person · Reporting owner

PAGLIARA TRACY D

Disclosed activity across 3 companies

Tapewire entity: 24837
SEC CIK: 0001184391

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Ocean Power Technologies, Inc.OPTT · Entity 7249	Director · Interim President and CEO	September 30, 2026	October 03, 2026
WESTWATER RESOURCES, INC.WWR · Entity 6988	Director	August 07, 2026	August 12, 2026
Williams Industrial Services Group Inc.WLMS · Entity 114766	Director · President and CEO	March 31, 2023	April 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ocean Power Technologies, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	89,793	Reported balance After 2026-09-30 transaction · row 1 1 source row Row 1 · 2026-09-30 · Grant · Acquired 75,000 · Balance 89,793 F2: Represents shares underlying restricted stock units subject to time-based vesting in 2027. F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2: Represents shares underlying restricted stock units subject to time-based vesting in 2027.

WESTWATER RESOURCES, INC.

Report date August 07, 2026 · Filed August 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	825,888	Ending reported balance After 2026-08-10 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-08-07 · Sale · Disposed 50,000 · Balance 873,888 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5850, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4. Row 2 · 2026-08-10 · Sale · Disposed 48,000 · Balance 825,888 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6476 to $0.6672, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 3 to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5725 to $0.5850, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 2 to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6476 to $0.6672, inclusive. The reporting person undertakes to provide to Westwater Resources, Inc. any stockholder of Westwater Resources, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote No. 3 to this Form 4.

Williams Industrial Services Group Inc.

Report date March 31, 2023 · Filed April 04, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivative	Direct	681,084	Ending reported balance After 2023-03-31 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2023-03-31 · Exercise / conversion · Acquired 45,572 · Balance 676,516 F1: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Row 2 · 2023-03-31 · Exercise / conversion · Acquired 30,556 · Balance 707,072 F2: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock. Row 3 · 2023-03-31 · Tax withholding · Disposed 25,988 · Balance 681,084 F4: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting of time-based RSUs on March 31, 2023.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-03-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2023-03-31 · Exercise / conversion · Disposed 45,572 · Balance 0 F1: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	61,110	Reported balance After 2023-03-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2023-03-31 · Exercise / conversion · Disposed 30,556 · Balance 61,110 F2: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	70,080	Reported balance Holding disclosure · report date 2023-03-31 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 70,080 F3: On March 31, 2021, the reporting person was granted 70,080 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in full on March 31, 2024, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer).

Filing footnotes · ownership attribution and instrument terms

F1: On March 31, 2020, the reporting person was granted 136,718 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2021, 2022 and 2023, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock.

F2: On March 31, 2022, the reporting person was granted 91,666 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in three equal installments on March 31 of each of 2023, 2024 and 2025, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer). The issuer's Compensation Committee elected to settle the RSUs that vested on March 31, 2023 in shares of the issuer's common stock.

F3: On March 31, 2021, the reporting person was granted 70,080 time-based RSUs, each of which represents a contingent right to receive one share of the issuer's common stock and which vest in full on March 31, 2024, subject to continued employment through the vesting date. The RSUs may be settled in shares of the issuer's common stock or cash (at the election of the issuer).

F4: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting of time-based RSUs on March 31, 2023.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 05, 2020 Filed Mar 9, 2020 18:49 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	Exercise / conversionSubscription Rights (right to buy) · Derivative	217,603	$0.00 Strike: $1.30	$0.00	Disclosure SEC source: 0001104659-20-030886 · a4.xml · derivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the reporting person's exercise of basic subscription rights pursuant to the Rights Offering described in footnote 1. F4 · derivative.exercise_price: Represents exercise price per whole share of Common Stock. F5 · derivative.expiration_date: The Rights Offering expired on March 2, 2020, and final determination of the pro rata allocation for each exercising holder was determined on March 5, 2020. Read SEC document
March 05, 2020 Filed Mar 9, 2020 18:49 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	Exercise / conversionCommon Stock, $0.01 par value per share	582	$1.30	$756.60	Disclosure SEC source: 0001104659-20-030886 · a4.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares acquired by the reporting person following the exercise of his over-subscription privilege in connection with the Rights Offering described in footnote 1. Read SEC document
March 05, 2020 Filed Mar 9, 2020 18:49 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	Exercise / conversionCommon Stock, $0.01 par value per share	61,483	$1.30	$79,927.90	Disclosure SEC source: 0001104659-20-030886 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of his basic subscription rights in connection with the issuer's rights offering to holders of Common Stock, as described in the issuer's prospectus dated February 12, 2020 (the "Rights Offering"). Each holder of Common Stock of record as of February 12, 2020 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.28255024 shares of Common Stock at the subscription price of $1.30 per whole share. Read SEC document
April 03, 2019 Filed Apr 5, 2019 18:17 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	GrantPhantom Stock Units · Derivative	85,836	$0.00	$0.00	Disclosure SEC source: 0001104659-19-020214 · a4.xml · derivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,836 Underlying: Common Stock · 85,836 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the issuer's common stock. The phantom stock units vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. The phantom stock units may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F1 · derivative.exercise_date: Each phantom stock unit is the economic equivalent of one share of the issuer's common stock. The phantom stock units vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. The phantom stock units may be settled in shares of the issuer's common stock or cash (at the election of the issuer). F1 · derivative.expiration_date: Each phantom stock unit is the economic equivalent of one share of the issuer's common stock. The phantom stock units vest in three equal installments on March 31 of each of 2020, 2021 and 2022 and are subject to continued employment through the vesting date. The phantom stock units may be settled in shares of the issuer's common stock or cash (at the election of the issuer). Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:05 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	Tax withholdingCommon Stock, $0.01 par value per share	20,511	$2.38	$48,816.18	Disclosure SEC source: 0001104659-19-019453 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,048 F1 · kind: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting on March 31, 2019 with respect to 68,143 time-based restricted stock units previously reported. Because the vesting date occurred on a market holiday, the number of shares withheld is based upon the closing price of the issuer's common stock on March 29, 2019, the most recent prior market day. Read SEC document
November 16, 2018 Filed Nov 16, 2018 16:16 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	PurchaseCommon Stock, $0.01 par value per share	12,500	$2.09	$26,181.25	Disclosure SEC source: 0001104659-18-069005 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,559 F1 · price: Represents the weighted average purchase price of multiple transactions with a range of prices between $2.07 and $2.10. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:18 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	GrantPerformance-Based Restricted Stock Units · Derivative	104,166	$0.00	$0.00	Disclosure SEC source: 0001104659-18-041837 · a4.xml · derivative · entry 3 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,166 Underlying: Common Stock · 104,166 shares Expires not disclosed F3 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the Company's common stock. The applicable performance goal will be satisfied if the Company's common stock achieves a per share market price of $5.00 or greater for any period of 30 consecutive trading days prior to June 30, 2021 (the "2018 performance goal"). The PRSUs generally vest in three equal installments on March 31 of each of 2019, 2020 and 2021, respectively, provided that the 2018 performance goal has been met by such date (and, if not, through the date the 2018 performance goal is subsequently achieved), and are subject to continued employment through the vesting date. If the Company has not achieved the performance goal by June 30, 2021, all unvested PRSUs will be forfeited. F3 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of the Company's common stock. The applicable performance goal will be satisfied if the Company's common stock achieves a per share market price of $5.00 or greater for any period of 30 consecutive trading days prior to June 30, 2021 (the "2018 performance goal"). The PRSUs generally vest in three equal installments on March 31 of each of 2019, 2020 and 2021, respectively, provided that the 2018 performance goal has been met by such date (and, if not, through the date the 2018 performance goal is subsequently achieved), and are subject to continued employment through the vesting date. If the Company has not achieved the performance goal by June 30, 2021, all unvested PRSUs will be forfeited. F3 · derivative.expiration_date: Each PRSU represents a contingent right to receive one share of the Company's common stock. The applicable performance goal will be satisfied if the Company's common stock achieves a per share market price of $5.00 or greater for any period of 30 consecutive trading days prior to June 30, 2021 (the "2018 performance goal"). The PRSUs generally vest in three equal installments on March 31 of each of 2019, 2020 and 2021, respectively, provided that the 2018 performance goal has been met by such date (and, if not, through the date the 2018 performance goal is subsequently achieved), and are subject to continued employment through the vesting date. If the Company has not achieved the performance goal by June 30, 2021, all unvested PRSUs will be forfeited. Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:18 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	GrantCommon Stock, $0.01 par value per share	104,167	$0.00	$0.00	Disclosure SEC source: 0001104659-18-041837 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,059 F1 · kind: Represents restricted stock units. Of the restricted stock units, each of which represents the right to receive one share of common stock of Global Power Equipment Group Inc. (the "Company"), one-third will vest on March 31 of each of 2019, 2020 and 2021, respectively, subject to continued employment through the vesting date. Read SEC document
March 30, 2018 Filed Apr 3, 2018 17:42 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	Tax withholdingCommon Stock, $0.01 par value per share	9,376	$2.79	$26,159.04	Disclosure SEC source: 0001104659-18-022229 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · Co-President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,892 F1 · kind: Reflects withholding of shares by the issuer to offset the tax liability resulting from the vesting on March 30, 2018 with respect to 35,012 restricted stock units previously reported. Because the vesting date occurred on a market holiday, the number of shares withheld is based upon the closing price of the issuer's common stock on March 29, 2018, the most recent prior market day. Read SEC document
October 12, 2017 Filed Oct 16, 2017 17:35 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	Tax withholdingCommon Stock, $0.01 par value per share	6,108	$3.50	$21,378.00	Disclosure SEC source: 0001104659-17-062386 · a4.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · Co-President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,268 F3 · shares: Reflects withholding of shares by the Company to offset the tax liability resulting from the grant of shares on October 12, 2017, as described herein. Read SEC document
October 12, 2017 Filed Oct 16, 2017 17:35 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	GrantCommon Stock, $0.01 par value per share	22,336	$0.00	$0.00	Disclosure SEC source: 0001104659-17-062386 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director · Co-President and Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,376 F1 · shares: Shares granted under the Global Power Equipment Group Inc. (the "Company") Short-Term Incentive Plan, pursuant to the terms of Mr. Pagliara's employment agreement with the Company, dated September 11, 2017, which was filed on September 12, 2017 by the Company as an exhibit to the Annual Report on Form 10-K for the fiscal year ended December 31, 2016. F2 · balance_after: Amount currently owned reflects previous withholding of shares upon vesting of restricted stock units to offset tax liabilities. Read SEC document
September 18, 2017 Filed Sep 21, 2017 00:46 UTC	WESTWATER RESOURCES, INC. WWR · Entity 6988	GrantStock option (right to buy) · Derivative	47,291	$0.00 Strike: $1.40	$0.00	Disclosure SEC source: 0001052918-17-000468 · primary_doc.xml · derivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,291 Underlying: Common stock · 47,291 shares Expires 2027-09-17 F1 · derivative.exercise_date: The option vests upon the earlier of July 31, 2018 or the issuer's 2018 annual meeting of stockholders. Read SEC document
April 17, 2017 Filed Apr 19, 2017 21:43 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	GrantCommon Stock, $0.01 par value per share	29,454	$0.00	$0.00	Disclosure SEC source: 0001104659-17-024674 · a4.xml · nonDerivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · SVP, CAO, GC & SEC. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,090 F2 · shares: Restricted share units granted under the Global Power Equipment Group Inc. 2015 Equity Incentive Plan. On August 5, 2016, the Compensation Committee of the Board of Directors of Global Power Equipment Group Inc. granted restricted share units with an initial cash value of $129,559. Pursuant to the terms of the grant, the initial cash value of the award would be converted to a right to receive shares of Global Power Equipment Group's common stock, par value $0.01, after the Company completed the filing of an Annual Report on Form 10-K for 2015 and prior years being restated (the "Form 10-K"). The number of shares into which each restricted share unit award would be converted was determined by dividing the initial cash value of the award by the average closing price per common share for the last five trading days of the thirty-day period ending on the thirtieth day after the company completed the filing of the Form 10-K. F3 · shares: Global Power Equipment Group Inc. filed the Form 10-K on March 15, 2017, and the number of units awarded was determined on April 17, 2017. The restricted share units will vest on March 30, 2018, subject to continued employment through the vesting date. Any shares underlying the restricted share units that do not vest will be forfeited. Read SEC document
April 17, 2017 Filed Apr 19, 2017 21:43 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	GrantCommon Stock, $0.01 par value per share	33,421	$0.00	$0.00	Disclosure SEC source: 0001104659-17-024674 · a4.xml · nonDerivative · entry 1 PAGLIARA TRACY D · CIK 0001184391 · SVP, CAO, GC & SEC. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,636 F1 · shares: Restricted share units granted under the Global Power Equipment Group Inc. 2015 Equity Incentive Plan. The restricted share units, each of which represents the right to receive one share of common stock of Global Power Equipment Group Inc., will vest on March 31, 2019, subject to continued employment through the vesting date. Any units that do not vest will be forfeited. Read SEC document
August 05, 2016 Filed Jun 22, 2018 17:18 UTC	Williams Industrial Services Group Inc. GLPW · Entity 114766	GrantPerformance-Based Restricted Stock Units · Derivative	73,000	$0.00	$0.00	Disclosure SEC source: 0001104659-18-041837 · a4.xml · derivative · entry 2 PAGLIARA TRACY D · CIK 0001184391 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 Underlying: Common Stock · 73,000 shares Expires not disclosed F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's common stock. The applicable performance goal will be satisfied if the Company's common stock achieves a per share market price of $5.50 or greater for any period of 30 consecutive trading days prior to August 5, 2021 (the "2016 performance goal"). As of the date hereof, the 2016 performance goal has not been achieved. The PRSUs were to generally vest in two equal installments on March 30, 2017 and March 30, 2018 if the 2016 performance goal had been met by such date, and PRSUs remain subject to continued employment through the vesting date. If the Company has not achieved the performance goal by August 5, 2021, all unvested PRSUs will be forfeited. F2 · derivative.exercise_date: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's common stock. The applicable performance goal will be satisfied if the Company's common stock achieves a per share market price of $5.50 or greater for any period of 30 consecutive trading days prior to August 5, 2021 (the "2016 performance goal"). As of the date hereof, the 2016 performance goal has not been achieved. The PRSUs were to generally vest in two equal installments on March 30, 2017 and March 30, 2018 if the 2016 performance goal had been met by such date, and PRSUs remain subject to continued employment through the vesting date. If the Company has not achieved the performance goal by August 5, 2021, all unvested PRSUs will be forfeited. F2 · derivative.expiration_date: Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's common stock. The applicable performance goal will be satisfied if the Company's common stock achieves a per share market price of $5.50 or greater for any period of 30 consecutive trading days prior to August 5, 2021 (the "2016 performance goal"). As of the date hereof, the 2016 performance goal has not been achieved. The PRSUs were to generally vest in two equal installments on March 30, 2017 and March 30, 2018 if the 2016 performance goal had been met by such date, and PRSUs remain subject to continued employment through the vesting date. If the Company has not achieved the performance goal by August 5, 2021, all unvested PRSUs will be forfeited. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.