Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | Director | August 07, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,052.6 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Sale · Disposed 847.4 · Balance 36,052.6 F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. F2: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026.
F2: This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 7, 2018 21:50 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 17,000 | $26.09 | $443,511.30 |
DisclosureSEC source: 0001624067-18-000002 · wf-form4_152045939519154.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,204 F1 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on May 25, 2017, with an effective date of September 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.20, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any securityholder of Upland Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 16, 2017 Filed Dec 19, 2017 23:15 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 44,400 | $22.00 | $976,800.00 |
DisclosureSEC source: 0001624067-17-000011 · wf-form4_151372534580319.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,204 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 20:33 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,252 | $20.71 | $88,058.92 |
DisclosureSEC source: 0001624067-17-000009 · wf-form4_150585316652508.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,604 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 20:35 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionIncentive Stock Option · Derivative | 30,000 | $0.00 Strike: $8.72 | $0.00 |
DisclosureSEC source: 0001624067-17-000007 · wf-form4_150352051949187.xml · derivative · entry 2 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,395 Underlying: Common Stock · 30,000 shares Expires 2024-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 10% of the shares subject to the option vest on 7/14/15, 20% of the shares subject to the option vest in 12 equal monthly installments beginning on 8/14/15, 30% of the shares subject to the option vest in 12 equal monthly installments beginning on 8/14/16, and 40% of the shares subject to the option vest in 12 equal monthly installments beginning on 8/14/17, in each case subject to the reporting person's continued employment through such vesting dates. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 20:35 UTC | Upland Software, Inc. UPLD · Entity 7891 | Exercise / conversionCommon Stock | 30,000 | $8.72 | $261,600.00 |
DisclosureSEC source: 0001624067-17-000007 · wf-form4_150352051949187.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 20:51 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 4,257 | $21.55 | $91,738.35 |
DisclosureSEC source: 0001624067-17-000005 · wf-form4_149799173791246.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,856 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 125,000 | $15.50 | $1,937,500.00 |
DisclosureSEC source: 0001624067-17-000003 · wf-form4_149099184095925.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,113 F1 · shares: The shares vest in twelve equal quarterly installments starting on March 16, 2017 and ending on December 16, 2019; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:18 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 35,803 | $8.75 | $313,276.25 |
DisclosureSEC source: 0001624067-16-000009 · wf-form4_148218590071661.xml · nonDerivative · entry 1 Mattox Timothy · CIK 0001624067 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,113 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.