Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLEGRO MICROSYSTEMS, INC.ALGM · Entity 3746 | Director | August 05, 2026 | August 07, 2026 |
| CIENA CORPCIEN · Entity 1071 | Director | March 26, 2026 | March 30, 2026 |
| ENTEGRIS INCENTG · Entity 3271 | Director | May 06, 2026 | May 08, 2026 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | February 06, 2026 | February 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLEGRO MICROSYSTEMS, INC.
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,734 |
Reported balance
After 2026-08-05 transaction · row 1
1 source rowRow 1 · 2026-08-05 · Grant · Acquired 4,251 · Balance 21,734 F1: Represents an award of fully vested, unrestricted shares of the Issuer's Common Stock granted to the reporting person as annual non-employee director equity compensation pursuant to the Company's Annual Non-Employee Director Compensation Program. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of fully vested, unrestricted shares of the Issuer's Common Stock granted to the reporting person as annual non-employee director equity compensation pursuant to the Company's Annual Non-Employee Director Compensation Program.
CIENA CORP
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,477 |
Reported balance
After 2026-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-26 · Grant · Acquired 605 · Balance 11,477 F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2: Shares reported include unvested Restricted Stock Units (RSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.
F2: Shares reported include unvested Restricted Stock Units (RSUs).
ENTEGRIS INC
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,516 |
Reported balance
After 2026-05-06 transaction · row 1
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 1,412 · Balance 5,516 F1: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2027 Annual Meeting of Stockholders. F2: These shares were awarded on May 6, 2026 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units vest in full on the earlier of (1) the first anniversary date of the grant, or (2) the date of the Company's 2027 Annual Meeting of Stockholders.
F2: These shares were awarded on May 6, 2026 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2020 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such.
Penguin Solutions, Inc.
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,398 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 10,034 · Balance 25,398 F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AXCELIS TECHNOLOGIES INC
Report date May 09, 2024 · Filed May 13, 2024
Section 16 reporting ended · disclosed 2024-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 231,976 |
Reported balance
After 2024-05-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-09 · Tax withholding · Disposed 17,393 · Balance 231,976 F1: This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024. F3: Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 5,000 |
Reported balance
Holding disclosure · report date 2024-05-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 |
Filing footnotes · ownership attribution and instrument terms
F1: This forfeiture of shares for tax withholding purposes relates to the vesting on May 9, 2024 of certain restricted stock units granted to the executive in accordance with the Company's Executive Equity Retirement Program. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares.
F2: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on May 9, 2024.
F3: Of the shares held as of May 9, 2024, after the acceleration of vesting, 5,252 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
NORDSON CORP
Report date October 31, 2023 · Filed November 02, 2023
Section 16 reporting ended · disclosed 2023-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NDSNSEC Table I · non-derivative | Direct | 16,844 |
Reported balance
Holding disclosure · report date 2023-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,844 F1: The total holdings include 7 Share Unit Equivalents accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 2 Restricted Share Units accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The total holdings include 7 Share Unit Equivalents accrued from dividend payments through participation in the Company's Deferred Compensation Plans and 2 Restricted Share Units accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 22:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 9,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014830 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,596 F1 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2022 of the remainder of performance based restricted stock units granted to the executive in May 2020. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 8, 2021, and half of the earned shares vested on February 28, 2021. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2022. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2022 after the vesting of the 2020 performance based restricted stock units, 136,444 shares were issuable on vesting of restricted stock units which are subject to forfeiture. This number includes 21,858 shares issuable under the executive's 2021 performance based restricted stock units, which also vested on February 28, 2022. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 13:40 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 1,000 | $62.06 | $62,060.00 |
DisclosureSEC source: 0001209191-21-064034 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 5,000 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 12:35 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 608 | $238.43 | $144,965.44 |
DisclosureSEC source: 0001209191-21-062599 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,146 F1 · shares: On November 1, 2021, the Company awarded 608 restricted stock units as an annual grant to non-employee directors, valued at the fourth quarter average stock price of $238.43 per share. Such shares vest on October 31, 2022 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date. F2 · balance_after: The total holdings include 19 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan and 5 shares accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 20:30 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GiftCommon Stock | 10,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056175 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,688 F1 · price: These shares of Common Stock were donated by the executive as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF. F2 · balance_after: Of the shares held as of September 15, 2021, 143,661 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2021 Filed May 18, 2021 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 29,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033627 · doc4.xml · nonDerivative · entry 6 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,113 F9 · price: In this grant under the Company's 2012 Equity Incentive Plan, the executive may earn shares of common stock, ranging from zero to 150% of the granted units. The shares are earned based on the achievement of 2021 performance goals. Assuming continuation of employment,50% of the earned shares will vest on each of February 28, 2022 and February 28, 2023. Unearned restricted stock units will forfeit on February 28, 2022. F10 · balance_after: Of the shares held after this second grant on May 17, 2021, 143,661 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2021 Filed May 18, 2021 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 29,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033627 · doc4.xml · nonDerivative · entry 5 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,969 F7 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 17, 2022, May 17, 2023, May 17, 2024 and May 17, 2025. F8 · balance_after: Of the shares held after this first grant on May 17, 2021, 114,517 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2021 Filed May 18, 2021 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,812 | $38.16 | $145,465.92 |
DisclosureSEC source: 0001209191-21-033627 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,825 F2 · price: Represents the closing price of the common stock on the date of the tax withholding. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F6 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2021, 85,373 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2021 Filed May 18, 2021 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,607 | $38.16 | $137,643.12 |
DisclosureSEC source: 0001209191-21-033627 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,637 F2 · price: Represents the closing price of the common stock on the date of the tax withholding. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F5 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 16, 2021, 93,967 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 4,832 | $38.16 | $184,389.12 |
DisclosureSEC source: 0001209191-21-033627 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,244 F2 · price: Represents the closing price of the common stock on the date of the tax withholding. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F4 · balance_after: Of the shares held after this second tax withholding forfeiture (and related vesting) on May 15, 2021, 102,098 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 5,050 | $38.16 | $192,708.00 |
DisclosureSEC source: 0001209191-21-033627 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,076 F2 · price: Represents the closing price of the common stock on the date of the tax withholding. F1 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F3 · balance_after: Of the shares held after this first tax withholding forfeiture (and related vesting) on May 15, 2021, 112,993 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0001209191-21-020171 · doc4.xml · derivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2022-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 75,000 | $39.39 | $2,954,250.00 |
DisclosureSEC source: 0001209191-21-020171 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,126 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $40.00, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of March 11, 2021, 124,379 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:33 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 75,000 | $12.04 | $903,000.00 |
DisclosureSEC source: 0001209191-21-020171 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of March 11, 2021, 124,379 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 9,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016261 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,126 F4 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2021 of the first half of shares earned under performance based restricted stock units granted to the executive in May 2020. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 8, 2021. The second half of the shares earned under this restricted stock unit award will vest on February 28, 2022, assuming continuation of the executive's services. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2021. F5 · balance_after: Of the shares beneficially owned by the executive on February 28, 2021 after the vesting of shares issued on both the 2019 performance based restricted stock units and the 2020 performance based restricted stock units, 124,379 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:22 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 10,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016261 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,790 F1 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2021 of the remainder of performance based restricted stock units granted to the executive in May 2019. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 12, 2020, and half of the earned shares vested on February 28, 2020. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2021. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2021 after the vesting of the 2019 performance based restricted stock units, 146,168 shares were issuable on vesting of restricted stock units which are subject to forfeiture. This number includes 21,789 shares issuable under the executive's 2020 performance based restricted stock units, which also vested on February 28, 2021. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:34 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 662 | $196.27 | $129,930.74 |
DisclosureSEC source: 0001209191-20-056636 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,514 F1 · shares: On November 2, 2020, the Company awarded 662 restricted stock as an annual grant to non-employee directors, valued at the fourth quarter average stock price of $196.27 per share. Such shares vest on October 31, 2021 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 12:47 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 1,848 | $198.12 | $366,125.76 |
DisclosureSEC source: 0001209191-20-054259 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,852 F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $198.01 to $198.21. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. F2 · balance_after: The total holdings include 14 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| May 27, 2020 Filed May 28, 2020 18:25 UTC | NORDSON CORP NDSN · Entity 30 | SaleCommon Stock | 1,036 | $179.09 | $185,537.24 |
DisclosureSEC source: 0001209191-20-032553 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,686 F1 · balance_after: The total holdings include 4 shares accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan and 13 shares accrued from dividend payments through participation in the Company's Director's Deferred Compensation Plan. Read SEC document |
| May 17, 2020 Filed May 19, 2020 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,816 | $23.95 | $91,393.20 |
DisclosureSEC source: 0001209191-20-030447 · doc4.xml · nonDerivative · entry 6 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,889 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F10 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 17, 2020,168,939 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2020 Filed May 19, 2020 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 3,611 | $23.95 | $86,483.45 |
DisclosureSEC source: 0001209191-20-030447 · doc4.xml · nonDerivative · entry 5 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,705 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F9 · balance_after: Of the shares held after this second tax withholding forfeiture (and related vesting) on May 16, 2020, 177,533 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2020 Filed May 19, 2020 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 8,326 | $23.95 | $199,407.70 |
DisclosureSEC source: 0001209191-20-030447 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,316 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F8 · balance_after: Of the shares held after this first tax withholding forfeiture (and related vesting) on May 16, 2020, 185,664 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 5,055 | $23.52 | $118,893.60 |
DisclosureSEC source: 0001209191-20-030447 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,642 F6 · price: Represents the closing price of the common stock on the date of the tax withholding. F5 · acquired: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units. F7 · balance_after: Of the shares held after this tax withholding forfeiture (and related vesting) on May 15, 2020, 204,414 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 43,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030447 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,697 F3 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Based on the achievement of performance goals and assuming continuation of employment, up to 50% of these restricted stock units will vest on each of February 28, 2021 and February 28, 2022. Unearned restricted stock units will forfeit on February 28, 2021. F4 · balance_after: Of the shares held after this second grant on May 15, 2020, 215,799 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 43,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030447 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,119 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of employment, 25% of these restricted stock units will vest on each of May 15, 2021, May 15, 2022, May 15, 2023 and May 15, 2024. F2 · balance_after: Of the shares held after this first grant on May 15, 2020, 172,221 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 08, 2020 Filed May 8, 2020 21:04 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-20-027976 · doc4.xml · derivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 8, 2020 21:04 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 75,000 | $26.13 | $1,959,750.00 |
DisclosureSEC source: 0001209191-20-027976 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,541 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.40, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of May 8, 2020, 128,643 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 08, 2020 Filed May 8, 2020 21:04 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 75,000 | $7.20 | $540,000.00 |
DisclosureSEC source: 0001209191-20-027976 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of May 8, 2020, 128,643 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 10,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014488 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,541 F4 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2020 of the first half of shares earned under performance based restricted stock units granted to the executive in May 2019. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 12, 2020. The second half of the shares earned under this restricted stock unit award will vest on February 28, 2021, assuming continuation of the executive's services. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2020. F5 · balance_after: Of the shares beneficially owned by the executive on February 28, 2020 after the vesting of shares issued on both the 2018 performance based restricted stock units and the 2019 performance based restricted stock units, 128,643 shares were issuable on vesting of restricted stock units which are subject to forfeiture. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Tax withholdingCommon Stock | 7,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014488 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,652 F1 · kind: This forfeiture of shares for tax withholding purposes relates to the vesting on February 28, 2020 of the remainder of performance based restricted stock units granted to the executive in May 2018. These shares were determined to be earned by the executive pursuant to a resolution of the Axcelis Technologies, Inc. Compensation Committee on February 5, 2019, and half of the earned shares vested on February 28, 2019. As agreed with the executive, the shares issued to the executive on the vested shares were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested shares. F2 · price: These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2020. F3 · balance_after: Of the shares beneficially owned by the executive on February 28, 2020 after the vesting of the 2018 performance based restricted stock units, 151,414 shares were issuable on vesting of restricted stock units which are subject to forfeiture. This number includes 22,771 shares issuable under the executive's 2019 performance based restricted stock units, which also vested on February 28, 2020. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:36 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 21,012 | $28.50 | $598,842.00 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 21:36 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 21,012 | $6.40 | $134,476.80 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 21,012 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · derivative · entry 7 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,012 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 41,488 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · derivative · entry 6 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,012 Underlying: Common Stock · 41,488 shares Expires 2021-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 41,488 | $28.51 | $1,182,822.88 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.50 to 28.71, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:36 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 41,488 | $6.40 | $265,523.20 |
DisclosureSEC source: 0001209191-20-009223 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of February 12, 2020, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 21:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 18,169 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-19-059285 · doc4.xml · derivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,169 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 21:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 18,169 | $22.43 | $407,530.67 |
DisclosureSEC source: 0001209191-19-059285 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.31 to 22.62, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of December 5, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 21:08 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 18,169 | $7.96 | $144,625.24 |
DisclosureSEC source: 0001209191-19-059285 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of December 5, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 20, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 1,831 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · derivative · entry 12 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,169 Underlying: Common Stock · 1,831 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · derivative · entry 11 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 21,831 | $22.36 | $488,141.16 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · nonDerivative · entry 7 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.60, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 20, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 1,831 | $7.96 | $14,574.76 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · nonDerivative · entry 6 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 20, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 20,000 | $6.40 | $128,000.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · nonDerivative · entry 5 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $7.96 | $0.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · derivative · entry 10 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 42,500 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 42,500 | $22.53 | $957,525.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · nonDerivative · entry 4 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.31 to $22.75, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 42,500 | $7.96 | $338,300.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · nonDerivative · entry 3 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 19, 2019 Filed Nov 22, 2019 21:25 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | OtherCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057786 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · held by spouse Disclosed balance after: 6,000 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionStock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · derivative · entry 9 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 42,500 shares Expires 2020-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 42,500 | $22.60 | $960,500.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · nonDerivative · entry 2 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,873 F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.47 to 22.71, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · balance_after: Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:13 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | Exercise / conversionCommon Stock | 42,500 | $6.40 | $272,000.00 |
DisclosureSEC source: 0001209191-19-057464 · doc4.xml · nonDerivative · entry 1 PUMA MARY G · CIK 0001158015 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of the shares held as of November 18, 2019, 167,676 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.