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person · Reporting owner

PORTNOY DAVID

Disclosed activity across 2 companies

Tapewire entity
25613
SEC CIK
0001315416

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CBA Florida, Inc.CBAI · Entity 148644Co-Chief Executive Officer · 10% ownerJune 04, 2020June 08, 2020
CRYO CELL INTERNATIONAL INCCCEL · Entity 7400Director · Chairman, Co-CEO · 10% ownerAugust 05, 2026August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CBA Florida, Inc.

Report date June 04, 2020 · Filed June 08, 2020

Jointly reported with CRYO CELL INTERNATIONAL INC, Portnoy Mark L.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,663,572 Reported balance After 2020-06-04 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2020-06-04 · Sale · Disposed 530,000 · Balance 4,663,572

F2: Shares owned solely by David I. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect3,433,483 Reported balance After 2020-06-05 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2020-06-05 · Sale · Disposed 1,230,089 · Balance 3,433,483

F2: Shares owned solely by David I. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect114,207,446 Reported balance Holding disclosure · report date 2020-06-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 114,207,446

F1: Shares owned solely by Cryo-Cell International, Inc.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect5,614,932 Reported balance Holding disclosure · report date 2020-06-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,614,932

F2: Shares owned solely by David I. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect4,061,770 Reported balance Holding disclosure · report date 2020-06-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,061,770

F3: Shares owned solely by Mark L. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: Shares owned solely by Cryo-Cell International, Inc.

F2: Shares owned solely by David I. Portnoy.

F3: Shares owned solely by Mark L. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

CRYO CELL INTERNATIONAL INC

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect247,438 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Other · Disposed 600,191 · Balance 247,438

F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy David Portnoy Irrevocable 2026 Trust Agreement600,191 Reported balance After 2026-08-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-05 · Other · Acquired 600,191 · Balance 600,191

F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Corporation161,833 Reported balance Holding disclosure · report date 2026-08-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 161,833

F2: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.

Common StockSEC Table I · non-derivativeIndirectBy Corporation57,306 Reported balance Holding disclosure · report date 2026-08-05 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 57,306

F3: Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.

Common StockSEC Table I · non-derivativeIndirectBy 401K164,182 Reported balance Holding disclosure · report date 2026-08-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 164,182

Common StockSEC Table I · non-derivativeIndirectBy IRA268,878 Reported balance Holding disclosure · report date 2026-08-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 268,878

Common StockSEC Table I · non-derivativeIndirectBy Spouse107,403 Reported balance Holding disclosure · report date 2026-08-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 107,403

Common StockSEC Table I · non-derivativeIndirectBy LLC59,027 Reported balance Holding disclosure · report date 2026-08-05 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 59,027

F4: Shares of common stock held by Mayim Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.

Common StockSEC Table I · non-derivativeIndirectAs Custodian for son12,214 Reported balance Holding disclosure · report date 2026-08-05 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 12,214

Common StockSEC Table I · non-derivativeIndirectAs Custodian for son11,804 Reported balance Holding disclosure · report date 2026-08-05 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 11,804

Common StockSEC Table I · non-derivativeIndirectAs Custodian for son11,212 Reported balance Holding disclosure · report date 2026-08-05 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 11,212

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2029-08-30Direct26,243 Reported balance Holding disclosure · report date 2026-08-05 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 26,243

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.28 · Expires 2029-12-20Direct23,636 Reported balance Holding disclosure · report date 2026-08-05 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 23,636

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.27 · Expires 2028-12-22Direct280,000 Reported balance Holding disclosure · report date 2026-08-05 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 280,000

F5: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.77 · Expires 2028-01-03Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 50,000

F6: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.30 · Expires 2027-12-23Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 50,000

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.47 · Expires 2028-12-22Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 50,000

F7: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2030-01-21Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 50,000

F8: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 50,000

F9: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07Direct150,000 Reported balance Holding disclosure · report date 2026-08-05 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 150,000

F10: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company.

Filing footnotes · ownership attribution and instrument terms

F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

F2: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.

F3: Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.

F4: Shares of common stock held by Mayim Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.

F5: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.

F6: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.

F7: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

F8: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

F9: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028.

F10: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 7, 2026 20:39 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 OtherCommon Stock 600,191 $1.33 $799,994.58
Disclosure

SEC source: 0001193125-26-340392 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By David Portnoy Irrevocable 2026 Trust Agreement

Disclosed balance after: 600,191

F1 · kind: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 20:39 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 OtherCommon Stock 600,191 $1.33 $799,994.58
Disclosure

SEC source: 0001193125-26-340392 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,438

F1 · kind: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 150,000 $3.89 Strike: $3.89 $583,500.00
Disclosure

SEC source: 0001193125-26-009073 · ownership.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-01-07

F9 · derivative.exercise_date: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 50,000 $3.89 Strike: $3.89 $194,500.00
Disclosure

SEC source: 0001193125-26-009073 · ownership.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-01-07

F8 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 273 $4.10 $1,119.30
Disclosure

SEC source: 0001193125-25-293823 · ownership.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian for son

Disclosed balance after: 11,212

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 406 $4.09 $1,660.54
Disclosure

SEC source: 0001193125-25-293823 · ownership.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian for son

Disclosed balance after: 11,804

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 677 $4.09 $2,768.93
Disclosure

SEC source: 0001193125-25-293823 · ownership.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian for son

Disclosed balance after: 12,214

Read SEC document
November 21, 2025 Filed Nov 24, 2025 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 800 $4.04 $3,232.00
Disclosure

SEC source: 0001193125-25-293823 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,629

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 289 $4.00 $1,156.00
Disclosure

SEC source: 0001193125-25-293823 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,829

Read SEC document
November 19, 2025 Filed Nov 19, 2025 22:11 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 1,921 $4.08 $7,837.68
Disclosure

SEC source: 0001193125-25-288306 · ownership.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,540

F1 · price: The price reported is a weighted average price of $4.08. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 22:11 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 640 $4.09 $2,617.60
Disclosure

SEC source: 0001193125-25-288306 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,619

Read SEC document
November 17, 2025 Filed Nov 19, 2025 22:11 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 1,429 $4.00 $5,716.00
Disclosure

SEC source: 0001193125-25-288306 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,979

Read SEC document
November 12, 2025 Filed Nov 12, 2025 22:01 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 2,040 $4.12 $8,404.80
Disclosure

SEC source: 0001193125-25-277890 · ownership.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,550

F2 · price: The price reported is a weighted average price of $4.12. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 11, 2025 Filed Nov 12, 2025 22:01 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 2,474 $4.13 $10,217.62
Disclosure

SEC source: 0001193125-25-277890 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,510

F1 · price: The price reported is a weighted average price of $4.13. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:01 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 1,026 $4.18 $4,288.68
Disclosure

SEC source: 0001193125-25-277890 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,036

Read SEC document
November 04, 2025 Filed Nov 4, 2025 22:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 5,000 $4.40 $22,000.00
Disclosure

SEC source: 0001193125-25-265046 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837,010

F1 · price: The price reported is a weighted average price of $4.40. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 22:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantCommon Stock 4,666 $4.45 $20,763.70
Disclosure

SEC source: 0001193125-25-265046 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,010

Read SEC document
September 18, 2025 Filed Sep 18, 2025 20:53 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,751 $4.49 $7,861.99
Disclosure

SEC source: 0001193125-25-207528 · ownership.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corporation

Disclosed balance after: 161,833

F4 · ownership.nature: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.

Read SEC document
September 18, 2025 Filed Sep 18, 2025 20:53 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 3,411 $4.46 $15,213.06
Disclosure

SEC source: 0001193125-25-207528 · ownership.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827,344

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.45 to $4.50, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2025 Filed Sep 18, 2025 20:53 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 5,564 $4.43 $24,648.52
Disclosure

SEC source: 0001193125-25-207528 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823,933

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.45, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 16, 2025 Filed Sep 18, 2025 20:53 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 6,449 $4.46 $28,762.54
Disclosure

SEC source: 0001193125-25-207528 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,369

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.47, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 10, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 2,087 $4.48 $9,349.76
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 10

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corporation

Disclosed balance after: 57,306

F5 · ownership.nature: Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.

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September 10, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 7,200 $4.48 $32,256.00
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 9

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Corporation

Disclosed balance after: 160,082

F4 · ownership.nature: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.

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September 10, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 7,178 $4.42 $31,726.76
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 8

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,920

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.20 to $4.45, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 10, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 4,817 $4.47 $21,531.99
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 107,403

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September 10, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 11,035 $4.40 $48,554.00
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 268,878

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.20 to $4.45, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 09, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 156 $4.49 $700.44
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian for son

Disclosed balance after: 10,939

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September 09, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 156 $4.48 $698.88
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian for son

Disclosed balance after: 11,398

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September 09, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 185 $4.49 $830.65
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian for son

Disclosed balance after: 11,537

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September 09, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 4,815 $4.49 $21,619.35
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 257,843

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.48 to $4.49, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 08, 2025 Filed Sep 10, 2025 21:22 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 5,271 $4.31 $22,718.01
Disclosure

SEC source: 0000950170-25-114029 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 253,028

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.30 to $4.32, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 02, 2025 Filed Sep 2, 2025 21:18 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 OtherCommon Stock 15,611 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-112560 · ownership.xml · nonDerivative · entry 12

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian for Daughter

Disclosed balance after: 0

F4 · acquired: Child reached age of majority and reporting person no longer has beneficial ownership.

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August 27, 2025 Filed Aug 27, 2025 21:23 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 6,218 $4.44 $27,607.92
Disclosure

SEC source: 0000950170-25-111745 · ownership.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 247,757

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August 27, 2025 Filed Aug 27, 2025 21:23 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 7,860 $4.42 $34,741.20
Disclosure

SEC source: 0000950170-25-111745 · ownership.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 164,182

F9 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.44, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 26, 2025 Filed Aug 27, 2025 21:23 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 11,101 $4.44 $49,288.44
Disclosure

SEC source: 0000950170-25-111745 · ownership.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 156,322

F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.36 to $4.46, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 25, 2025 Filed Aug 27, 2025 21:23 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 4,500 $4.53 $20,385.00
Disclosure

SEC source: 0000950170-25-111745 · ownership.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 241,539

F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.48 to $4.55, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 25, 2025 Filed Aug 27, 2025 21:23 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 5,000 $4.65 $23,250.00
Disclosure

SEC source: 0000950170-25-111745 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 145,221

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August 25, 2025 Filed Aug 27, 2025 21:23 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 4,500 $4.65 $20,925.00
Disclosure

SEC source: 0000950170-25-111745 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 140,221

Read SEC document
August 19, 2025 Filed Aug 19, 2025 21:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 885 $4.37 $3,867.45
Disclosure

SEC source: 0000950170-25-110173 · ownership.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 135,721

Read SEC document
August 18, 2025 Filed Aug 19, 2025 21:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 9,327 $4.37 $40,758.99
Disclosure

SEC source: 0000950170-25-110173 · ownership.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 134,836

F9 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.23 to $4.50, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 21:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 6,418 $4.43 $28,431.74
Disclosure

SEC source: 0000950170-25-110173 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 237,039

F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.34 to $4.50, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 15, 2025 Filed Aug 19, 2025 21:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 2,671 $4.50 $12,019.50
Disclosure

SEC source: 0000950170-25-110173 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 125,509

F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at $4.50.

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August 14, 2025 Filed Aug 18, 2025 21:34 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 5,826 $4.17 $24,305.49
Disclosure

SEC source: 0000950170-25-109852 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 122,838

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 50,000 $8.08 Strike: $8.08 $404,000.00
Disclosure

SEC source: 0000950170-25-008394 · ownership.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-01-21

F6 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

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December 22, 2023 Filed Dec 28, 2023 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 50,000 $6.47 Strike: $6.47 $323,500.00
Disclosure

SEC source: 0001209191-23-059918 · doc4.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-22

F7 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

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January 03, 2023 Filed Jan 5, 2023 22:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 50,000 $4.77 Strike: $4.77 $238,500.00
Disclosure

SEC source: 0001209191-23-001973 · doc4.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-03

F5 · derivative.exercise_date: 8,750 options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.

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December 23, 2022 Filed Jan 6, 2023 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GrantStock Option · Derivative 50,000 $4.30 Strike: $4.30 $215,000.00
Disclosure

SEC source: 0001209191-23-002380 · doc4.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-12-23

F6 · derivative.exercise_date: Pursuant to the executive's Employment Agreement effective December 1, 2022, stock options will be awarded and will vest immediately if the price of the Company's stock reaches $8.00 per share during the five-year option term.

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November 18, 2022 Filed Nov 21, 2022 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 2 $4.86 $9.72
Disclosure

SEC source: 0001209191-22-058194 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 230,621

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 532 $4.90 $2,606.80
Disclosure

SEC source: 0001209191-22-058194 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 230,619

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:00 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 516 $4.90 $2,528.40
Disclosure

SEC source: 0001209191-22-058194 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 230,087

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.