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Pearson Mark

Disclosed activity across 1 company

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24540
SEC CIK
0001512442

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Equitable Holdings, Inc.EQH · Entity 3405Director · President and CEOAugust 10, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Equitable Holdings, Inc.

Report date August 10, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect754,761.4078 Reported balance After 2026-08-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-10 · Grant · Acquired 1,358.69 · Balance 754,761.4078

F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2026 Filed Aug 11, 2026 20:55 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,358.69 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-055783 · wk-form4_1786481721.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 754,761.4078

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
July 20, 2026 Filed Jul 21, 2026 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
July 20, 2026 Filed Jul 21, 2026 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 136 $49.19 $6,689.84
Disclosure

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,402.7178

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $49.1400 to $49.1900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
July 20, 2026 Filed Jul 21, 2026 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,564 $48.54 $1,920,282.26
Disclosure

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,538.7178

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $48.1400 to $49.1399. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
July 20, 2026 Filed Jul 21, 2026 21:00 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-049043 · wk-form4_1784667655.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 793,102.7178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:23 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-044909 · wk-form4_1782246235.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,200

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:23 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,700 $45.29 $1,797,814.50
Disclosure

SEC source: 0001628280-26-044909 · wk-form4_1782246235.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 765,902.7178

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.1000 to $45.6900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 20:23 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-044909 · wk-form4_1782246235.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 805,602.7178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 20:28 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,719.42 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-042239 · wk-form4_1781123295.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,402.7178

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:21 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-036910 · wk-form4_1779308490.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,400

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:21 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,700 $42.60 $1,691,235.88
Disclosure

SEC source: 0001628280-26-036910 · wk-form4_1779308490.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 776,683.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $42.2300 to $43.0000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:21 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-036910 · wk-form4_1779308490.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 816,383.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:18 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-026292 · wk-form4_1776802726.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,600

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:18 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,700 $41.63 $1,652,639.54
Disclosure

SEC source: 0001628280-26-026292 · wk-form4_1776802726.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 789,183.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.2200 to $42.0700. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:18 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-026292 · wk-form4_1776802726.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 828,883.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:18 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,387 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-025757 · wk-form4_1776457122.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,800

Underlying: Common Stock · 1,387 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:18 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 1,387 $40.03 $55,517.59
Disclosure

SEC source: 0001628280-26-025757 · wk-form4_1776457122.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 801,683.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.0600. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:18 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 1,387 $23.18 $32,150.66
Disclosure

SEC source: 0001628280-26-025757 · wk-form4_1776457122.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 803,070.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,813 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-26-024708 · wk-form4_1775852645.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,187

Underlying: Common Stock · 25,813 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 38,313 $40.05 $1,534,355.19
Disclosure

SEC source: 0001628280-26-024708 · wk-form4_1775852645.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 801,683.2978

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.0000 to $40.1800. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan

Read SEC document
April 08, 2026 Filed Apr 10, 2026 20:24 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 25,813 $23.18 $598,345.34
Disclosure

SEC source: 0001628280-26-024708 · wk-form4_1775852645.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 839,996.2978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan

Read SEC document
March 12, 2026 Filed Mar 13, 2026 20:54 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,660.39 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017760 · wk-form4_1773435286.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,183.2978

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:32 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 144,430 $40.22 $5,808,974.60
Disclosure

SEC source: 0001628280-26-014924 · wk-form4_1772670761.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812,522.9078

F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:32 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 261,176.8978 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014924 · wk-form4_1772670761.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956,952.9078

F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2023 through December 31, 2025.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
March 02, 2026 Filed Mar 5, 2026 00:32 UTC Equitable Holdings, Inc. EQH · Entity 3405 Tax withholdingCommon Stock 67,679 $40.22 $2,722,049.38
Disclosure

SEC source: 0001628280-26-014924 · wk-form4_1772670761.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,776.01

F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $23.18 Strike: $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-009757 · wk-form4_1771535612.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,700 $45.50 $1,806,350.00
Disclosure

SEC source: 0001628280-26-009757 · wk-form4_1771535612.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 763,455.01

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.1000 to $45.7200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:13 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-009757 · wk-form4_1771535612.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 803,155.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 01:59 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 123,010 $45.85 $5,640,008.50
Disclosure

SEC source: 0001628280-26-008282 · wk-form4_1771034369.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 775,955.01

F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2027. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2 · balance_after: Total includes Restricted Stock Units.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:10 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $23.18 Strike: $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-002876 · wk-form4_1769029801.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,200

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:10 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 5,862 $46.77 $274,166.33
Disclosure

SEC source: 0001628280-26-002876 · wk-form4_1769029801.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 652,945.01

F4 · price: This transaction was executed in multiple trades at prices ranging from $46.6350 to $46.9600 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:10 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 33,838 $46.11 $1,560,131.44
Disclosure

SEC source: 0001628280-26-002876 · wk-form4_1769029801.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 658,807.01

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $45.6350 to $46.6349. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 21:10 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-26-002876 · wk-form4_1769029801.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 692,645.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-058243 · wk-form4_1766178348.xml · derivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,400

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,700 $47.88 $1,900,665.29
Disclosure

SEC source: 0001628280-25-058243 · wk-form4_1766178348.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 665,445.01

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.4400 to $48.3900 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-25-058243 · wk-form4_1766178348.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 705,145.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 15:40 UTC Equitable Holdings, Inc. EQH · Entity 3405 GrantCommon Stock 1,405.01 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-054935 · wk-form4_1764776448.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,945.01

F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2 · balance_after: Total includes RSUs.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:38 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-053405 · wk-form4_1763674715.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,600

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:38 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 3,735 $43.53 $162,572.60
Disclosure

SEC source: 0001628280-25-053405 · wk-form4_1763674715.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 676,540

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $43.4700 to $43.6200 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:38 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 35,965 $43.11 $1,550,274.92
Disclosure

SEC source: 0001628280-25-053405 · wk-form4_1763674715.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 680,275

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $42.4700 to $43.4699 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:38 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-25-053405 · wk-form4_1763674715.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 716,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
October 20, 2025 Filed Oct 21, 2025 20:47 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-045723 · wk-form4_1761079619.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 244,800

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
October 20, 2025 Filed Oct 21, 2025 20:47 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 2,200 $48.41 $106,505.52
Disclosure

SEC source: 0001628280-25-045723 · wk-form4_1761079619.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 689,040

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $48.4000 to $48.4400 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
October 20, 2025 Filed Oct 21, 2025 20:47 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 37,500 $48.15 $1,805,718.75
Disclosure

SEC source: 0001628280-25-045723 · wk-form4_1761079619.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,240

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $47.4000 to $48.3999 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
October 20, 2025 Filed Oct 21, 2025 20:47 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-25-045723 · wk-form4_1761079619.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 728,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units and 11,011 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
September 19, 2025 Filed Sep 19, 2025 20:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 149 $54.47 $8,116.03
Disclosure

SEC source: 0001628280-25-042154 · wk-form4_1758312320.xml · nonDerivative · entry 3

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 690,529

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001628280-25-042154 · wk-form4_1758312320.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,000

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F4 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 SaleCommon Stock 39,551 $54.22 $2,144,641.11
Disclosure

SEC source: 0001628280-25-042154 · wk-form4_1758312320.xml · nonDerivative · entry 2

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 690,678

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $53.470 to $54.4699. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:05 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionCommon Stock 27,200 $23.18 $630,496.00
Disclosure

SEC source: 0001628280-25-042154 · wk-form4_1758312320.xml · nonDerivative · entry 1

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 730,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
August 18, 2025 Filed Aug 19, 2025 21:34 UTC Equitable Holdings, Inc. EQH · Entity 3405 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $23.18 $0.00
Disclosure

SEC source: 0001512442-25-000009 · wk-form4_1755639249.xml · derivative · entry 4

Pearson Mark · CIK 0001512442 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 299,200

Underlying: Common Stock · 27,200 shares

Expires 2030-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2025.

F5 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.