Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2026 Filed Aug 7, 2026 20:17 UTC |
Rithm Capital Corp.10% owner
|
OtherCommon Stock, par value $0.01 per share | 137,383 | $11.73 | $1,611,502.59 |
DisclosureSEC source: 0001628280-26-054849 · wk-form4_1786133839.xml · nonDerivative · entry 1 Rithm Capital Corp. · CIK 0001556593 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2 Disclosed balance after: 427,494 F1 · kind: Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser. F2 · ownership.nature: These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| April 27, 2026 Filed Apr 30, 2026 20:30 UTC |
Rithm Capital Corp.10% owner
|
OtherCommon Stock, par value $0.01 per share | 110,794 | $14.50 | $1,606,513.00 |
DisclosureSEC source: 0001556593-26-000020 · wk-form4_1777581031.xml · nonDerivative · entry 1 Rithm Capital Corp. · CIK 0001556593 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2 Disclosed balance after: 290,111 F1 · kind: Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser. F2 · ownership.nature: These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:58 UTC |
Rithm Capital Corp.10% owner
|
OtherCommon Stock, par value $0.01 per share | 105,687 | $15.17 | $1,603,271.79 |
DisclosureSEC source: 0001556593-26-000009 · wk-form4_1771365507.xml · nonDerivative · entry 1 Rithm Capital Corp. · CIK 0001556593 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2 Disclosed balance after: 179,317 F1 · kind: Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser. F2 · ownership.nature: These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:30 UTC |
Friedman Paul MDirector
|
GrantCommon Stock, par value $0.01 per share | 7,708 | $2.84 | $21,890.72 |
DisclosureSEC source: 0001104659-25-087056 · tm2525167-1_4seq1.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Paul M. Friedman Living Trust Disclosed balance after: 53,914 F1 · shares: Payment of director fees for the second quarter ended June 30, 2025. Price per share is the average closing price per share for the first five days preceding the dividend record date of May 15, 2025. Read SEC document |
| March 04, 2025 Filed Mar 21, 2025 20:25 UTC |
Rithm Capital Corp.10% owner
|
PurchaseSeries C Preferred Stock | 400,000 | $25.00 | $10,000,000.00 |
DisclosureSEC source: 0001556593-25-000010 · wk-form4_1742588737.xml · nonDerivative · entry 1 Rithm Capital Corp. · CIK 0001556593 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:25 UTC |
Rithm Capital Corp.10% owner
|
OtherCommon Stock, par value $0.01 per share | 18,550 | $3.00 | $55,650.00 |
DisclosureSEC source: 0001556593-24-000043 · wk-form4_1733520318.xml · nonDerivative · entry 1 Rithm Capital Corp. · CIK 0001556593 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,856,194 F1 · kind: Reflects the transfer of a total of 18,550 shares of Issuer common stock to certain employees of the reporting person as compensation. F2 · price: Reflects the closing price of the Issuer's common stock as of 12/3/2024 used for the transfer described in footnote 1. Read SEC document |
| October 18, 2024 Filed Oct 24, 2024 21:04 UTC |
Rithm Capital Corp.10% owner
|
OtherCommon Stock, par value $0.01 per share | 441,783 | $3.19 | $1,409,287.77 |
DisclosureSEC source: 0001556593-24-000031 · wk-form4_1729803841.xml · nonDerivative · entry 1 Rithm Capital Corp. · CIK 0001556593 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2 Disclosed balance after: 441,783 F1 · kind: Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser. F2 · ownership.nature: These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| July 08, 2024 Filed Aug 19, 2024 23:46 UTC |
Hoffman Daniel JayDirector
|
GrantCommon Stock, par value $0.01 per share | 2,000 | $3.56 | $7,120.00 |
DisclosureSEC source: 0001628280-24-037819 · wk-form4_1724111178.xml · nonDerivative · entry 1 Hoffman Daniel Jay · CIK 0001633193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F1 · shares: 2,000 of these shares are subject to a one-year vesting period. F2 · shares: This form is being filed subsequent to the standard Form 4 timeline. Read SEC document |
| March 13, 2024 Filed Mar 18, 2024 23:00 UTC |
Friedman Paul MDirector
|
GrantCommon Stock, par value $0.01 per share | 3,080 | $4.87 | $14,999.60 |
DisclosureSEC source: 0001628280-24-011752 · wk-form4_1710802807.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Paul M. Friedman Living Trust Disclosed balance after: 46,206 F1 · shares: Payment of special committee chairman director fees, which was approved by the compensation committee of the board of directors. This form is being filed subsequent to the standard Form 4 timeline. Read SEC document |
| May 08, 2023 Filed May 8, 2023 20:46 UTC |
Handley Jonathan Bradford JRDirector
|
GrantCommon Stock, par value $0.01 per share | 2,604 | $6.72 | $17,498.88 |
DisclosureSEC source: 0001628280-23-016467 · wf-form4_168357878826393.xml · nonDerivative · entry 1 Handley Jonathan Bradford JR · CIK 0001633188 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,429 F1 · shares: Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. Read SEC document |
| May 08, 2023 Filed May 8, 2023 20:44 UTC |
Friedman Paul MDirector
|
GrantCommon Stock, par value $0.01 per share | 2,604 | $6.72 | $17,498.88 |
DisclosureSEC source: 0001628280-23-016466 · wf-form4_168357867222584.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Paul M. Friedman Living Trust Disclosed balance after: 43,126 F1 · shares: Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. Read SEC document |
| May 08, 2023 Filed May 8, 2023 20:43 UTC |
Haggerty MaryDirector
|
GrantCommon Stock, par value $0.01 per share | 2,604 | $6.72 | $17,498.88 |
DisclosureSEC source: 0001628280-23-016463 · wf-form4_168357858093097.xml · nonDerivative · entry 1 Haggerty Mary · CIK 0001849353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,882 F1 · shares: Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. Read SEC document |
| May 08, 2023 Filed May 8, 2023 20:42 UTC |
Condas John CDirector
|
GrantCommon Stock, par value $0.01 per share | 2,604 | $6.72 | $17,498.88 |
DisclosureSEC source: 0001628280-23-016461 · wf-form4_168357851068303.xml · nonDerivative · entry 1 Condas John C · CIK 0001633183 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,658 F1 · shares: Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. Read SEC document |
| May 08, 2023 Filed May 8, 2023 20:40 UTC |
Ogren John Kirk JRDirector
|
GrantCommon Stock, par value $0.01 per share | 2,604 | $6.72 | $17,498.88 |
DisclosureSEC source: 0001628280-23-016460 · wf-form4_168357840201286.xml · nonDerivative · entry 1 Ogren John Kirk JR · CIK 0001633199 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,320.7152 F1 · shares: Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:54 UTC |
Handley Jonathan Bradford JRDirector
|
GrantCommon Stock, par value $0.01 per share | 2,116 | $8.27 | $17,499.32 |
DisclosureSEC source: 0001628280-23-007326 · wf-form4_167839885633101.xml · nonDerivative · entry 2 Handley Jonathan Bradford JR · CIK 0001633188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,825 F2 · shares: Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:54 UTC |
Handley Jonathan Bradford JRDirector
|
GrantCommon Stock, par value $0.01 per share | 5,000 | $7.15 | $35,750.00 |
DisclosureSEC source: 0001628280-23-007326 · wf-form4_167839885633101.xml · nonDerivative · entry 1 Handley Jonathan Bradford JR · CIK 0001633188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,709 F1 · shares: Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:53 UTC |
Haggerty MaryDirector
|
GrantCommon Stock, par value $0.01 per share | 2,116 | $8.27 | $17,499.32 |
DisclosureSEC source: 0001628280-23-007325 · wf-form4_167839878913769.xml · nonDerivative · entry 2 Haggerty Mary · CIK 0001849353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,278 F2 · shares: Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:53 UTC |
Haggerty MaryDirector
|
GrantCommon Stock, par value $0.01 per share | 5,000 | $7.15 | $35,750.00 |
DisclosureSEC source: 0001628280-23-007325 · wf-form4_167839878913769.xml · nonDerivative · entry 1 Haggerty Mary · CIK 0001849353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,162 F1 · shares: Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:49 UTC |
Condas John CDirector
|
GrantCommon Stock, par value $0.01 per share | 2,116 | $8.27 | $17,499.32 |
DisclosureSEC source: 0001628280-23-007324 · wf-form4_167839858144384.xml · nonDerivative · entry 2 Condas John C · CIK 0001633183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,054 F2 · shares: Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:49 UTC |
Condas John CDirector
|
GrantCommon Stock, par value $0.01 per share | 5,000 | $7.15 | $35,750.00 |
DisclosureSEC source: 0001628280-23-007324 · wf-form4_167839858144384.xml · nonDerivative · entry 1 Condas John C · CIK 0001633183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,938 F1 · shares: Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:48 UTC |
Friedman Paul MDirector
|
GrantCommon Stock, par value $0.01 per share | 2,116 | $8.27 | $17,499.32 |
DisclosureSEC source: 0001628280-23-007321 · wf-form4_167839850312288.xml · nonDerivative · entry 2 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Paul M. Friedman Living Trust Disclosed balance after: 40,522 F2 · shares: Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:48 UTC |
Friedman Paul MDirector
|
GrantCommon Stock, par value $0.01 per share | 5,000 | $7.15 | $35,750.00 |
DisclosureSEC source: 0001628280-23-007321 · wf-form4_167839850312288.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Paul M. Friedman Living Trust Disclosed balance after: 38,406 F1 · shares: Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:47 UTC |
Ogren John Kirk JRDirector
|
GrantCommon Stock, par value $0.01 per share | 2,116 | $8.27 | $17,499.32 |
DisclosureSEC source: 0001628280-23-007319 · wf-form4_167839840532400.xml · nonDerivative · entry 2 Ogren John Kirk JR · CIK 0001633199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,716.7152 F2 · shares: Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 21:47 UTC |
Ogren John Kirk JRDirector
|
GrantCommon Stock, par value $0.01 per share | 5,000 | $7.15 | $35,750.00 |
DisclosureSEC source: 0001628280-23-007319 · wf-form4_167839840532400.xml · nonDerivative · entry 1 Ogren John Kirk JR · CIK 0001633199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,600.7152 F1 · shares: Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 17:27 UTC |
MENDELSOHN LAWRENCEDirector · CHIEF EXECUTIVE OFFICER
|
OtherCommon Stock, par value $0.01 per share | 361,912 | $7.67 | $2,775,865.04 |
DisclosureSEC source: 0001628280-22-032027 · wf-form4_167114319587517.xml · nonDerivative · entry 7 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory Funding LLC Disclosed balance after: 0 F2 · shares: As was previously publicly disclosed, on December 9, 2021, Gregory Funding LLC ("Gregory") issued a promissory note to Great Ajax Corp. ("Great Ajax") under which Gregory was given the opportunity to borrow up to $3.5 million on a revolving line of credit from Great Ajax with interest accruing at 7.2% annually. On December 14, 2022, Gregory and Great Ajax agreed to exchange 361,912 shares of Great Ajax held by Gregory for a reduction in the amount of outstanding debt owed under the promissory note based upon the volume-weighted average price of the shares as reported during the ten trading day period preceding the date of the exchange. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 16:38 UTC |
Doyle Mary BChief Financial Officer
|
SaleCommon Stock, par value $0.01 per share | 3,612 | $7.56 | $27,317.56 |
DisclosureSEC source: 0001628280-22-031924 · wf-form4_167105385548477.xml · nonDerivative · entry 1 Doyle Mary B · CIK 0001672435 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,758.568 F1 · balance_after: Includes 4,605.763 shares acquired under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 07, 2022 Filed Nov 7, 2022 21:38 UTC |
Friedman Paul MDirector
|
GrantCommon Stock, par value $0.01 per share | 1,688 | $10.37 | $17,504.56 |
DisclosureSEC source: 0001628280-22-028669 · wf-form4_166785708950692.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Paul M. Friedman Living Trust Disclosed balance after: 33,406 F1 · shares: Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. Read SEC document |
| November 07, 2022 Filed Nov 7, 2022 21:36 UTC |
Haggerty MaryDirector
|
GrantCommon Stock, par value $0.01 per share | 1,688 | $10.37 | $17,504.56 |
DisclosureSEC source: 0001628280-22-028668 · wf-form4_166785696352353.xml · nonDerivative · entry 1 Haggerty Mary · CIK 0001849353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162 F1 · shares: Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. Read SEC document |
| November 07, 2022 Filed Nov 7, 2022 21:33 UTC |
Ogren John Kirk JRDirector
|
GrantCommon Stock, par value $0.01 per share | 1,688 | $10.37 | $17,504.56 |
DisclosureSEC source: 0001628280-22-028666 · wf-form4_166785678971736.xml · nonDerivative · entry 1 Ogren John Kirk JR · CIK 0001633199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,600.7152 F1 · shares: Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. Read SEC document |
| November 07, 2022 Filed Nov 7, 2022 21:29 UTC |
Condas John CDirector
|
GrantCommon Stock, par value $0.01 per share | 1,688 | $10.37 | $17,504.56 |
DisclosureSEC source: 0001628280-22-028661 · wf-form4_166785655752676.xml · nonDerivative · entry 1 Condas John C · CIK 0001633183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,938 F1 · shares: Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. Read SEC document |
| November 07, 2022 Filed Nov 7, 2022 21:27 UTC |
Handley Jonathan Bradford JRDirector
|
GrantCommon Stock, par value $0.01 per share | 1,688 | $10.37 | $17,504.56 |
DisclosureSEC source: 0001628280-22-028659 · wf-form4_166785645964677.xml · nonDerivative · entry 1 Handley Jonathan Bradford JR · CIK 0001633188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,709 F1 · shares: Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries B Warrants (right to buy) · Derivative | 1,300,000 | $8.45 Strike: $10.00 | $10,985,000.00 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 20 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar SC Fund Ltd Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 1,300,000 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries B Warrants (right to buy) · Derivative | 306,819 | $8.45 Strike: $10.00 | $2,592,620.55 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 19 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Xing He Master Fund Ltd Disclosed balance after: 1,193,181 Underlying: Common stock, par value $0.01 per share · 306,819 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries B Warrants (right to buy) · Derivative | 58,194 | $8.45 Strike: $10.00 | $491,739.30 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 18 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Constellation Fund V Ltd Disclosed balance after: 116,806 Underlying: Common stock, par value $0.01 per share · 58,194 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries B Warrants (right to buy) · Derivative | 184,029 | $8.45 Strike: $10.00 | $1,555,045.05 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 17 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Constellation Master Fund, Ltd Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 184,029 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries A Warrants (right to buy) · Derivative | 139,040 | $6.99 Strike: $10.00 | $971,889.60 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 16 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Structured Credit Fund, LP Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 139,040 shares Expires 2025-05-07 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries A Warrants (right to buy) · Derivative | 64,892 | $6.99 Strike: $10.00 | $453,595.08 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 15 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Longhorn Fund LP Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 64,892 shares Expires 2025-05-07 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries A Warrants (right to buy) · Derivative | 39,988 | $6.99 Strike: $10.00 | $279,516.12 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 14 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Constellation Fund V LLC Disclosed balance after: 35,012 Underlying: Common stock, par value $0.01 per share · 39,988 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries A Warrants (right to buy) · Derivative | 54,125 | $6.99 Strike: $10.00 | $378,333.75 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 13 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Purpose Alternative Credit Fund - T LLC Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 54,125 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries A Warrants (right to buy) · Derivative | 108,252 | $6.99 Strike: $10.00 | $756,681.48 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 12 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Purpose Alternative Credit Fund - F LLC Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 108,252 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries A Warrants (right to buy) · Derivative | 167,701 | $6.99 Strike: $10.00 | $1,172,229.99 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 11 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Structured Credit Fund, LP Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 167,701 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
SaleSeries A Warrants (right to buy) · Derivative | 76,961 | $6.99 Strike: $10.00 | $537,957.39 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · derivative · entry 10 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Longhorn Fund LP Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 76,961 shares Expires 2025-04-06 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale5.00% Series B Fixed-to-Floating Rate Preferred Stock | 245,455 | $24.11 | $5,917,920.05 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 9 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Xing He Master Fund Ltd Disclosed balance after: 954,545 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale5.00% Series B Fixed-to-Floating Rate Preferred Stock | 1,040,000 | $24.11 | $25,074,400.00 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 8 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar SC Fund Ltd Disclosed balance after: 0 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale5.00% Series B Fixed-to-Floating Rate Preferred Stock | 46,555 | $24.11 | $1,122,441.05 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 7 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Constellation Fund V Ltd Disclosed balance after: 181,045 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale5.00% Series B Fixed-to-Floating Rate Preferred Stock | 147,223 | $24.11 | $3,549,546.53 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 6 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Constellation Master Fund, Ltd Disclosed balance after: 0 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale7.25% Series A Fixed-to-Floating Rate Preferred Stock | 31,990 | $24.57 | $785,994.30 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 5 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Constellation Fund V LLC Disclosed balance after: 124,410 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale7.25% Series A Fixed-to-Floating Rate Preferred Stock | 43,300 | $24.57 | $1,063,881.00 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 4 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Purpose Alternative Credit Fund - T LLC Disclosed balance after: 0 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale7.25% Series A Fixed-to-Floating Rate Preferred Stock | 86,601 | $24.57 | $2,127,786.57 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 3 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Purpose Alternative Credit Fund - F LLC Disclosed balance after: 0 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:15 UTC |
Magnetar Financial LLC10% owner
Magnetar Capital Partners LP10% owner
Supernova Management LLC10% owner
Litowitz Alec N10% owner
|
Sale7.25% Series A Fixed-to-Floating Rate Preferred Stock | 245,393 | $24.57 | $6,029,306.01 |
DisclosureSEC source: 0001140361-22-032215 · form4.xml · nonDerivative · entry 2 Magnetar Financial LLC · CIK 0001352851 · 10% owner Magnetar Capital Partners LP · CIK 0001353085 · 10% owner Supernova Management LLC · CIK 0001368026 · 10% owner Litowitz Alec N · CIK 0001368027 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Magnetar Structured Credit Fund, LP Disclosed balance after: 0 F1 · ownership.nature: Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). F2 · ownership.nature: Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. F3 · ownership.nature: Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.