresponding tandem options) multiplied by (ii) 30 (such period, the "Manager Exercisability Period"). Following the Manager Exercisability Period, the tandem awards vest in generally equal monthly installments on the first of each month over the remainder of the Total Exercisability Period and become exercisable only at the end of the Total Exercisability Period. F3 · derivative.expiration_date: Represents the expiration date of the related manager option. In general, the expiration date of the tandem award occurs prior to the expiration date of the underlying option. F4 · derivative.underlying: Tandem awards will be settled in an amount of cash equal to the excess of the fair market value of a share of our common stock on the date of exercise over the fair market value on the date of grant, unless advance approval is given by the Board of Directors or an officer of the Company, as applicable, to settle the tandem awards in shares. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.