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Pearson Mark

Disclosed activity across 1 company

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24540
SEC CIK
0001512442

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Equitable Holdings, Inc.EQH · Entity 3405Director · President and CEOAugust 10, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Equitable Holdings, Inc.

Report date August 10, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect754,761.4078 Reported balance After 2026-08-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-10 · Grant · Acquired 1,358.69 · Balance 754,761.4078

F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2024 Filed Dec 17, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.31 $473,073.00
Disclosure

SEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 639,938.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $46.9000 to $47.5300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $47.31 $946,132.00
Disclosure

SEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 649,938.97

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $46.8600 to $47.5300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 669,938.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:48 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,384.44 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133384 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 649,938.97

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-128092 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 486,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $47.43 $474,298.00
Disclosure

SEC source: 0000950170-24-128092 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 648,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $47.1500 to $47.9300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $47.43 $948,518.00
Disclosure

SEC source: 0000950170-24-128092 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 658,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.1300 to $48.0000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0000950170-24-128092 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,554.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:54 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-115107 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:54 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $44.40 $443,980.00
Disclosure

SEC source: 0000950170-24-115107 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 658,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $43.9800 to $44.7500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:54 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $44.40 $887,990.00
Disclosure

SEC source: 0000950170-24-115107 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 668,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $43.9500 to $44.7400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:54 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0000950170-24-115107 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 688,554.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-107368 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 526,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $40.78 $407,777.00
Disclosure

SEC source: 0000950170-24-107368 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 668,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $40.5500 to $41.0200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $40.77 $815,486.00
Disclosure

SEC source: 0000950170-24-107368 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.5500 to $41.0300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0000950170-24-107368 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 698,554.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-102380 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 546,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $42.20 $422,026.00
Disclosure

SEC source: 0000950170-24-102380 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $42.0300 to $42.4600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $42.20 $843,946.00
Disclosure

SEC source: 0000950170-24-102380 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 688,554.53

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.9100 to $42.4500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0000950170-24-102380 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 708,554.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 21:50 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,690.04 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-097262 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,554.53

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,600.74 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072026 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686,864.49

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units and 238.27 previously unreported dividend equivalents earned on portions of the Reporting Person's 2021, 2022 and 2023 Long Term Incentive Compensation stock grants which vested on February 28, 2023 and February 28, 2024 and which were inadvertently excluded from Form 4s previously filed by the Reporting Person.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-044843 · ownership.xml · derivative · entry 6

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 566,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 1,954 $36.93 $72,167.08
Disclosure

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 5

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 685,025.48

F6 · price: This transaction was executed in multiple trades at prices ranging from $36.7300 to $37.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 8,046 $36.07 $290,242.55
Disclosure

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 686,979.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $35.6900 to $36.6800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 4,200 $36.91 $155,034.60
Disclosure

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,025.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $36.6800 to $37.2200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 15,800 $36.06 $569,675.32
Disclosure

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 699,225.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $35.6800 to $36.6700. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0000950170-24-044843 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,025.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:33 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-040400 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 586,400

Underlying: Common Stock · 20,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.

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April 01, 2024 Filed Apr 2, 2024 21:33 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $37.66 $753,272.00
Disclosure

SEC source: 0000950170-24-040400 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,025.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $37.3900 to $38.0500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

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April 01, 2024 Filed Apr 2, 2024 21:33 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 10,000 $37.66 $376,631.00
Disclosure

SEC source: 0000950170-24-040400 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,025.48

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.4100 to $38.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

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April 01, 2024 Filed Apr 2, 2024 21:33 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,000 $21.34 $426,800.00
Disclosure

SEC source: 0000950170-24-040400 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 725,025.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Includes Restricted Stock Units.

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March 04, 2024 Filed Mar 6, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,771.1 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-027355 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,025.48

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes Restricted Stock Units.

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March 01, 2024 Filed Mar 4, 2024 22:22 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-024962 · ownership.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 606,400

Underlying: Common Stock · 40,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:22 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $33.77 $675,400.00
Disclosure

SEC source: 0000950170-24-024962 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 703,254.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $33.5100 to $34.2400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:22 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 40,000 $33.77 $1,350,768.00
Disclosure

SEC source: 0000950170-24-024962 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 723,254.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $33.4700 to $34.2400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 22:22 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 40,000 $21.34 $853,600.00
Disclosure

SEC source: 0000950170-24-024962 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 763,254.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 44,076 $34.18 $1,506,517.68
Disclosure

SEC source: 0000950170-24-024072 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723,254.38

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 79,703 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-024072 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767,330.38

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

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February 28, 2024 Filed Mar 1, 2024 22:30 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 69,317 $34.18 $2,369,255.06
Disclosure

SEC source: 0000950170-24-024072 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,627.38

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 137,319 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-016514 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,944.38

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2025. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,948 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0000950170-24-010589 · ownership.xml · derivative · entry 7

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 646,400

Underlying: Common Stock · 19,948 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,052 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0000950170-24-010589 · ownership.xml · derivative · entry 6

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 666,348

Underlying: Common Stock · 20,052 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 20,000 $32.38 $647,558.00
Disclosure

SEC source: 0000950170-24-010589 · ownership.xml · nonDerivative · entry 5

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 619,625.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $31.7800 to $32.7400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 400 $32.80 $13,120.00
Disclosure

SEC source: 0000950170-24-010589 · ownership.xml · nonDerivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 639,625.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $32.7900 to $32.8100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,600 $32.38 $1,282,061.88
Disclosure

SEC source: 0000950170-24-010589 · ownership.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 640,025.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $31.7700 to $32.7600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 19,948 $18.74 $373,825.52
Disclosure

SEC source: 0000950170-24-010589 · ownership.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 679,625.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 20,052 $21.34 $427,909.68
Disclosure

SEC source: 0000950170-24-010589 · ownership.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 659,677.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $18.74 $0.00
Disclosure

SEC source: 0001209191-24-000447 · doc4.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 686,400

Underlying: Common Stock · 40,000 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 60,000 $33.07 $1,984,116.00
Disclosure

SEC source: 0001209191-24-000447 · doc4.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 639,625.38

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $32.8200 to $33.2500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.