organization · Reporting owner
CRYO CELL INTERNATIONAL INC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBA Florida, Inc.CBAI · Entity 148644 | 10% owner | June 04, 2020 | June 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBA Florida, Inc.
Report date June 04, 2020 · Filed June 08, 2020
Jointly reported with PORTNOY DAVID, Portnoy Mark L.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,663,572 |
Reported balance
After 2020-06-04 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2020-06-04 · Sale · Disposed 530,000 · Balance 4,663,572 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 3,433,483 |
Reported balance
After 2020-06-05 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2020-06-05 · Sale · Disposed 1,230,089 · Balance 3,433,483 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 114,207,446 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 114,207,446 F1: Shares owned solely by Cryo-Cell International, Inc. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 5,614,932 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,614,932 F2: Shares owned solely by David I. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 4,061,770 |
Reported balance
Holding disclosure · report date 2020-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,061,770 F3: Shares owned solely by Mark L. Portnoy. F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares owned solely by Cryo-Cell International, Inc.
F2: Shares owned solely by David I. Portnoy.
F3: Shares owned solely by Mark L. Portnoy.
F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2020 Filed Jun 8, 2020 21:21 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,230,089 | $0.01 | $9,102.66 |
DisclosureSEC source: 0000899243-20-015642 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433,483 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:21 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 530,000 | $0.01 | $4,028.00 |
DisclosureSEC source: 0000899243-20-015642 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663,572 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 21:04 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,024,416 | $0.01 | $7,580.68 |
DisclosureSEC source: 0000899243-20-014923 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,193,572 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 21:04 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 603,649 | $0.01 | $4,648.10 |
DisclosureSEC source: 0000899243-20-014923 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,217,988 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F4 · balance_after: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 07, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,649,999 | $0.01 | $12,209.99 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,138 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 06, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 586,575 | $0.01 | $4,340.66 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,429,137 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon stock | 945,955 | $0.01 | $7,000.07 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,015,712 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 31,000 | $0.01 | $232.50 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 05, 2020 Filed May 14, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon stock | 779,138 | $0.01 | $5,765.62 |
DisclosureSEC source: 0000899243-20-013070 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:00 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 7,333 | $0.01 | $55.00 |
DisclosureSEC source: 0000899243-20-012129 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,992,667 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 3,000,000 | $0.01 | $23,100.00 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 30, 2020 Filed May 4, 2020 21:33 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,183,546 | $0.01 | $17,031.66 |
DisclosureSEC source: 0000899243-20-011907 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 316,454 | $0.01 | $2,436.70 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,183,546 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 500,000 | $0.01 | $3,900.00 |
DisclosureSEC source: 0000899243-20-011648 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,316,482 | $0.01 | $19,690.10 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,683,518 | $0.01 | $22,809.90 |
DisclosureSEC source: 0000899243-20-005499 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,316,482 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,500,000 | $0.01 | $21,000.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 6 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 F4 · shares: Shares owned solely by George Gaines F4 · balance_after: Shares owned solely by George Gaines F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 175,000 | $0.01 | $1,487.50 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,614,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 638,710 | $0.01 | $5,237.42 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,789,932 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 02:55 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,000,000 | $0.01 | $16,600.00 |
DisclosureSEC source: 0000899243-20-004587 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,428,642 F2 · shares: Shares owned solely by David I, Portnoy. F2 · balance_after: Shares owned solely by David I, Portnoy. F5 · balance_after: Messrs, Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 361,290 | $0.01 | $2,962.58 |
DisclosureSEC source: 0000899243-20-003258 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,428,642 F2 · shares: Shares owned solely by David I. Portnoy. F2 · balance_after: Shares owned solely by David I. Portnoy. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,537,533 | $0.01 | $12,300.26 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 5 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000,000 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 20:34 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 2,462,467 | $0.01 | $19,699.74 |
DisclosureSEC source: 0000899243-20-002534 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,537,533 F4 · shares: Shares owned solely by George Gaines. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 23:13 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,000,000 | $0.01 | $8,000.00 |
DisclosureSEC source: 0000899243-20-002365 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Co-Chief Executive Officer · 10% owner Portnoy Mark L. · CIK 0001529249 · Co-Chief Executive Officer · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000,000 F1 · shares: Shares owned solely by CRYO-CELL International, Inc. F4 · balance_after: Shares owned solely by George Gaines. F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 07, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 132,648 | $0.01 | $1,061.18 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,789,932 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:14 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 867,352 | $0.01 | $6,938.82 |
DisclosureSEC source: 0000899243-20-000718 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922,580 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 1,348,622 | $0.01 | $10,788.98 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 4 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,789,932 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 10,000 | $0.01 | $82.00 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,138,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:15 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 120,000 | $0.01 | $972.00 |
DisclosureSEC source: 0000899243-19-027593 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,148,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:01 UTC | CBA Florida, Inc. CBAI · Entity 148644 | SaleCommon Stock | 5,000,000 | $0.01 | $31,000.00 |
DisclosureSEC source: 0000899243-18-022695 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,268,554 F2 · shares: Shares owned solely by David I. Portnoy. F5 · shares: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | PurchaseCommon Stock | 940,000 | $0.00 | $4,324.00 |
DisclosureSEC source: 0000899243-18-005508 · doc4.xml · nonDerivative · entry 3 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,475,259 F2 · balance_after: Shares owned solely by David I. Portnoy F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | PurchaseCommon Stock | 261,655 | $0.00 | $1,098.95 |
DisclosureSEC source: 0000899243-18-005508 · doc4.xml · nonDerivative · entry 2 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,535,259 F2 · balance_after: Shares owned solely by David I. Portnoy F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:28 UTC | CBA Florida, Inc. CBAI · Entity 148644 | PurchaseCommon Stock | 5,050 | $0.00 | $21.21 |
DisclosureSEC source: 0000899243-18-005508 · doc4.xml · nonDerivative · entry 1 CRYO CELL INTERNATIONAL INC · CIK 0000862692 · 10% owner PORTNOY DAVID · CIK 0001315416 · 10% owner Portnoy Mark L. · CIK 0001529249 · 10% owner Gaines George · CIK 0001529399 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,273,604 F2 · balance_after: Shares owned solely by David I. Portnoy F5 · balance_after: Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.