person · Reporting owner
Baalmann Richard Fenton JR
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESCALADE INCESCA · Entity 6032 | Director | August 06, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESCALADE INC
Report date August 06, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,794 |
Reported balance
After 2026-08-06 transaction · row 1
1 source rowRow 1 · 2026-08-06 · Sale · Disposed 5,000 · Balance 97,794 F1: This transaction was executed in multiple trades at prices ranging from $22.16 to $22.45. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $22.16 to $22.45. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 8, 2019 23:17 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003633 · edgar.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 08, 2019 Filed Mar 13, 2019 00:54 UTC Amendment | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-19-000008 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · balance_after: In the original Form 4 filing, the number of shares directly owned was incorrectly reported as 92,229, which related to an error in the reporting person's Form 4 originally filed on March 4, 2019, and subsequently corrected via a Form 4/A filed immediately prior to this Form 4/A. The sole purpose of this Amendment is to report the correct number of shares directly owned as of March 8, 2019, which number was 92,589. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 23:17 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003633 · edgar.xml · derivative · entry 3 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 2,850 shares Expires 2021-03-06 F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). F4 · derivative.exercise_date: On March 6, 2019, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, which will vest one-half on March 6, 2020 and one-half on March 6, 2021, provided that the reporting person remains a director of Escalade as of such vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 00:42 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003152 · edgar.xml · derivative · entry 2 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan). F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which 1,425 RSUs vested and settled on March 2, 2018, as previously reported. The remaining 1,425 RSUs vested and settled on March 2, 2019, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock F3 · derivative.expiration_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which 1,425 RSUs vested and settled on March 2, 2018, as previously reported. The remaining 1,425 RSUs vested and settled on March 2, 2019, as reported in this Form 4. All RSUs were settled in shares of ESCA common stock Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 00:42 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-003152 · edgar.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| March 02, 2019 Filed Mar 13, 2019 00:42 UTC Amendment | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-19-000007 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · balance_after: In the original Form 4 filing, the number of shares directly owned was incorrectly entered as 90,804 due to scrivener error. The sole purpose of this Amendment is to report the correct number of shares directly owned as of March 2, 2019, which number was 91,164. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 00:29 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $11.86 | $0.00 |
DisclosureSEC source: 0001660412-19-000003 · primary_doc.xml · derivative · entry 2 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 00:29 UTC | ESCALADE INC ESCA · Entity 6032 | Exercise / conversionCommon Stock | 5,000 | $11.86 | $59,300.00 |
DisclosureSEC source: 0001660412-19-000003 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued pursuant to the exercise of stock options granted under the Escalade, Incorporated 2007 Incentive Plan Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:09 UTC | ESCALADE INC ESCA · Entity 6032 | GrantCommon Stock | 397 | $14.35 | $5,696.95 |
DisclosureSEC source: 0001660412-18-000026 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,739 F1 · shares: The grant of common stock is in lieu of cash compensation for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 01:59 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-18-000017 · primary_doc.xml · derivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 2,850 shares Expires 2020-03-08 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt. F2 · derivative.exercise_date: On March 8, 2018, the reporting person was granted 2,850 RSUs which will vest one-half on March 8, 2019 and one-half on March 8, 2020 provided that the reporting person remains a director as of such vesting date. Read SEC document |
| March 02, 2018 Filed Mar 3, 2018 00:49 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-18-000011 · primary_doc.xml · derivative · entry 2 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425 Underlying: Common Stock · 1,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan (Escalade 2007 Plan). F3 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock. F3 · derivative.expiration_date: On March 2, 2017, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2007 Plan, of which one half (1,425 RSUs) vested and settled on March 2, 2018 as reported in this Form 4. The remaining 1,425 RSUs will vest on March 2, 2019 provided the reporting person remains a director through that date. All RSUs were settled in shares of ESCA common stock. Read SEC document |
| March 02, 2018 Filed Mar 3, 2018 00:49 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionCommon Stock | 1,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-18-000011 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 22:52 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-18-000002 · primary_doc.xml · derivative · entry 2 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan ("Escalade 2007 Plan"). F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock. F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs pursuant to the Escalade 2007 Plan. 1,325 RSUs vested and settled on February 26, 2017 as previously reported. The remaining 1,325 RSUs vested and settled on February 26, 2018 as reported in this Form 4. All RSUs were settled in shares of ESCA common stock. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 22:52 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionCommon Stock | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-18-000002 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 23:16 UTC | ESCALADE INC esca · Entity 6032 | GrantCommon Stock | 391 | $12.00 | $4,692.00 |
DisclosureSEC source: 0001660412-17-000024 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,592 F1 · shares: The grant of common stock is in lieu of cash compensation earned for services as a Director. The common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:50 UTC | ESCALADE INC ESCA · Entity 6032 | GrantRestricted Stock Units · Derivative | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000014 · primary_doc.xml · derivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 2,850 shares Expires 2019-03-02 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt. F2 · derivative.exercise_date: On March 2, 2017, the reporting person was granted 2,850 RSUs which will vest one half on March 2, 2018 and one half on March 2, 2019 provided that the reporting person remains a director as of such vesting date. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:16 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · derivative · entry 4 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F4 · derivative.exercise_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017(as being reported on this Form 4). All RSUs were settled in shares of common stock. F4 · derivative.expiration_date: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016 (as previously reported on Form 4) and one half on February 27, 2017(as being reported on this Form 4). All RSUs were settled in shares of common stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:16 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · nonDerivative · entry 2 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:16 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionRestricted Stock Units · Derivative | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · derivative · entry 3 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Underlying: Common Stock · 1,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. F2 · derivative.exercise_price: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Vested shares will be delivered to the reporting person at such time unless the reporting person has deferred receipt. F3 · derivative.exercise_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. F3 · derivative.expiration_date: On February 26, 2016, the reporting person was granted 2,650 RSUs which vested one half on February 26, 2017 and were settled in shares of common stock as being reported on this Form 4. The remaining 1,325 RSUs will vest on February 26, 2018 provided the reporting person remains a director through that date. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:16 UTC | ESCALADE INC esca · Entity 6032 | Exercise / conversionCommon Stock | 1,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001660412-17-000002 · primary_doc.xml · nonDerivative · entry 1 Baalmann Richard Fenton JR · CIK 0001356214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.