TapewireFind a company

person · Reporting owner

PORTNOY DAVID

Disclosed activity across 2 companies

Tapewire entity
25613
SEC CIK
0001315416

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CBA Florida, Inc.CBAI · Entity 148644Co-Chief Executive Officer · 10% ownerJune 04, 2020June 08, 2020
CRYO CELL INTERNATIONAL INCCCEL · Entity 7400Director · Chairman, Co-CEO · 10% ownerAugust 05, 2026August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CBA Florida, Inc.

Report date June 04, 2020 · Filed June 08, 2020

Jointly reported with CRYO CELL INTERNATIONAL INC, Portnoy Mark L.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,663,572 Reported balance After 2020-06-04 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2020-06-04 · Sale · Disposed 530,000 · Balance 4,663,572

F2: Shares owned solely by David I. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect3,433,483 Reported balance After 2020-06-05 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2020-06-05 · Sale · Disposed 1,230,089 · Balance 3,433,483

F2: Shares owned solely by David I. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect114,207,446 Reported balance Holding disclosure · report date 2020-06-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 114,207,446

F1: Shares owned solely by Cryo-Cell International, Inc.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect5,614,932 Reported balance Holding disclosure · report date 2020-06-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,614,932

F2: Shares owned solely by David I. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect4,061,770 Reported balance Holding disclosure · report date 2020-06-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,061,770

F3: Shares owned solely by Mark L. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: Shares owned solely by Cryo-Cell International, Inc.

F2: Shares owned solely by David I. Portnoy.

F3: Shares owned solely by Mark L. Portnoy.

F4: Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

CRYO CELL INTERNATIONAL INC

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect247,438 Reported balance After 2026-08-05 transaction · row 1
1 source row

Row 1 · 2026-08-05 · Other · Disposed 600,191 · Balance 247,438

F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy David Portnoy Irrevocable 2026 Trust Agreement600,191 Reported balance After 2026-08-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-05 · Other · Acquired 600,191 · Balance 600,191

F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Corporation161,833 Reported balance Holding disclosure · report date 2026-08-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 161,833

F2: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.

Common StockSEC Table I · non-derivativeIndirectBy Corporation57,306 Reported balance Holding disclosure · report date 2026-08-05 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 57,306

F3: Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.

Common StockSEC Table I · non-derivativeIndirectBy 401K164,182 Reported balance Holding disclosure · report date 2026-08-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 164,182

Common StockSEC Table I · non-derivativeIndirectBy IRA268,878 Reported balance Holding disclosure · report date 2026-08-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 268,878

Common StockSEC Table I · non-derivativeIndirectBy Spouse107,403 Reported balance Holding disclosure · report date 2026-08-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 107,403

Common StockSEC Table I · non-derivativeIndirectBy LLC59,027 Reported balance Holding disclosure · report date 2026-08-05 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 59,027

F4: Shares of common stock held by Mayim Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.

Common StockSEC Table I · non-derivativeIndirectAs Custodian for son12,214 Reported balance Holding disclosure · report date 2026-08-05 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 12,214

Common StockSEC Table I · non-derivativeIndirectAs Custodian for son11,804 Reported balance Holding disclosure · report date 2026-08-05 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 11,804

Common StockSEC Table I · non-derivativeIndirectAs Custodian for son11,212 Reported balance Holding disclosure · report date 2026-08-05 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 11,212

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2029-08-30Direct26,243 Reported balance Holding disclosure · report date 2026-08-05 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 26,243

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.28 · Expires 2029-12-20Direct23,636 Reported balance Holding disclosure · report date 2026-08-05 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 23,636

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.27 · Expires 2028-12-22Direct280,000 Reported balance Holding disclosure · report date 2026-08-05 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 280,000

F5: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.77 · Expires 2028-01-03Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 50,000

F6: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.30 · Expires 2027-12-23Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 50,000

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.47 · Expires 2028-12-22Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 50,000

F7: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.08 · Expires 2030-01-21Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 50,000

F8: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07Direct50,000 Reported balance Holding disclosure · report date 2026-08-05 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 50,000

F9: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.89 · Expires 2031-01-07Direct150,000 Reported balance Holding disclosure · report date 2026-08-05 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 150,000

F10: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company.

Filing footnotes · ownership attribution and instrument terms

F1: On August 5, 2026, the Reporting Person transferred 600,191 shares of the Issuer's common stock to the David Portnoy Irrevocable 2026 Trust Agreement (the "Trust"). In connection with the transfer, the Trust borrowed $800,000.26, the proceeds of which were used to satisfy outstanding indebtedness of the Reporting Person. The Reporting Person personally guaranteed the Trust's repayment obligations. The price reported in Column 4 represents $800,000.26 divided by the 600,191 shares transferred and does not represent the fair market value of the shares. Deborah Portnoy, the Reporting Person's spouse, is the sole trustee. The Reporting Person is not a beneficiary of the Trust, has no power to revoke the Trust and, for purposes of Section 16 reporting, disclaims beneficial ownership of the shares held by the Trust except to the extent of any pecuniary interest therein.

F2: Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.

F3: Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.

F4: Shares of common stock held by Mayim Limited Partnership, as to which David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.

F5: Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.

F6: 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.

F7: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

F8: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

F9: Stock options vest 1/3 upon issuance, 1/3 on January 7, 2027 and 1/3 on January 7, 2028.

F10: The stock options were granted pursuant to the Cryo-Cell 2022 Stock Incentive Plan and an individual award agreement. The options are divided into three equal tranches, each subject to both time-based vesting and stock-price performance conditions. One tranche vests after the first anniversary of the grant date and upon the Company's common stock achieving an average closing price of at least $6 per share over 20 consecutive trading days. One tranche vests after the second anniversary and upon achieving an average closing price of at least $8 per share over 20 consecutive trading days. One tranche vests after the third anniversary and upon achieving an average closing price of at least $10 per share over 20 consecutive trading days, in each case subject to the reporting person's continued service to the Company.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2020 Filed Nov 2, 2020 21:52 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 950 $7.25 $6,887.50
Disclosure

SEC source: 0001209191-20-056425 · doc4.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,314

Read SEC document
October 26, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 700 $7.73 $5,411.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 10

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,491

Read SEC document
October 26, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 200 $7.79 $1,558.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 9

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,791

Read SEC document
October 26, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 100 $7.73 $773.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 8

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,591

Read SEC document
October 26, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $7.80 $7,800.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,491

Read SEC document
October 23, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 800 $7.63 $6,104.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,491

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 5,000 $7.80 $39,000.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,691

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 100 $7.82 $782.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 94,426

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 100 $7.83 $783.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 94,326

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 897 $7.85 $7,041.45
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 94,226

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:04 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $7.80 $7,800.00
Disclosure

SEC source: 0001209191-20-055824 · doc4.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 88,364

Read SEC document
October 19, 2020 Filed Oct 21, 2020 21:23 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 2,000 $6.94 $13,880.00
Disclosure

SEC source: 0001209191-20-055486 · doc4.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 87,364

Read SEC document
August 10, 2020 Filed Aug 10, 2020 21:19 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 6,000 $9.00 $54,000.00
Disclosure

SEC source: 0001209191-20-045982 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,691

Read SEC document
August 07, 2020 Filed Aug 10, 2020 21:19 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $8.90 $8,900.00
Disclosure

SEC source: 0001209191-20-045982 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 93,329

Read SEC document
August 07, 2020 Filed Aug 10, 2020 21:19 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $8.89 $8,890.00
Disclosure

SEC source: 0001209191-20-045982 · doc4.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 92,329

Read SEC document
August 07, 2020 Filed Aug 10, 2020 21:19 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 300 $8.80 $2,640.00
Disclosure

SEC source: 0001209191-20-045982 · doc4.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 91,329

Read SEC document
August 06, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $8.85 $8,850.00
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 10

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · as Custodian for Daughter

Disclosed balance after: 14,761

Read SEC document
August 06, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 300 $8.60 $2,580.00
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 9

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · as Custodian for Daughter

Disclosed balance after: 13,761

Read SEC document
August 06, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $8.85 $8,850.00
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 8

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · as Custodian for Daughter

Disclosed balance after: 13,461

Read SEC document
August 06, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 490 $8.85 $4,336.50
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 91,029

Read SEC document
August 06, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,300 $8.75 $11,375.00
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 152,724

Read SEC document
August 06, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 200 $8.45 $1,690.00
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 151,424

Read SEC document
August 05, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 376 $8.40 $3,158.40
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 90,539

Read SEC document
August 04, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 901 $8.55 $7,703.55
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 90,163

Read SEC document
August 04, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 100 $8.48 $847.50
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 89,262

Read SEC document
August 04, 2020 Filed Aug 6, 2020 21:27 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 150 $8.25 $1,237.50
Disclosure

SEC source: 0001209191-20-045524 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 89,162

Read SEC document
August 03, 2020 Filed Aug 3, 2020 21:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 100 $8.30 $830.00
Disclosure

SEC source: 0001209191-20-044520 · doc4.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 89,012

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,677 $8.50 $14,254.50
Disclosure

SEC source: 0001209191-20-044520 · doc4.xml · nonDerivative · entry 8

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Daughter

Disclosed balance after: 12,461

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 2,366 $8.50 $20,111.00
Disclosure

SEC source: 0001209191-20-044520 · doc4.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 88,912

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 100 $8.40 $840.00
Disclosure

SEC source: 0001209191-20-044520 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 86,546

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 100 $8.55 $855.00
Disclosure

SEC source: 0001209191-20-044520 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 86,446

Read SEC document
July 29, 2020 Filed Aug 3, 2020 21:26 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 3,500 $8.35 $29,225.00
Disclosure

SEC source: 0001209191-20-044520 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 86,346

Read SEC document
July 24, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon stock 3,500 $8.25 $28,875.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 13

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 85,364

Read SEC document
July 24, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 410 $8.40 $3,444.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 10

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 82,846

Read SEC document
July 24, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 200 $8.24 $1,648.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 9

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 82,436

Read SEC document
July 24, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 8,510 $8.25 $70,207.50
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 8

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 82,236

Read SEC document
July 24, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 1,000 $8.41 $8,410.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 73,726

Read SEC document
July 24, 2020 Filed Jul 28, 2020 13:45 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GiftCommon Stock 8,395 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020516 · doc4.xml · nonDerivative · entry 13

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for son

Disclosed balance after: 10,783

F4 · price: Shares received by gift from grandparent.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 13:45 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GiftCommon Stock 8,395 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020516 · doc4.xml · nonDerivative · entry 12

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for son

Disclosed balance after: 10,783

F4 · price: Shares received by gift from grandparent.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 13:45 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GiftCommon Stock 8,395 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020516 · doc4.xml · nonDerivative · entry 11

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for son

Disclosed balance after: 10,783

F4 · price: Shares received by gift from grandparent.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 13:45 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 GiftCommon Stock 8,396 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020516 · doc4.xml · nonDerivative · entry 10

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for daughter

Disclosed balance after: 10,784

F4 · price: Shares received by gift from grandparent.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 800 $8.42 $6,736.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 72,726

Read SEC document
July 23, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 200 $8.39 $1,678.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 71,926

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 200 $8.05 $1,610.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 71,726

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 800 $8.30 $6,640.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 71,526

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:38 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 2,000 $8.09 $16,180.00
Disclosure

SEC source: 0000899243-20-020410 · doc4.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 70,726

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:24 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon stock 600 $8.05 $4,830.00
Disclosure

SEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 20

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,691

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:24 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon stock 55 $8.10 $445.50
Disclosure

SEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,094

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:24 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon stock 6,445 $8.13 $52,397.85
Disclosure

SEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,036

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:24 UTC CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 PurchaseCommon Stock 3,000 $8.25 $24,750.00
Disclosure

SEC source: 0000899243-20-016675 · doc4.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 81,864

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.