Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Equitable Holdings, Inc.EQH · Entity 3405 | Director · President and CEO | August 10, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Equitable Holdings, Inc.
Report date August 10, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 754,761.4078 |
Reported balance
After 2026-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-10 · Grant · Acquired 1,358.69 · Balance 754,761.4078 F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2025 Filed Aug 19, 2025 21:34 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 509 | $53.60 | $27,282.30 |
DisclosureSEC source: 0001512442-25-000009 · wk-form4_1755639249.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,029 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. F4 · price: This transaction was executed in multiple trades at prices ranging from $53.5650 to $53.6400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 21:34 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 39,191 | $53.04 | $2,078,718.07 |
DisclosureSEC source: 0001512442-25-000009 · wk-form4_1755639249.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,538 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $52.5650 to $53.5649 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| August 18, 2025 Filed Aug 19, 2025 21:34 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 27,200 | $23.18 | $630,496.00 |
DisclosureSEC source: 0001512442-25-000009 · wk-form4_1755639249.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 742,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 21:06 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,161.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001512442-25-000005 · wk-form4_1755205613.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 715,529 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 20:48 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001628280-25-035101 · wk-form4_1752698905.xml · derivative · entry 6 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 326,400 Underlying: Common Stock · 20,000 shares Expires 2030-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 20:48 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 200 | $53.12 | $10,624.00 |
DisclosureSEC source: 0001628280-25-035101 · wk-form4_1752698905.xml · nonDerivative · entry 5 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 714,367.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F6 · price: This transaction was executed at a price of $53.1200, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 20:48 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,800 | $52.21 | $511,624.68 |
DisclosureSEC source: 0001628280-25-035101 · wk-form4_1752698905.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 714,567.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $51.8600 to $52.6400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 20:48 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 300 | $53.05 | $15,915.00 |
DisclosureSEC source: 0001628280-25-035101 · wk-form4_1752698905.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 724,367.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.9500 to $53.1000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 20:48 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 19,700 | $52.20 | $1,028,436.53 |
DisclosureSEC source: 0001628280-25-035101 · wk-form4_1752698905.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 724,667.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $51.8600 to $52.7800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 20:48 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $23.18 | $463,600.00 |
DisclosureSEC source: 0001628280-25-035101 · wk-form4_1752698905.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 744,367.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001628280-25-032144 · wk-form4_1750279119.xml · derivative · entry 6 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 346,400 Underlying: Common Stock · 20,000 shares Expires 2030-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 4,895 | $53.39 | $261,365.59 |
DisclosureSEC source: 0001628280-25-032144 · wk-form4_1750279119.xml · nonDerivative · entry 5 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 724,367.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F6 · price: This transaction was executed in multiple trades at prices ranging from $53.2500 to $53.5000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 5,105 | $52.98 | $270,455.75 |
DisclosureSEC source: 0001628280-25-032144 · wk-form4_1750279119.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 729,262.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $52.2500 to $53.2350. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 10,971 | $53.38 | $585,606.75 |
DisclosureSEC source: 0001628280-25-032144 · wk-form4_1750279119.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 734,367.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $53.2000 to $53.5300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,029 | $52.93 | $477,910.39 |
DisclosureSEC source: 0001628280-25-032144 · wk-form4_1750279119.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 745,338.21 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $52.1950 to $53.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 20:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $23.18 | $463,600.00 |
DisclosureSEC source: 0001628280-25-032144 · wk-form4_1750279119.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 754,367.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,161.58 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030768 · wk-form4_1749673816.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 734,367.21 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001628280-25-026306 · wk-form4_1747428544.xml · derivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 366,400 Underlying: Common Stock · 20,000 shares Expires 2030-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 10,000 | $52.90 | $528,980.00 |
DisclosureSEC source: 0001628280-25-026306 · wk-form4_1747428544.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 733,205.63 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.6200 to $53.3500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 20,000 | $52.90 | $1,057,962.00 |
DisclosureSEC source: 0001628280-25-026306 · wk-form4_1747428544.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 743,205.63 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $52.5900 to $53.4100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $23.18 | $463,600.00 |
DisclosureSEC source: 0001628280-25-026306 · wk-form4_1747428544.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 763,205.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001628280-25-018035 · wk-form4_1744836837.xml · derivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 386,400 Underlying: Common Stock · 20,000 shares Expires 2030-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 10,000 | $47.56 | $475,637.00 |
DisclosureSEC source: 0001628280-25-018035 · wk-form4_1744836837.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 743,205.63 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $47.2300 to $48.2000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 20,000 | $47.56 | $951,144.00 |
DisclosureSEC source: 0001628280-25-018035 · wk-form4_1744836837.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 753,205.63 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $47.2600 to $48.2100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 20:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $23.18 | $463,600.00 |
DisclosureSEC source: 0001628280-25-018035 · wk-form4_1744836837.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 773,205.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:47 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · derivative · entry 5 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 406,400 Underlying: Common Stock · 20,000 shares Expires 2030-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:47 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 1,198 | $51.41 | $61,589.30 |
DisclosureSEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 753,205.63 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $51.3700 to $51.5100. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:47 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 2,510 | $51.41 | $129,048.89 |
DisclosureSEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 754,403.63 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $51.3700 to $51.4900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:47 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 26,292 | $51.12 | $1,344,128.55 |
DisclosureSEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 756,913.63 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $50.3700 to $51.3600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:47 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $23.18 | $463,600.00 |
DisclosureSEC source: 0001628280-25-013288 · wk-form4_1742251630.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 783,205.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 1,090.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-012845 · wk-form4_1741985372.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 763,205.63 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:27 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 149,756 | $55.02 | $8,239,575.12 |
DisclosureSEC source: 0001628280-25-009981 · wk-form4_1741127243.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 762,114.97 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:27 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 270,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009981 · wk-form4_1741127243.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 911,870.97 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:27 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 73,397 | $55.02 | $4,038,302.94 |
DisclosureSEC source: 0001628280-25-009981 · wk-form4_1741127243.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 641,065.97 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · derivative · entry 8 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 426,400 Underlying: Common Stock · 20,000 shares Expires 2030-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Grant of employee stock option uncer the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,571 | $55.28 | $529,122.21 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 7 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 714,462.97 F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F7 · price: This transaction was executed in multiple trades at prices ranging from $54.8800 to $55.7500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 429 | $54.20 | $23,249.78 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 6 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 724,033.97 F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F6 · price: This transaction was executed in multiple trades at prices ranging from $53.8500 to $54.8200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 100 | $55.78 | $5,578.00 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 5 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 724,462.97 F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 19,300 | $55.28 | $1,066,907.86 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 724,562.97 F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $54.7600 to $55.7500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 600 | $53.99 | $32,396.52 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 743,862.97 F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $53.7450 to $54.7300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 20,000 | $23.18 | $463,600.00 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 744,462.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The sales reported and options exercised on this Form 4 were effected pursuany to a 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:36 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 94,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-006134 · wk-form4_1739918178.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 724,462.97 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,266 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · derivative · entry 7 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 446,400 Underlying: Common Stock · 11,266 shares Expires 2030-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F7 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,734 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · derivative · entry 6 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 457,666 Underlying: Common Stock · 8,734 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F6 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 20,000 | $51.65 | $1,033,074.00 |
DisclosureSEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 5 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 629,938.97 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · price: This transaction was executed in multiple trades at prices ranging from $51.0600 to $52.0300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 123 | $52.03 | $6,400.23 |
DisclosureSEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 649,938.97 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.0100 to $52.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 9,877 | $51.65 | $510,155.94 |
DisclosureSEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 3 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 650,061.97 F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $51.0000 to $51.9900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 11,266 | $23.18 | $261,145.88 |
DisclosureSEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 2 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 659,938.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 22:35 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionCommon Stock | 8,734 | $21.34 | $186,383.56 |
DisclosureSEC source: 0001628280-25-001757 · wk-form4_1737066896.xml · nonDerivative · entry 1 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 648,672.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $21.34 | $0.00 |
DisclosureSEC source: 0001628280-24-051718 · wk-form4_1734474637.xml · derivative · entry 4 Pearson Mark · CIK 0001512442 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 466,400 Underlying: Common Stock · 20,000 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024. F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.