Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Equitable Holdings, Inc.EQH · Entity 3405 | Director · President and CEO | August 10, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Equitable Holdings, Inc.
Report date August 10, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 754,761.4078 |
Reported balance
After 2026-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-10 · Grant · Acquired 1,358.69 · Balance 754,761.4078 F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2024 Filed Jan 3, 2024 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 40,000 | $18.74 | $749,600.00 |
DisclosureSEC source: 0001209191-24-000447 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 699,625.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:28 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,767.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057425 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659,625.38 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 21:21 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-23-057069 · doc4.xml · derivative · entry 6 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 726,400 Underlying: Common Stock · 40,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 21:21 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 60,000 | $30.60 | $1,836,102.00 |
DisclosureSEC source: 0001209191-23-057069 · doc4.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 657,857.58 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $30.3100 to $30.7400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 21:21 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 40,000 | $18.74 | $749,600.00 |
DisclosureSEC source: 0001209191-23-057069 · doc4.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 717,857.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 21:21 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-23-057069 · doc4.xml · derivative · entry 5 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 766,400 Underlying: Common Stock · 40,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 21:21 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 60,000 | $30.15 | $1,809,288.00 |
DisclosureSEC source: 0001209191-23-057069 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 677,857.58 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.3200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 21:21 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 40,000 | $18.74 | $749,600.00 |
DisclosureSEC source: 0001209191-23-057069 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737,857.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 21:05 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 2,014.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045884 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 697,857.58 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 2,136.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037084 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 695,843.04 F4 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F3 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 22:40 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 2,123.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016901 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,755.67 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 44,462 | $31.42 | $1,396,996.04 |
DisclosureSEC source: 0001209191-23-014844 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,632.27 F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 119,317 | $31.35 | $3,740,611.81 |
DisclosureSEC source: 0001209191-23-013870 · doc4.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,094.27 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 215,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013870 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,411.27 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2020 through December 31, 2022. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 16,528 | $31.35 | $518,156.11 |
DisclosureSEC source: 0001209191-23-013870 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,647.27 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 129,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010193 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,175.27 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2024. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,520.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060266 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,827.27 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-057330 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $30.19 | $905,601.00 |
DisclosureSEC source: 0001209191-22-057330 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,307.17 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0600 to $30.4800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-057330 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,307.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:05 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-054824 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:05 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $30.05 | $901,431.00 |
DisclosureSEC source: 0001209191-22-054824 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,307.17 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 21:05 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-054824 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,307.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 22:20 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-050395 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 22:20 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $30.02 | $900,540.00 |
DisclosureSEC source: 0001209191-22-050395 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,307.17 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 22:20 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-050395 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,307.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:55 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-049058 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:55 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $30.03 | $900,843.00 |
DisclosureSEC source: 0001209191-22-049058 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,307.17 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 21:55 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-049058 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,307.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,527.48 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046342 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,307.17 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-045635 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,400 Underlying: Common Stock · 40,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 60,000 | $30.02 | $1,801,158.00 |
DisclosureSEC source: 0001209191-22-045635 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,779.69 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 40,000 | $18.74 | $749,600.00 |
DisclosureSEC source: 0001209191-22-045635 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,779.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,567.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035156 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,779.69 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:01 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-032613 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:01 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $30.04 | $901,095.00 |
DisclosureSEC source: 0001209191-22-032613 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,211.83 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:01 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-032613 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,211.83 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-024824 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $30.54 | $916,278.00 |
DisclosureSEC source: 0001209191-22-024824 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,211.83 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.2400 to $30.7500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-024824 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,211.83 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-019652 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $30.50 | $915,141.00 |
DisclosureSEC source: 0001209191-22-019652 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,211.83 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $30.3200 to $30.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-019652 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,211.83 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 02:57 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,459.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017426 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,211.83 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 21,648 | $32.66 | $707,023.68 |
DisclosureSEC source: 0001209191-22-014232 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,752.09 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 22:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 16,105 | $33.09 | $532,914.45 |
DisclosureSEC source: 0001209191-22-014232 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,400.09 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 122,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011233 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,505.09 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-010205 · doc4.xml · derivative · entry 6 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three annual installments beginning on February 14, 2020. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $34.44 | $1,033,293.00 |
DisclosureSEC source: 0001209191-22-010205 · doc4.xml · nonDerivative · entry 5 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,926.09 F5 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F6 · price: This transaction was executed in multiple trades at prices ranging from $34.0700 to $34.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-010205 · doc4.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,926.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.