Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Equitable Holdings, Inc.EQH · Entity 3405 | Director · President and CEO | August 10, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Equitable Holdings, Inc.
Report date August 10, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 754,761.4078 |
Reported balance
After 2026-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-10 · Grant · Acquired 1,358.69 · Balance 754,761.4078 F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2022 Filed Feb 16, 2022 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 152,925 | $33.94 | $5,190,274.50 |
DisclosureSEC source: 0001209191-22-010205 · doc4.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,926.09 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 276,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010205 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,851.09 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 11,113 | $33.94 | $377,175.22 |
DisclosureSEC source: 0001209191-22-010205 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,315.09 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.74 | $0.00 |
DisclosureSEC source: 0001209191-22-004028 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,400 Underlying: Common Stock · 20,000 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 30,000 | $35.35 | $1,060,464.00 |
DisclosureSEC source: 0001209191-22-004028 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,428.09 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $35.0000 to $35.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $18.74 | $374,800.00 |
DisclosureSEC source: 0001209191-22-004028 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,428.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,143.97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068522 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,428.09 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 7,548 | $32.06 | $242,019.07 |
DisclosureSEC source: 0001209191-21-067561 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3700.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 7,452 | $31.07 | $231,550.03 |
DisclosureSEC source: 0001209191-21-067561 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,832.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.5700 to $31.5600.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $33.95 | $509,175.00 |
DisclosureSEC source: 0001209191-21-062388 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.6800 to $34.6799. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| October 01, 2021 Filed Oct 6, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $30.02 | $450,322.50 |
DisclosureSEC source: 0001209191-21-059821 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $30.89 | $463,323.00 |
DisclosureSEC source: 0001209191-21-054426 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,284.12 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.7200 to $31.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,205.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052953 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,284.12 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $31.30 | $469,488.00 |
DisclosureSEC source: 0001209191-21-049303 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,078.46 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.0000 to $31.6200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:12 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 15,000 | $30.45 | $456,799.50 |
DisclosureSEC source: 0001209191-21-044935 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,078.46 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.3300 to $30.6700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Total includes RSUs. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:18 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,152.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038898 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,078.46 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 20:33 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 53,194.11 | $32.39 | $1,722,957.22 |
DisclosureSEC source: 0001209191-21-022567 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,926.16 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 22, 2021 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 99,951.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037084 · doc4.xml · derivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,951.11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock. F6 · derivative.exercise_date: Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021. F6 · derivative.expiration_date: Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021. Read SEC document |
| March 22, 2021 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 99,951.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037084 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 693,706.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This transaction is reported late owing to an administrative error. F2 · shares: Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics. F3 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:37 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 531.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020191 · doc4.xml · derivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,951.11 Underlying: Common Stock · 531.49 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:37 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,070.58 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020191 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,120.27 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 82,651.66 | $30.26 | $2,501,039.23 |
DisclosureSEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,049.69 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 155,299.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,701.36 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 8,090.99 | $30.26 | $244,833.36 |
DisclosureSEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,401.69 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 15,826.67 | $29.57 | $467,994.63 |
DisclosureSEC source: 0001209191-21-015817 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,492.68 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 114,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012312 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,319.35 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 9,315.45 | $27.35 | $254,777.56 |
DisclosureSEC source: 0001209191-21-011232 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,500.35 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 14:45 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 636.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061377 · doc4.xml · derivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,419.62 Underlying: Common Stock · 636.82 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 14:45 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061377 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,815.8 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:19 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 792.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047487 · doc4.xml · derivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,782.8 Underlying: Common Stock · 792.5 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 20:19 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,251.93 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047487 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,809.8 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 747.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035582 · doc4.xml · derivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,990.3 Underlying: Common Stock · 747.35 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,180.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035582 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,557.87 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| May 10, 2020 Filed May 11, 2020 20:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 12,938.74 | $17.85 | $230,956.51 |
DisclosureSEC source: 0001209191-20-028236 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,377.27 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit ("RSU") grants. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 1,088.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020010 · doc4.xml · derivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,242.95 Underlying: Common Stock · 1,088.54 shares Expires not disclosed F3 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F3 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,991.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020010 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,316.01 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 21:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 14,000 | $14.17 | $198,357.60 |
DisclosureSEC source: 0001209191-20-018599 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,324.29 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.1501 to $14.1700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 20:18 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 7,235 | $15.48 | $111,997.80 |
DisclosureSEC source: 0001209191-20-017250 · doc4.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,324.29 F1 · balance_after: Includes restricted stock units. Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 20:18 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 5,400 | $15.48 | $83,565.00 |
DisclosureSEC source: 0001209191-20-017250 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,089.29 F1 · balance_after: Includes restricted stock units. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 7,826.67 | $21.40 | $167,490.74 |
DisclosureSEC source: 0001209191-20-015057 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,689.29 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit ("RSU") grant. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantEmployee Stock Option (right to buy) · Derivative | 457,666 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001209191-20-013750 · doc4.xml · derivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,400 Underlying: Common Stock · 457,666 shares Expires 2030-02-26 F3 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on February 26, 2021. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 86,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013750 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,515.96 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 26, 2021. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 9,597.55 | $26.89 | $258,078.12 |
DisclosureSEC source: 0001209191-20-010505 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,233.96 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 25, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 582.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009633 · doc5.xml · derivative · entry 15 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,154.41 Underlying: Common Stock · 582.28 shares Expires not disclosed F5 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| November 25, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 788.17 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009633 · doc5.xml · nonDerivative · entry 9 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,831.51 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related RSUs. Dividend equivalents are issued as RSUs, each representing a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. F4 · balance_after: Total also includes 4,649 shares purchased under the Issuer's stock purchase plan. Read SEC document |
| August 29, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 690.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009633 · doc5.xml · derivative · entry 14 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,572.12 Underlying: Common Stock · 690.55 shares Expires not disclosed F5 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
| August 29, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 934.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009633 · doc5.xml · nonDerivative · entry 8 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,394.34 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related RSUs. Dividend equivalents are issued as RSUs, each representing a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 16:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 49,000 | $20.34 | $996,689.40 |
DisclosureSEC source: 0001209191-19-039431 · doc4.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,269 F1 · balance_after: Includes restricted stock units. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 19:55 UTC Amendment | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 49,000 | $20.34 | $996,689.40 |
DisclosureSEC source: 0001209191-19-039679 · doc4a.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,269 F1 · balance_after: Includes restricted stock units. Read SEC document |
| June 11, 2019 Filed Feb 14, 2020 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantPerformance Restricted Stock Units · Derivative | 661.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009633 · doc5.xml · derivative · entry 13 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,881.57 Underlying: Common Stock · 661.96 shares Expires not disclosed F5 · derivative.exercise_price: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · shares: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. F5 · derivative.expiration_date: Dividend equivalents accrued on performance restricted stock units ("PRSUs") previously awarded pursuant to Issuer's incentive plan. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vest upon and subject to the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the PRSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the related PRSUs. Dividend equivalents are issued as PRSUs, each representing a contingent right to receive one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.