Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fortress Capital Acquisition CorpFCAX · Entity 120598 | Director · Chief Executive Officer | January 12, 2021 | January 13, 2021 |
| Rithm Acquisition Corp.RAC · Entity 5920 | Director · CHIEF EXECUTIVE OFFICER | February 26, 2025 | February 27, 2025 |
| Rithm Capital Corp.RITM · Entity 3845 | Director · Chief Executive Officer | April 30, 2026 | August 04, 2026 |
| Rithm Perpetual Life Residential TrustRPLRT · Entity 62731 | Director · CEO & Co-CIO | November 30, 2025 | December 02, 2025 |
| Rithm Property Trust Inc.AJX · Entity 6782 | Director · Chief Executive Officer | June 11, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fortress Capital Acquisition Corp
Report date January 12, 2021 · Filed January 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-01-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Rithm Acquisition Corp.
Report date February 26, 2025 · Filed February 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2025-02-26 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F3: Pursuant to the Issuer's amended and restated memorandum and articles of association, the Class B ordinary shares have no expiration date and will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights. F4: The Class B ordinary shares reported herein include up to 750,000 Class B ordinary shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option, as described in the Registration Statement. The over-allotment option of the underwriters expires 45-day from the date of the final prospectus related to the issuer's initial public offering. F1: The Class B Ordinary shares are owned directly by Rithm Acquisition Corp Sponsor LLC (the "Sponsor"). The Sponsor is controlled by Rithm Capital Corp. ("Rithm") and Mr. Michael Nierenberg (the "reporting person"), as a result of his role as chief executive officer, chairman of the board and president of Rithm. As a result, each of the Sponsor, Rithm and the reporting person may be deemed to have beneficial ownership of the Class B ordinary shares and the Private Placement Units (as defined below) (including the Private Placement Shares (as defined below) included in such units) held by our Sponsor. The reporting person will own approximately 25% of the Class B LLC interests in the Sponsor ((which represent the economic rights attributable to the founder share, as described in the issuer's registration statement on Form S-1 (File No. 333-284671) (the "Registration Statement")). F2: The reporting person under this Form 3 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that the reporting person is the beneficial owner of any Class B ordinary share covered by this Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Ordinary shares are owned directly by Rithm Acquisition Corp Sponsor LLC (the "Sponsor"). The Sponsor is controlled by Rithm Capital Corp. ("Rithm") and Mr. Michael Nierenberg (the "reporting person"), as a result of his role as chief executive officer, chairman of the board and president of Rithm. As a result, each of the Sponsor, Rithm and the reporting person may be deemed to have beneficial ownership of the Class B ordinary shares and the Private Placement Units (as defined below) (including the Private Placement Shares (as defined below) included in such units) held by our Sponsor. The reporting person will own approximately 25% of the Class B LLC interests in the Sponsor ((which represent the economic rights attributable to the founder share, as described in the issuer's registration statement on Form S-1 (File No. 333-284671) (the "Registration Statement")).
F2: The reporting person under this Form 3 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that the reporting person is the beneficial owner of any Class B ordinary share covered by this Form 3.
F3: Pursuant to the Issuer's amended and restated memorandum and articles of association, the Class B ordinary shares have no expiration date and will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis subject to adjustment pursuant to certain anti-dilution rights.
F4: The Class B ordinary shares reported herein include up to 750,000 Class B ordinary shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option, as described in the Registration Statement. The over-allotment option of the underwriters expires 45-day from the date of the final prospectus related to the issuer's initial public offering.
Rithm Capital Corp.
Report date April 30, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 322,690 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 2,802 · Balance 322,690 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 2,023,848 |
Reported balance
After 2026-04-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-30 · Grant · Acquired 50,444 · Balance 2,023,848 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 279,590 |
Reported balance
After 2026-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-30 · Grant · Acquired 4,685 · Balance 279,590 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 845,798 |
Reported balance
After 2026-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-30 · Grant · Acquired 21,081 · Balance 845,798 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 290,802 |
Reported balance
After 2026-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-30 · Grant · Acquired 7,248 · Balance 290,802 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 325,538 |
Reported balance
After 2026-07-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-31 · Grant · Acquired 2,848 · Balance 325,538 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 2,075,110 |
Reported balance
After 2026-07-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-07-31 · Grant · Acquired 51,262 · Balance 2,075,110 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 284,351 |
Reported balance
After 2026-07-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-07-31 · Grant · Acquired 4,761 · Balance 284,351 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 867,221 |
Reported balance
After 2026-07-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-07-31 · Grant · Acquired 21,423 · Balance 867,221 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| Class B Profits Units of Rithm Capital Management LLCSEC Table II · derivative / convertible security | Direct | 298,167 |
Reported balance
After 2026-07-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-07-31 · Grant · Acquired 7,365 · Balance 298,167 F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.
F2: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.
F3: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
F4: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
F5: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
F6: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
F7: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
Rithm Perpetual Life Residential Trust
Report date November 30, 2025 · Filed December 02, 2025
This filing explicitly reported no securities owned.
Rithm Property Trust Inc.
Report date June 11, 2024 · Filed June 17, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 7,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 10 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,167 Underlying: Common Stock · 7,365 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 21,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,221 Underlying: Common Stock · 21,423 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,351 Underlying: Common Stock · 4,761 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 51,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 7 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,075,110 Underlying: Common Stock · 51,262 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 6 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,538 Underlying: Common Stock · 2,848 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 7,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 5 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,802 Underlying: Common Stock · 7,248 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 21,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 4 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 845,798 Underlying: Common Stock · 21,081 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 3 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,590 Underlying: Common Stock · 4,685 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 50,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 2 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,023,848 Underlying: Common Stock · 50,444 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2026 Filed Aug 4, 2026 23:12 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 2,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000009 · wk-form4_1785885150.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,690 Underlying: Common Stock · 2,802 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| February 21, 2026 Filed Feb 25, 2026 22:57 UTC | Rithm Capital Corp. RITM · Entity 3845 | Tax withholdingCommon Stock | 771,688 | $10.45 | $8,064,139.60 |
DisclosureSEC source: 0001591719-26-000005 · wk-form4_1772060229.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,445,798 F1 · shares: Represents shares withheld to cover tax withholding obligations when 1,416,540 previously reported restricted stock units settled on February 21, 2026. Read SEC document |
| February 20, 2026 Filed Mar 9, 2026 22:25 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 283,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000007 · wk-form4_1773095148.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,554 Underlying: Common Stock · 283,554 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 16,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 10 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 824,717 Underlying: Common Stock · 16,941 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F8 · derivative.exercise_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F8 · derivative.expiration_date: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 5,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,905 Underlying: Common Stock · 5,647 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 40,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,973,404 Underlying: Common Stock · 40,538 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · derivative · entry 7 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,888 Underlying: Common Stock · 4,504 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 00:27 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 29,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-005202 · wk-form4_1770164843.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,217,486 F1 · shares: Represents dividend equivalent rights accrued on existing time-based and performance-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 1,416,543 unvested restricted stock units. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:03 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 807,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000002 · wk-form4_1769119378.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 807,776 Underlying: Common Stock · 807,776 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F7 · shares: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period, as certified by the Compensation Committee on January 20, 2026. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches. F5 · derivative.exercise_date: These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F8 · balance_after: The reported amount also includes 50,837 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:03 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 966,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000002 · wk-form4_1769119378.xml · derivative · entry 7 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,932,866 Underlying: Common Stock · 966,433 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period, as certified by the Compensation Committee on January 20, 2026. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches. F5 · derivative.exercise_date: These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · balance_after: The reported amount also includes 275,408 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 22:03 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 1,189,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-26-000002 · wk-form4_1769119378.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,188,388 F1 · shares: Represents performance-based restricted stock units granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan and earned based on the three-year average annual return on equity over the period starting January 1, 2023 and ending December 31, 2025, as certified by the Compensation Committee on January 20, 2026. As of January 20, 2026, the performancebased criteria have been satisfied for all of the units, and the units will vest on February 21, 2026. The reported amount also includes 270,125 dividend equivalent rights accrued with respect to the earned performance-based restricted stock units. Dividend equivalent performance-based restricted stock units vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 1,387,445 unvested restricted stock units. Read SEC document |
| November 05, 2025 Filed Nov 6, 2025 22:26 UTC | Rithm Capital Corp. RITM · Entity 3845 | SaleCommon Stock | 301,548 | $11.00 | $3,316,093.20 |
DisclosureSEC source: 0001591719-25-000017 · wk-form4_1762467965.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust for Daughter Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $10.9950-$11.0050, inclusive. The filing person undertakes to provide to Rithm Capital Corp., any security holder of Rithm Capital Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 22:32 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 5,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-049027 · wk-form4_1762295528.xml · derivative · entry 10 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,258 Underlying: Common Stock · 5,988 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 22:32 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 21,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-049027 · wk-form4_1762295528.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 966,433 Underlying: Common Stock · 21,495 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 22:32 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-049027 · wk-form4_1762295528.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,384 Underlying: Common Stock · 4,776 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 22:32 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-049027 · wk-form4_1762295528.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 999,147 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 198,204 unvested restricted stock units. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 20:35 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 5,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000015 · wk-form4_1754339739.xml · derivative · entry 10 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,270 Underlying: Common Stock · 5,295 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 20:35 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 19,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000015 · wk-form4_1754339739.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 944,938 Underlying: Common Stock · 19,005 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 20:35 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000015 · wk-form4_1754339739.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,608 Underlying: Common Stock · 4,223 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 20:35 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 3,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000015 · wk-form4_1754339739.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 994,739 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 193,796 unvested restricted stock units. Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 20:21 UTC | Rithm Capital Corp. RITM · Entity 3845 | Tax withholdingCommon Stock | 106,546 | $11.29 | $1,202,904.34 |
DisclosureSEC source: 0001591719-25-000012 · wk-form4_1750450872.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 990,842 F1 · shares: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding in connection with the settlement of restricted stock awards and does not represent a sale by the reporting person. F2 · balance_after: Includes 189,899 unvested restricted stock units. Read SEC document |
| April 30, 2025 Filed May 2, 2025 20:33 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 5,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000010 · wk-form4_1746217969.xml · derivative · entry 10 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,975 Underlying: Common Stock · 5,662 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F7 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F7 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2025 Filed May 2, 2025 20:33 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 20,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000010 · wk-form4_1746217969.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 925,933 Underlying: Common Stock · 20,323 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2025 Filed May 2, 2025 20:33 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 4,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000010 · wk-form4_1746217969.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,385 Underlying: Common Stock · 4,516 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 30, 2025 Filed May 2, 2025 20:33 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 4,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000010 · wk-form4_1746217969.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,097,388 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 189,899 unvested restricted stock units and 192,678 unvested shares of restricted stock. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:25 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 252,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000008 · wk-form4_1740605136.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,313 Underlying: Common Stock · 252,313 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:42 UTC | Rithm Capital Corp. RITM · Entity 3845 | Tax withholdingCommon Stock | 90,304 | $11.89 | $1,073,714.56 |
DisclosureSEC source: 0001591719-25-000006 · wk-form4_1740519741.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,093,220 F1 · shares: Represents shares withheld to cover tax withholding obligations when 185,731 previously reported restricted stock units settled on February 21, 2025. F2 · balance_after: Includes 185,731 unvested restricted stock units and 192,678 unvested shares of restricted stock. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 02:47 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 19,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000004 · wk-form4_1738723621.xml · derivative · entry 9 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 905,610 Underlying: Common Stock · 19,251 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 02:47 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 6,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000004 · wk-form4_1738723621.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,869 Underlying: Common Stock · 6,417 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 02:47 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 7,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000004 · wk-form4_1738723621.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,183,524 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 371,462 unvested restricted stock units and 192,678 unvested shares of restricted stock. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 22:31 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 886,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-25-000002 · wk-form4_1738189895.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 886,359 Underlying: Common Stock · 886,359 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · shares: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period, as certified by the Compensation Committee on January 27, 2025. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches. The reported amount also includes 57,630 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F3 · derivative.exercise_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F3 · derivative.expiration_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:31 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 6,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-24-000013 · wk-form4_1730842308.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,452 Underlying: Common Stock · 6,883 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:31 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 8,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-24-000013 · wk-form4_1730842308.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,175,628 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 363,566 unvested restricted stock units and 192,678 unvested shares of restricted stock. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 20:44 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 6,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-24-000011 · wk-form4_1722372242.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,569 Underlying: Common Stock · 6,166 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 20:44 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 7,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-24-000011 · wk-form4_1722372242.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,167,158 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 355,096 unvested restricted stock units and 192,678 unvested shares of restricted stock. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:34 UTC | Rithm Capital Corp. RITM · Entity 3845 | Tax withholdingCommon Stock | 106,546 | $11.15 | $1,187,987.90 |
DisclosureSEC source: 0001591719-24-000009 · wk-form4_1719261233.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,159,571 F1 · shares: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding in connection with the settlement of restricted stock awards and does not represent a sale by the reporting person. F2 · balance_after: Includes 347,509 unvested restricted stock units and 192,678 unvested shares of restricted stock. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:32 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 6,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-24-000007 · wk-form4_1714509161.xml · derivative · entry 8 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,403 Underlying: Common Stock · 6,160 shares Expires not disclosed F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:32 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 7,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-24-000007 · wk-form4_1714509161.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,266,117 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 347,509 unvested restricted stock units and 385,356 unvested shares of restricted stock. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 22:23 UTC | Rithm Capital Corp. RITM · Entity 3845 | Tax withholdingCommon Stock | 79,873 | $10.60 | $846,653.80 |
DisclosureSEC source: 0001591719-24-000005 · wk-form4_1711146196.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,258,537 F1 · shares: Represents shares withheld to cover tax withholding obligations when 169,964 previously reported restricted stock units were settled on March 21, 2024. F2 · balance_after: Includes 339,929 unvested restricted stock units and 385,356 unvested shares of restricted stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:58 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantClass B Profits Units of Rithm Capital Management LLC · Derivative | 276,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001591719-24-000003 · wk-form4_1710881918.xml · derivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,243 Underlying: Common Stock · 276,243 shares Expires not disclosed F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 22:02 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 11,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002426 · doc4.xml · nonDerivative · entry 1 Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,338,410 F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. F2 · balance_after: Includes 509,893 unvested restricted stock units and 385,356 unvested shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.