Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENCORE CAPITAL GROUP INCECPG · Entity 1189 | Director | September 01, 2017 | September 06, 2017 |
| HEIDRICK & STRUGGLES INTERNATIONAL INCHSII · Entity 71926 | Director | May 23, 2024 | May 24, 2024 |
| Yuma Energy, Inc.YUMA · Entity 181241 | 10% owner | November 07, 2016 | November 08, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENCORE CAPITAL GROUP INC
Report date September 01, 2017 · Filed September 06, 2017
Jointly reported with RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN CAPITAL PARTNERS LLC, RMCP GP LLC, RED MOUNTAIN PARTNERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,371 |
Reported balance
After 2017-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-01 · Grant · Acquired 995 · Balance 45,371 F1: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. |
| Common StockSEC Table I · non-derivative | IndirectRMP - See Footnote and Remarks | 1,332,036 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,332,036 F2: These shares are held directly by Red Mountain Partners, L.P. ("RMP"). |
| Common StockSEC Table I · non-derivative | IndirectRMCP - See Footnote and Remarks | 54,600 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 54,600 F3: These shares are held directly by Red Mountain Capital Partners, LLC ("RMCP"). |
Filing footnotes · ownership attribution and instrument terms
F1: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors.
F2: These shares are held directly by Red Mountain Partners, L.P. ("RMP").
F3: These shares are held directly by Red Mountain Capital Partners, LLC ("RMCP").
HEIDRICK & STRUGGLES INTERNATIONAL INC
Report date May 23, 2024 · Filed May 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,859 |
Reported balance
After 2024-05-23 transaction · row 1
1 source rowRow 1 · 2024-05-23 · Grant · Acquired 4,188 · Balance 68,859 F1: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock, granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units fully vest upon the Reporting Person's termination of service to the Company's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units, each representing a contingent right to receive one share of the Issuer's Common Stock, granted as director compensation under the Fifth Amended and Restated 2012 Heidrick & Struggles GlobalShare Program. The Restricted Stock Units fully vest upon the Reporting Person's termination of service to the Company's Board of Directors.
Yuma Energy, Inc.
Report date November 07, 2016 · Filed November 08, 2016 · Amendment
Jointly reported with RED MOUNTAIN CAPITAL MANAGEMENT INC, RED MOUNTAIN CAPITAL PARTNERS LLC, RMCP GP LLC, RMCP DPC LLC, RMCP DPC II LLC, RMCP PIV DPC, L.P., RMCP PIV DPC II, L.P.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Air Transport Services Group, Inc.
Report date June 06, 2017 · Filed June 06, 2017
Jointly reported with RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL PARTNERS LLC, RMCP GP LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC
Section 16 reporting ended · disclosed 2017-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote 3 and Remarks below | 2,326,108 |
Reported balance
After 2017-06-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-06-06 · Sale · Disposed 4,377,330 · Balance 2,326,108 F1: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017. F2: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering. F3: These shares are held by RMP. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017.
F2: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering.
F3: These shares are held by RMP.
DESTINATION XL GROUP, INC.
Report date August 12, 2026 · Filed August 14, 2026
Section 16 reporting ended · disclosed 2023-01-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.58 | Direct | 772,741 |
Reported balance
After 2026-08-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-12 · Grant · Acquired 7,630 · Balance 772,741 F2: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for Audit Committee chairperson fee. F3: The per share value is determined by the closing price of the Company's common stock on August 11, 2026. F4: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock. F5: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 2,593,758 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,593,758 F1: The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii), 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 267,824 shares held by Red Mountain Capital Management, Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management, Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii), 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 267,824 shares held by Red Mountain Capital Management, Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management, Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.
F2: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for Audit Committee chairperson fee.
F3: The per share value is determined by the closing price of the Company's common stock on August 11, 2026.
F4: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock.
F5: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined in the Director Plan.
MARLIN BUSINESS SERVICES CORP
Report date August 09, 2021 · Filed September 16, 2021
Jointly reported with RED MOUNTAIN PARTNERS, L.P., RED MOUNTAIN CAPITAL MANAGEMENT INC, RMCP MANAGER LLC, RED MOUNTAIN INVESTORS I LLC - SERIES A, RED MOUNTAIN CAPITAL PARTNERS LLC, RMCP GP LLC
Section 16 reporting ended · disclosed 2021-09-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes and Remarks | 361,069 |
Reported balance
After 2021-08-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-08-09 · Other · Disposed 2,932,510 · Balance 361,069 F1: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI. F2: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Filing footnotes · ownership attribution and instrument terms
F1: On August 9, 2021, Red Mountain Partners, L.P. ("RMP") and Red Mountain Investors I LLC - Series A ("RMI") made a pro rata in-kind distribution for no consideration to their respective equity holders, with 2,092,583 shares distributed by RMP and 839,927 distributed by RMI.
F2: Represents shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
NATURES SUNSHINE PRODUCTS INC
Report date September 15, 2021 · Filed September 18, 2021
Jointly reported with RED MOUNTAIN PARTNERS, L.P., RMCP GP LLC, RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC
Section 16 reporting ended · disclosed 2021-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes and Remarks | 524,997 |
Reported balance
After 2021-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-15 · Other · Disposed 2,407,801 · Balance 524,997 F1: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders. F2: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). |
Filing footnotes · ownership attribution and instrument terms
F1: On September 15, 2021, Red Mountain Partners, L.P. ("RMP") made a pro rata in-kind distribution of 2,407,801 shares for no consideration to its equity holders.
F2: Includes shares received by Red Mountain Capital Partners LLC ("RMCP"), Red Mountain Capital Management, Inc. ("RMCM") and certain estate planning vehicles affiliated with Mr. Mesdag in the above-referenced pro-rata in kind distribution pursuant to the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Yuma Energy, Inc.
Report date December 31, 2020 · Filed December 31, 2020
Jointly reported with RED MOUNTAIN CAPITAL PARTNERS LLC, RED MOUNTAIN CAPITAL MANAGEMENT INC, RMCP GP LLC, RMCP DPC LLC, RMCP DPC II LLC, RMCP PIV DPC, L.P., RMCP PIV DPC II, L.P.
Section 16 reporting ended · disclosed 2020-12-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote and Remarks Below | 0 |
Reported balance
After 2020-12-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-31 · Other · Disposed 169,473 · Balance 0 F1: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $98.76 | IndirectSee Footnote and Remarks Below | 0 |
Reported balance
After 2020-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-31 · Other · Disposed 2,212,316 · Balance 0 F2: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019. F4: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020. F3: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock reported herein were held directly by RMCP PIV DPC, L.P. ("DPC PIV") and Red Mountain Capital Partners, LLC ("RMCP"). DPC PIV and RMCP relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of Yuma Energy, Inc. (the "Company") on December 31, 2020.
F2: Conversion price as of November 14, 2019, as reported by the Company in its Quarterly Report on Form 10-Q that was filed with the SEC on November 14, 2019.
F3: The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date.
F4: The shares of Series D Preferred Stock reported herein were held directly by RMCP PIV DPC II, L.P. ("DPC PIV II"). DPC PIV II relinquished, and irrevocably waived all rights to, all of the shares reported herein to and in favor of the Company on December 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 5, 2020 22:57 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 28,934 | $1.08 Strike: $1.08 | $31,248.72 |
DisclosureSEC source: 0000813298-20-000022 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,934 Underlying: Common Stock · 28,934 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 20:09 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 41,700 | $1.25 | $52,166.70 |
DisclosureSEC source: 0000813298-20-000012 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,426,577 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.24 to $1.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 17, 2020. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 904,223 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 21:01 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 150,000 | $1.19 | $179,070.00 |
DisclosureSEC source: 0000813298-20-000010 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,384,877 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 15th and 16th, 2020. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 862,523 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:01 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 175,000 | $1.13 | $198,467.50 |
DisclosureSEC source: 0000813298-20-000010 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,234,877 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market on January 15th and 16th, 2020. 7,522,354 of these shares are held directly by Red Mountain Partners, L.P. ("RMP") and the remaining 862,523 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP LLC ("RMCP GP"), (iii) RMCP LLC, (iv) Red Mountain Capital Management, Inc. ("RMCM"), and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:52 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 20,291 | $1.54 Strike: $1.54 | $31,248.14 |
DisclosureSEC source: 0000813298-19-000110 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,291 Underlying: Common Stock · 20,291 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:38 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 18,490 | $1.69 Strike: $1.69 | $31,248.10 |
DisclosureSEC source: 0000813298-19-000070 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,490 Underlying: Common Stock · 18,490 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| May 23, 2019 Filed May 28, 2019 14:37 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantRestricted Stock Units · Derivative | 3,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-032926 · doc4.xml · derivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,720 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_price: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $31.72, the closing price of HSII common stock on May 23, 2019. F2 · price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $31.72, the closing price of HSII common stock on May 23, 2019. F3 · derivative.exercise_date: The RSU's are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors. F3 · derivative.expiration_date: The RSU's are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors. F1 · derivative.underlying_shares: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:07 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 15,243 | $2.05 Strike: $2.05 | $31,248.15 |
DisclosureSEC source: 0000813298-19-000043 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,243 Underlying: Common Stock · 15,243 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 20:37 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 12,254 | $2.55 Strike: $2.55 | $31,247.70 |
DisclosureSEC source: 0000813298-19-000009 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,254 Underlying: Common Stock · 12,254 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 19:37 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 345 | $2.17 Strike: $2.17 | $748.65 |
DisclosureSEC source: 0000813298-19-000001 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345 Underlying: Common Stock · 345 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 19:12 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,946 | $2.80 Strike: $2.80 | $8,248.80 |
DisclosureSEC source: 0000813298-18-000117 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,946 Underlying: Common Stock · 2,946 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:56 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 7,817 | $3.43 Strike: $3.43 | $26,812.31 |
DisclosureSEC source: 0000813298-18-000110 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,817 Underlying: Common Stock · 7,817 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 14:15 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 980 | $3.06 Strike: $3.06 | $2,998.80 |
DisclosureSEC source: 0000813298-18-000104 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980 Underlying: Common Stock · 980 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 13:09 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,200 | $2.50 Strike: $2.50 | $3,000.00 |
DisclosureSEC source: 0000813298-18-000091 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,200 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:42 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,181 | $2.75 Strike: $2.75 | $5,997.75 |
DisclosureSEC source: 0000813298-18-000087 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,181 Underlying: Common Stock · 2,181 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:28 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 13,406 | $2.00 Strike: $2.00 | $26,812.00 |
DisclosureSEC source: 0000813298-18-000076 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,406 Underlying: Common Stock · 13,406 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:54 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 21,500 | $1.95 | $41,839.00 |
DisclosureSEC source: 0000813298-18-000063 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,059,877 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.875 to $2.00, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 537,523 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:23 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 10,000 | $1.84 | $18,440.00 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,038,377 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.775 to $1.90, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 516,023 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:23 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 9,900 | $1.77 | $17,513.10 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,028,377 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.75 to $1.775, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 506,023 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:23 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 52,108 | $1.77 | $92,231.16 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,018,477 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.725 to $1.85, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 496,123 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:21 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 4,090 | $1.65 Strike: $1.65 | $6,748.50 |
DisclosureSEC source: 0000813298-18-000059 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 Underlying: Common Stock · 4,090 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| May 24, 2018 Filed May 29, 2018 13:53 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantRestricted Stock Units · Derivative | 2,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-033724 · doc4.xml · derivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,095 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_price: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $38.85, the closing price of HSII common stock on May 24, 2018. F2 · price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $38.85, the closing price of HSII common stock on May 24, 2018. F3 · derivative.exercise_date: The RSU's are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors. F3 · derivative.expiration_date: The RSU's are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors. F1 · derivative.underlying_shares: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2018 Filed May 9, 2018 18:54 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 17,297 | $1.55 Strike: $1.55 | $26,810.35 |
DisclosureSEC source: 0000813298-18-000049 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,297 Underlying: Common Stock · 17,297 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| April 30, 2018 Filed May 2, 2018 19:40 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 882 | $1.70 Strike: $1.70 | $1,499.40 |
DisclosureSEC source: 0000813298-18-000043 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882 Underlying: Common Stock · 882 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 17:18 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 50,000 | $1.72 | $85,900.00 |
DisclosureSEC source: 0001209191-18-024485 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,966,369 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.675 to $1.75, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 444,015 shares are held directly by RMCP LLC. Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 22:16 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 30,600 | $1.74 | $53,274.60 |
DisclosureSEC source: 0001209191-18-024129 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,916,369 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.725 to $1.75, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 394,015 shares are held directly by RMCP LLC. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 22:16 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 28,300 | $1.73 | $49,072.20 |
DisclosureSEC source: 0001209191-18-024129 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,885,769 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.675 to $1.80, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 363,415 shares are held directly by RMCP LLC. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 22:16 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | PurchaseCommon Stock, $0.01 par value | 10,000 | $1.69 | $16,870.00 |
DisclosureSEC source: 0001209191-18-024129 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,857,469 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.65 to $1.70, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 335,115 shares are held directly by RMCP LLC. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 17:36 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 857 | $1.75 Strike: $1.75 | $1,499.75 |
DisclosureSEC source: 0000813298-18-000022 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857 Underlying: Common Stock · 857 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:00 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,530 | $2.45 Strike: $2.45 | $3,748.50 |
DisclosureSEC source: 0000813298-18-000015 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530 Underlying: Common Stock · 1,530 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:03 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 10,943 | $2.45 Strike: $2.45 | $26,810.35 |
DisclosureSEC source: 0000813298-18-000009 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,943 Underlying: Common Stock · 10,943 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:49 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 697 | $2.15 Strike: $2.15 | $1,498.55 |
DisclosureSEC source: 0000813298-18-000002 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697 Underlying: Common Stock · 697 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 20:29 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,250 | $2.00 Strike: $2.00 | $4,500.00 |
DisclosureSEC source: 0000813298-17-000103 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 19:39 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 14,111 | $1.90 Strike: $1.90 | $26,810.90 |
DisclosureSEC source: 0000813298-17-000095 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,111 Underlying: Common Stock · 14,111 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:14 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 394 | $1.90 Strike: $1.90 | $748.60 |
DisclosureSEC source: 0000813298-17-000090 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Underlying: Common Stock · 394 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 00:36 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 995 | $41.20 | $40,994.00 |
DisclosureSEC source: 0001084961-17-000113 · wf-form4_150465820008537.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,371 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:06 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,973 | $1.90 Strike: $1.90 | $3,748.70 |
DisclosureSEC source: 0000813298-17-000085 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Underlying: Common Stock · 1,973 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 19:45 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 14,133 | $1.95 Strike: $1.95 | $27,559.35 |
DisclosureSEC source: 0000813298-17-000074 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,133 Underlying: Common Stock · 14,133 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for: (i) participation in meetings of the Board of Directors and/or its committees; and (ii) quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:36 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 2,962 | $40.50 | $119,961.00 |
DisclosureSEC source: 0001084961-17-000083 · wf-form4_149850935294489.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,376 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| June 06, 2017 Filed Jun 6, 2017 18:38 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 4,377,330 | $22.42 | $98,139,738.60 |
DisclosureSEC source: 0001209191-17-038220 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 and Remarks below Disclosed balance after: 2,326,108 F1 · shares: In connection with a secondary offering of shares of common stock of Air Transport Services Group, Inc. (the "Common Stock") by Red Mountain Partners, L.P. ("RMP") pursuant to an underwriting agreement and prospectus supplement and accompanying prospectus, each dated May 31, 2017 (the "Secondary Offering"), RMP, as selling shareholder, sold 4,377,330 shares of Common Stock to Merrill Lynch, Pierce, Fenner & Smith Incorporated, as underwriter, at a price of $22.42 per share. The Secondary Offering closed on June 6, 2017. F2 · balance_after: Each of the reporting persons hereunder ceased to be a beneficial owner of more than 10% of the Common Stock as of June 6, 2017, following the closing of the Secondary Offering. F3 · ownership.nature: These shares are held by RMP. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:14 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 1,142 | $37.65 | $42,996.30 |
DisclosureSEC source: 0001084961-17-000062 · wf-form4_149669722372318.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,414 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:20 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 2,500 | $2.40 Strike: $2.40 | $6,000.00 |
DisclosureSEC source: 0000813298-17-000066 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| May 25, 2017 Filed May 30, 2017 15:04 UTC | HEIDRICK & STRUGGLES INTERNATIONAL INC HSII · Entity 71926 | GrantRestricted Stock Units · Derivative | 5,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-036084 · doc4.xml · derivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,199 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_price: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $22.30, the closing price of HSII common stock on May 25, 2017. F2 · price: The number of RSU's awarded to the Reporting Person was determined by dividing the total dollar value of director compensation granted to the Reporting Person by $22.30, the closing price of HSII common stock on May 25, 2017. F3 · derivative.exercise_date: The RSU's are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors. F3 · derivative.expiration_date: The RSU's are fully vested and payable upon the Reporting Person's termination of service to the Company's Board of Directors. F1 · derivative.underlying_shares: Granted under the Company's Global Share Plan. Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 01, 2017 Filed May 3, 2017 13:48 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 10,725 | $2.50 Strike: $2.50 | $26,812.50 |
DisclosureSEC source: 0000813298-17-000062 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,725 Underlying: Common Stock · 10,725 shares Expires not disclosed F2 · security: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 19:52 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,339 | $2.80 Strike: $2.80 | $3,749.20 |
DisclosureSEC source: 0000813298-17-000034 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339 Underlying: Common Stock · 1,339 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan (as amended). F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan (as amended). Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 18:56 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 68,252 | $16.00 | $1,092,032.00 |
DisclosureSEC source: 0001209191-17-020626 · doc4.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4 and Remarks below Disclosed balance after: 6,703,438 F4 · price: These shares of Common Stock were sold by RMP on the open market. The price reported in Column 4 is a weighted average per share sale price. These shares were sold in multiple transactions at prices ranging from $15.85 to $16.15, inclusive. Each of RMP, RMCP GP, RMCP LLC, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · ownership.nature: These shares are held by RMP. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 18:56 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 211,557 | $16.55 | $3,501,268.35 |
DisclosureSEC source: 0001209191-17-020626 · doc4.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 and Remarks below Disclosed balance after: 6,771,690 F3 · price: These shares of Common Stock were sold by RMP on the open market. The price reported in Column 4 is a weighted average per share sale price. These shares were sold in multiple transactions at prices ranging from $16.45 to $16.98, inclusive. Each of RMP, RMCP GP, RMCP LLC, RMCM, and Mr. Mesdag undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · ownership.nature: These shares are held by RMP. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 18:56 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 343,624 | $17.17 | $5,900,024.08 |
DisclosureSEC source: 0001209191-17-020626 · doc4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Please refer to Remarks below RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 and Remarks below Disclosed balance after: 6,983,247 F1 · price: These shares of Common Stock were sold by Red Mountain Partners, L.P. ("RMP") on the open market. The price reported in Column 4 is a weighted average per share sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.62, inclusive. Each of RMP, RMCP GP LLC ("RMCP GP"), Red Mountain Capital Partners LLC ("RMCP LLC"), Red Mountain Capital Management, Inc. ("RMCM"), and Willem Mesdag undertakes to provide to Air Transport Services Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold. F2 · ownership.nature: These shares are held by RMP. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:49 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 1,274 | $32.17 | $40,984.58 |
DisclosureSEC source: 0001084961-17-000028 · wf-form4_148850933503010.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · Please refer to Remarks below. RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · Please refer to Remarks below. RMCP GP LLC · CIK 0001374606 · Please refer to Remarks below. RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · Please refer to Remarks below. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,272 F1 · shares: Grant to Willem Mesdag, for service on the Issuer's board of directors, of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2013 Incentive Compensation Plan. Deferred stock units will be converted into shares of Issuer common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the date Mr. Mesdag is no longer a member of the Issuer's Board of Directors. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:46 UTC | DESTINATION XL GROUP, INC. DXLG · Entity 7402 | GrantDeferred Stock · Derivative | 1,000 | $3.00 Strike: $3.00 | $3,000.00 |
DisclosureSEC source: 0000813298-17-000017 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Second Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.