Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLEGRO MICROSYSTEMS, INC.ALGM · Entity 3746 | Director | August 05, 2026 | August 07, 2026 |
| CIENA CORPCIEN · Entity 1071 | Director | March 26, 2026 | March 30, 2026 |
| ENTEGRIS INCENTG · Entity 3271 | Director | May 06, 2026 | May 08, 2026 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLEGRO MICROSYSTEMS, INC.
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,734 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Grant · Acquired 4,251 · Balance 21,734 F1: Represents an award of fully vested, unrestricted shares of the Issuer's Common Stock granted to the reporting person as annual non-employee director equity compensation pursuant to the Company's Annual Non-Employee Director Compensation Program. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of fully vested, unrestricted shares of the Issuer's Common Stock granted to the reporting person as annual non-employee director equity compensation pursuant to the Company's Annual Non-Employee Director Compensation Program.
CIENA CORP
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,477 |
Reported balance
After 2026-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-26 · Grant · Acquired 605 · Balance 11,477 F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2: Shares reported include unvested Restricted Stock Units (RSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.
F2: Shares reported include unvested Restricted Stock Units (RSUs).
ENTEGRIS INC
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,516 |
Reported balance
After 2026-05-06 transaction · row 1
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 1,412 · Balance 5,516 F1: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2027 Annual Meeting of Stockholders. F2: These shares were awarded on May 6, 2026 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2027 Annual Meeting of Stockholders.
F2: These shares were awarded on May 6, 2026 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.
Penguin Solutions, Inc.
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,398 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 10,034 · Balance 25,398 F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AXCELIS TECHNOLOGIES INC
Report date May 09, 2024 · Filed May 13, 2024
Section 16 reporting ended · disclosed 2024-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 231,976 |
Reported balance
After 2024-05-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-09 · Tax withholding · Disposed 17,393 · Balance 231,976 F1: This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024. F3: Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 5,000 |
Reported balance
Holding disclosure · report date 2024-05-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 |
Filing footnotes · ownership attribution and instrument terms
F1: This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.
F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024.
F3: Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
NORDSON CORP
Report date October 31, 2023 · Filed November 02, 2023
Section 16 reporting ended · disclosed 2023-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NDSNSEC Table I · non-derivative | Direct | 16,844 |
Reported balance
Holding disclosure · report date 2023-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,844 F1: The total holdings include 7 Share Unit Equivalents accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 2 Restricted Share Units accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The total holdings include 7 Share Unit Equivalents accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 2 Restricted Share Units accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2019 Filed Nov 5, 2019 15:22 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 812 | $160.02 | $129,936.24 |
DisclosureSEC source: 0001209191-19-055095 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,705 F1 · shares: On November 1, 2019, the Company awarded 812 restricted stock as an annual grant to non-employee directors, valued at the then current market price of $160.02 per share. Such shares vest on October 31, 2020 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date. F2 · balance_after: The total holdings include 5 shares accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan and 13 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| May 28, 2019 Filed May 29, 2019 15:49 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 998 | $127.88 | $127,624.24 |
DisclosureSEC source: 0001209191-19-033138 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,875 F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $127.86 to $127.915. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. F2 · balance_after: The total holdings include 5.707 shares accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan and 13.754 shares accrued from dividend payments through participation in the Company's Director's Deferred Compensation Plan Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:23 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,816 | $16.50 | $62,964.00 |
DisclosureSEC source: 0001209191-19-030920 · doc4.xml · nonDerivative · entry 5 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F8 · balance_after: Of the shares held as of May 17, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:23 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,611 | $16.95 | $61,206.45 |
DisclosureSEC source: 0001209191-19-030920 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,689 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F7 · balance_after: Of the shares held as of May 16, 2019, 176,270 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:23 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 8,325 | $16.95 | $141,108.75 |
DisclosureSEC source: 0001209191-19-030920 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,300 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F7 · balance_after: Of the shares held as of May 16, 2019, 176,270 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:23 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 45,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030920 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,625 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2020 and February 28, 2021, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2020. F4 · balance_after: Of the shares held as of May 15, 2019, 203,151 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:23 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 45,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030920 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,083 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023. F2 · balance_after: Of the shares held as of May 15, 2019, 157,609 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:12 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 4,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014950 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,541 F1 · kind: On February 5, 2019, the Axcelis Technologies, Inc. Compensation Committee determined that restricted stock units with performance vesting terms granted in May 2018 had been earned as to 100% of the units. In accordance with the terms of these grants, on February 28, 2019, 50% of the earned shares vested. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2019. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2019, 112,067 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:07 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Shares | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-006888 · marketforms-42950.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,837 F1 · balance_after: Effective November 1, 2018, the Company granted 1,025 restricted stock units as an annual grant to non-employee directors, valued at the then current market price of $126.82 per share. Such shares vest on October 31, 2019 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date. The total holdings include 13 shares accrued from dividend payments through participation in the Directors Deferred Compensation Plan and pursuant to the Company's Dividend Reinvestment Plan. Read SEC document |
| September 19, 2018 Filed Sep 19, 2018 20:26 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Shares | 2,983 | $145.44 | $433,847.52 |
DisclosureSEC source: 0001214659-18-006086 · marketforms-42949.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,799 Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,820 | $22.40 | $85,568.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,941 F9 · price: Represents the closing price on May 17, 2018. F8 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 17, 2018. F10 · balance_after: Of the shares held as of May 17, 2018, 128,330 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 32,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,761 F6 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2019 and February 28, 2020, based on performance vesting criteria. Unvested restricted stock units will forfeit on February 28, 2019. F7 · balance_after: Of the shares held as of May 16, 2018, 136,923 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 32,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,237 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 16, 2019, May 16, 2020, May 16, 2021 and May 16, 2022. F5 · balance_after: Of the shares held as of May 16, 2018, 104,399 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 8,335 | $22.40 | $186,704.00 |
DisclosureSEC source: 0001209191-18-031397 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,713 F2 · price: Represents the closing price on May 16, 2018. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2018. F3 · balance_after: Of the shares held as of May 16, 2018, 71,875 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 2,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015585 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,048 F3 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2018. F2 · balance_after: Of the shares beneficially owned by the executive as of February 28, 2018, 90,625 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Disposition to issuerCommon Stock | 2,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015585 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,805 F1 · price: These shares were issuable on restricted stock units which forfeited on February 28, 2018 as a result of the non-achievement of 2017 performance goals. F2 · balance_after: Of the shares beneficially owned by the executive as of February 28, 2018, 90,625 were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:16 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Shares | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006379 · marketforms-40069.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,782 F2 · ownership.direct: Effective November 1, 2017, the Company granted 990 restricted stock units as an annual grant to non-employee directors, valued at the then current market price of $126.38 per share. Such shares vest on October 31, 2018 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date. The total holdings include 36 shares accrued from dividend payments through participation in the Directors Deferred Compensation Plan and pursuant to the Company's Dividend Reinvestment Plan. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 11,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033202 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,097 F5 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, some or all of these restricted stock units will vest on February 28, 2018 based on performance vesting criteria. Unvested restricted stock units will forfeit on that date. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on the vest date. F6 · balance_after: Of the shares held as of May 17, 2017, 102,083 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2017 Filed May 17, 2017 21:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 34,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033202 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,639 F4 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on May 17, 2018, May 17, 2019, May 17, 2020 and May 17, 2021. The executive has agreed that a number of shares, having a value equal to the required tax withholding at vesting, will be withheld from the shares issued on each vest date. Read SEC document |
| May 16, 2017 Filed May 17, 2017 21:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 8,822 | $21.75 | $191,878.50 |
DisclosureSEC source: 0001209191-17-033202 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,264 F2 · price: Represents the closing price on May 16, 2017. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 16, 2017. F3 · balance_after: Of the shares held as of May 16, 2017, 56,250 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 12 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 62,500 | $21.01 | $1,313,125.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 7 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,086 F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.10, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 11, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 62,500 | $4.64 | $290,000.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 6 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 11 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock option (right to buy) · Derivative | 15,902 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 10 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,902 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 78,402 | $21.05 | $1,650,362.10 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 5 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,086 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.40, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 62,500 | $3.72 | $232,500.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 15,902 | $2.80 | $44,525.60 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 46,598 | $0.00 Strike: $2.80 | $0.00 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · derivative · entry 9 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,902 Underlying: Common Stock · 46,598 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 46,598 | $21.09 | $982,751.82 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,086 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.45, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 46,598 | $2.80 | $130,474.40 |
DisclosureSEC source: 0001209191-17-031689 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 9, 10 and 11, 2017, 75,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:12 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 4,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012073 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,087 F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017. F3 · balance_after: On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 75,000 were issuable on vesting of other restricted stock units which remain subject to forfeiture. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:12 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Disposition to issuerCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012073 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,056 F1 · price: These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals. Read SEC document |
| January 13, 2017 Filed Nov 3, 2017 20:16 UTC | NORDSON CORP NDSN · Entity 30 | GiftCommon Shares | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006379 · marketforms-40069.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,756 F1 · ownership.direct: On January 13, 2017, the reporting person made a gift of shares totaling 1,100 shares gifted. For tax purposes, the value date of the shares delivered is the respective date a gift was made. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 21:14 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Shares | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014384 · marketforms-36573.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,856 F1 · ownership.direct: Effective November 1, 2016, the Company granted 1,283 restricted stock units as an annual grant to non-employee directors, valued at the then current market price of $97.43 per share. Such shares vest on October 31, 2017 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date. Read SEC document |
| October 07, 2016 Filed Oct 7, 2016 20:26 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Shares | 3,668 | $99.36 | $364,452.48 |
DisclosureSEC source: 0001214659-16-014036 · marketforms-36422.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,573 F1 · ownership.direct: The net holdings include 23 shares acquired from dividend payments through participation in the Directors Deferred Compensation Plan and pursuant to the Company's Dividend Reinvestment Plan. Read SEC document |
| October 07, 2016 Filed Oct 7, 2016 20:26 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Shares | 100 | $99.38 | $9,938.00 |
DisclosureSEC source: 0001214659-16-014036 · marketforms-36422.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,218 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.