Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBA Florida, Inc.CBAI · Entity 148644 | Co-Chief Executive Officer · 10% owner | June 04, 2020 | June 08, 2020 |
| CRYO CELL INTERNATIONAL INCCCEL · Entity 7400 | Director · Chairman, Co-CEO · 10% owner | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBA Florida, Inc.
Report date June 04, 2020 · Filed June 08, 2020
Jointly reported with CRYO CELL INTERNATIONAL INC, Portnoy Mark L.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,663,572 |
Reported balance
After 2020-06-04 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2020-06-04 · Sale · Disposed 530,000 · Balance 4,663,572 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 3,433,483 |
Reported balance
After 2020-06-05 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2020-06-05 · Sale · Disposed 1,230,089 · Balance 3,433,483 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 114,207,446 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 114,207,446 F1: Shares owned solely by Cryo-Cell International, Inc. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 5,614,932 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,614,932 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 4,061,770 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,061,770 F3: Shares owned solely by Mark L. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares owned solely by Cryo-Cell International, Inc.
F2: Shares owned solely by David I. Portnoy.
F3: Shares owned solely by Mark L. Portnoy.
F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
CRYO CELL INTERNATIONAL INC
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 247,438 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Other · Disposed 600,191 · Balance 247,438 F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy David Portnoy Irrevocable 2026 Trust Agreement | 600,191 |
Reported balance
After 2026-08-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-05 · Other · Acquired 600,191 · Balance 600,191 F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 161,833 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 161,833 F2: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary. |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 57,306 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 57,306 F3: Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary. |
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 164,182 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 164,182 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 268,878 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 268,878 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 107,403 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 107,403 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 59,027 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 59,027 F4: Shares of common stock held by Mayim Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership. |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian for son | 12,214 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 12,214 |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian for son | 11,804 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 11,804 |
| Common StockSEC Table I · non-derivative | IndirectAs Custodian for son | 11,212 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 11,212 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2029-08-30 | Direct | 26,243 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 26,243 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.28 · Expires 2029-12-20 | Direct | 23,636 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 23,636 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.27 · Expires 2028-12-22 | Direct | 280,000 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 280,000 F5: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.77 · Expires 2028-01-03 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 50,000 F6: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.30 · Expires 2027-12-23 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 50,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.47 · Expires 2028-12-22 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 50,000 F7: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2030-01-21 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 50,000 F8: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 50,000 F9: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 150,000 F10: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.
F2: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.
F3: Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F4: Shares of common stock held by Mayim Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F5: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F6: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
F7: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
F8: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.
F9: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028.
F10: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 1,300 | $8.24 | $10,712.00 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 4 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 68,726 Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 5,415 | $8.25 | $44,673.75 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 3 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 67,426 Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 4,000 | $8.22 | $32,880.00 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 2 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 62,011 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 1,731 | $6.78 | $11,736.18 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 17 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,591 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 652 | $7.00 | $4,564.00 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 16 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,860 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 999 | $7.31 | $7,302.69 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 15 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,208 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 1,000 | $7.40 | $7,400.00 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 14 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,209 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 2,536 | $7.50 | $19,020.00 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 13 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,209 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon stock | 1,064 | $7.30 | $7,767.20 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 12 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,673 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:24 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 1,500 | $7.99 | $11,985.00 |
DisclosureSEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 11 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,609 Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:21 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,230,089 | $0.01 | $9,102.66 |
DisclosureSEC source: 0000899243-20-015642 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433,483 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:21 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 530,000 | $0.01 | $4,028.00 |
DisclosureSEC source: 0000899243-20-015642 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663,572 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 21:04 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,024,416 | $0.01 | $7,580.68 |
DisclosureSEC source: 0000899243-20-014923 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,193,572 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 21:04 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 603,649 | $0.01 | $4,648.10 |
DisclosureSEC source: 0000899243-20-014923 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,217,988 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 07, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,649,999 | $0.01 | $12,209.99 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,138 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 06, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 586,575 | $0.01 | $4,340.66 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,429,137 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon stock | 945,955 | $0.01 | $7,000.07 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,015,712 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 31,000 | $0.01 | $232.50 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 05, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon stock | 779,138 | $0.01 | $5,765.62 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 7,333 | $0.01 | $55.00 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,992,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 3,000,000 | $0.01 | $23,100.00 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 30, 2020 Filed May 4, 2020 22:06 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GiftCommon Stock | 2,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-011914 · doc4.xml · nonDerivative · entry 13 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for son Disclosed balance after: 2,388 F8 · price: Transferred common shares to minor children's accounts, Mr. Portnoy retains voting discretion over the common shares. Read SEC document |
| April 30, 2020 Filed May 4, 2020 22:06 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GiftCommon Stock | 2,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-011914 · doc4.xml · nonDerivative · entry 12 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for son Disclosed balance after: 2,388 F8 · price: Transferred common shares to minor children's accounts, Mr. Portnoy retains voting discretion over the common shares. Read SEC document |
| April 30, 2020 Filed May 4, 2020 22:06 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GiftCommon Stock | 2,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-011914 · doc4.xml · nonDerivative · entry 11 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for son Disclosed balance after: 2,388 F8 · price: Transferred common shares to minor children's accounts, Mr. Portnoy retains voting discretion over the common shares. Read SEC document |
| April 30, 2020 Filed May 4, 2020 22:06 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GiftCommon Stock | 2,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-011914 · doc4.xml · nonDerivative · entry 10 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for daughter Disclosed balance after: 2,388 F8 · price: Transferred common shares to minor children's accounts, Mr. Portnoy retains voting discretion over the common shares. Read SEC document |
| April 30, 2020 Filed May 4, 2020 22:06 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GiftCommon Stock | 9,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-011914 · doc4.xml · nonDerivative · entry 9 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,109 F8 · price: Transferred common shares to minor children's accounts, Mr. Portnoy retains voting discretion over the common shares. Read SEC document |
| April 30, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,183,546 | $0.01 | $17,031.66 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 316,454 | $0.01 | $2,436.70 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,183,546 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 500,000 | $0.01 | $3,900.00 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,316,482 | $0.01 | $19,690.10 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,683,518 | $0.01 | $22,809.90 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,316,482 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,500,000 | $0.01 | $21,000.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 F4 · shares: Shares owned solely by George Gaines F4 · balance_after: Shares owned solely by George Gaines F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 175,000 | $0.01 | $1,487.50 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,614,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 638,710 | $0.01 | $5,237.42 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,000,000 | $0.01 | $16,600.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,428,642 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 361,290 | $0.01 | $2,962.58 |
DisclosureSEC source: 0000899243-20-003258 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,428,642 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,537,533 | $0.01 | $12,300.26 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,462,467 | $0.01 | $19,699.74 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,537,533 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 23:13 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,000,000 | $0.01 | $8,000.00 |
DisclosureSEC source: 0000899243-20-002365 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000,000 F1 · shares: Shares owned solely by CRYO-CELL International, Inc. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 07, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 132,648 | $0.01 | $1,061.18 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,789,932 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 867,352 | $0.01 | $6,938.82 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922,580 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 21:14 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 23,636 | $7.28 Strike: $7.28 | $172,070.08 |
DisclosureSEC source: 0000899243-19-030052 · doc4.xml · derivative · entry 15 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,636 Underlying: Common Stock · 23,636 shares Expires 2029-12-20 F7 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2020 and 1/3 on November 30, 2021. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 22:30 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon stock | 27,572 | $4.00 | $110,288.00 |
DisclosureSEC source: 0000899243-19-028074 · doc4.xml · nonDerivative · entry 11 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,661 F7 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 22:30 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon stock | 40,390 | $3.20 | $129,248.00 |
DisclosureSEC source: 0000899243-19-028074 · doc4.xml · nonDerivative · entry 10 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,233 F7 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 22:30 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | SaleCommon stock | 89,510 | $3.30 | $295,383.00 |
DisclosureSEC source: 0000899243-19-028074 · doc4.xml · nonDerivative · entry 9 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,623 F7 · shares: Shares surrendered as a result of the ratification of stock issuances and equity awards at the Company's Annual Meeting of Shareholders on November 21, 2019. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,348,622 | $0.01 | $10,788.98 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789,932 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 10,000 | $0.01 | $82.00 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,138,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 120,000 | $0.01 | $972.00 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,148,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 21:15 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 26,243 | $7.53 Strike: $7.53 | $197,609.79 |
DisclosureSEC source: 0000899243-19-022749 · doc4.xml · derivative · entry 14 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,243 Underlying: Common Stock · 26,243 shares Expires 2029-08-30 F6 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020. Read SEC document |
| August 30, 2019 Filed Nov 25, 2019 22:30 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 26,243 | $7.53 Strike: $7.53 | $197,609.79 |
DisclosureSEC source: 0000899243-19-028074 · doc4.xml · derivative · entry 16 PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,243 Underlying: Common Stock · 26,243 shares Expires 2029-08-30 F6 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on December 1, 2019 and 1/3 on November 30, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.