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Hawkins Nicholas B.

Disclosed activity across 1 company

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23335
SEC CIK
0001549550

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arteris, Inc.AIP · Entity 2399VP and Chief Financial OfficerAugust 12, 2026August 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arteris, Inc.

Report date August 12, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,666 Ending reported balance After 2026-08-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-08-12 · Sale · Disposed 200 · Balance 102,972

Row 2 · 2026-08-13 · Exercise / conversion · Acquired 3,125 · Balance 106,097

Row 3 · 2026-08-13 · Sale · Disposed 10,431 · Balance 95,666

F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.28 · Expires 2035-02-20Direct31,250 Reported balance After 2026-08-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-13 · Exercise / conversion · Disposed 3,125 · Balance 31,250

F2: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2025 Filed Apr 5, 2025 00:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 891 $7.12 $6,342.67
Disclosure

SEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,545

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,488 $7.12 $10,592.48
Disclosure

SEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,436

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,509 $7.12 $10,741.97
Disclosure

SEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,924

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 22:09 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 690 $8.17 $5,637.30
Disclosure

SEC source: 0001562180-25-002227 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,433

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 5,500 $8.58 $47,213.65
Disclosure

SEC source: 0001562180-25-002074 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,123

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.25 to $9.15 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 468 $8.38 $3,923.38
Disclosure

SEC source: 0001562180-25-002074 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,623

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC Arteris, Inc. AIP · Entity 2399 GrantStock Options (Right to buy) · Derivative 50,000 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001562180-25-001640 · primarydocument.xml · derivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-02-20

F2 · derivative.exercise_date: 50,000 of the shares subject to the stock option vest and become exercisable in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC Arteris, Inc. AIP · Entity 2399 GrantCommon Stock 37,783 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001640 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,091

F1 · shares: Includes 37,783 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 22:30 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 11,000 $10.33 $113,621.20
Disclosure

SEC source: 0001562180-25-000965 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,308

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.44 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:38 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 4,560 $12.34 $56,267.66
Disclosure

SEC source: 0001562180-25-000282 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,308

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.19 to $12.56 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 11,000 $11.07 $121,721.60
Disclosure

SEC source: 0001562180-25-000193 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,868

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $11.89 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,705 $11.41 $19,459.68
Disclosure

SEC source: 0001562180-25-000193 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,868

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:16 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,682 $11.41 $19,197.17
Disclosure

SEC source: 0001562180-25-000193 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,573

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 00:14 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 722 $9.30 $6,714.60
Disclosure

SEC source: 0001562180-24-008272 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,255

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Read SEC document
December 04, 2024 Filed Dec 4, 2024 22:46 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 5,000 $8.76 $43,797.00
Disclosure

SEC source: 0001562180-24-008157 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,977

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.80 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Including 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:46 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 437 $8.58 $3,748.72
Disclosure

SEC source: 0001562180-24-008157 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,977

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F3 · balance_after: Including 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:46 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 5,000 $8.56 $42,791.50
Disclosure

SEC source: 0001562180-24-008157 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,414

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.48 to $8.63 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Including 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:17 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 19,299 $8.14 $157,049.47
Disclosure

SEC source: 0001562180-24-007613 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,414

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $8.50 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:17 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 4,958 $7.13 $35,351.04
Disclosure

SEC source: 0001562180-24-007268 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,713

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:11 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,504 $7.18 $10,798.87
Disclosure

SEC source: 0001562180-24-007238 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,671

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:11 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,484 $7.18 $10,655.27
Disclosure

SEC source: 0001562180-24-007238 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,175

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:11 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 5,000 $7.35 $36,733.50
Disclosure

SEC source: 0001562180-24-007238 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,659

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20,2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.62 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 11,154 $7.86 $87,615.79
Disclosure

SEC source: 0001562180-24-006695 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,659

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20,2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.68 to $8.36 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 474 $7.87 $3,731.23
Disclosure

SEC source: 0001562180-24-006695 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,813

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 22:28 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,462 $7.23 $17,789.92
Disclosure

SEC source: 0001562180-24-005628 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,287

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.36 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:28 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,484 $6.98 $10,357.58
Disclosure

SEC source: 0001562180-24-005628 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,749

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:28 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,504 $6.98 $10,497.17
Disclosure

SEC source: 0001562180-24-005628 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,233

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 722 $7.72 $5,573.84
Disclosure

SEC source: 0001562180-24-004785 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,737

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 110,360 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 437 $7.81 $3,414.06
Disclosure

SEC source: 0001562180-24-004785 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,459

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
May 13, 2024 Filed May 14, 2024 20:21 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $8.01 $80,067.00
Disclosure

SEC source: 0001562180-24-004033 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.44 to $8.13 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 111,519 restricted stock units.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 20:37 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $7.22 $72,161.00
Disclosure

SEC source: 0001562180-24-003409 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 252,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.39 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 111,519 restricted stock units.

Read SEC document
April 04, 2024 Filed Apr 4, 2024 21:42 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,242 $7.28 $16,323.78
Disclosure

SEC source: 0001562180-24-003306 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 262,896

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.01 to $7.63 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 111,519 restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:42 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,727 $7.03 $12,135.11
Disclosure

SEC source: 0001562180-24-003306 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,138

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:42 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,704 $7.03 $11,973.50
Disclosure

SEC source: 0001562180-24-003306 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 266,865

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 22:55 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $6.98 $69,782.00
Disclosure

SEC source: 0001562180-24-002620 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,569

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.09 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 119,465 restricted stock units.

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March 05, 2024 Filed Mar 6, 2024 22:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 657 $7.17 $4,710.69
Disclosure

SEC source: 0001562180-24-002378 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,569

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 119,465 restricted stock units.

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March 04, 2024 Filed Mar 6, 2024 22:34 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 501 $7.17 $3,590.27
Disclosure

SEC source: 0001562180-24-002378 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,226

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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February 12, 2024 Filed Feb 13, 2024 21:22 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $6.96 $69,578.00
Disclosure

SEC source: 0001562180-24-001283 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,727

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.12 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 120,623 restricted stock units.

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February 01, 2024 Filed Feb 5, 2024 21:19 UTC Arteris, Inc. AIP · Entity 2399 GrantCommon Stock 64,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001037 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,727

F1 · shares: Includes 64,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2024 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 120,623 restricted stock units.

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January 22, 2024 Filed Jan 23, 2024 21:06 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 15,483 $5.28 $81,720.82
Disclosure

SEC source: 0001562180-24-000565 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,727

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 56,623 restricted stock units.

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January 19, 2024 Filed Jan 23, 2024 21:06 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,440 $5.25 $12,810.24
Disclosure

SEC source: 0001562180-24-000565 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,210

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 12, 2024 Filed Jan 17, 2024 21:05 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,077 $5.25 $10,906.33
Disclosure

SEC source: 0001562180-24-000485 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 243,650

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 56,623 restricted stock units.

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January 04, 2024 Filed Jan 8, 2024 21:07 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 2,204 $5.58 $12,288.84
Disclosure

SEC source: 0001562180-24-000330 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,727

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.68 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 56,623 restricted stock units.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,743 $5.69 $9,923.25
Disclosure

SEC source: 0001562180-24-000250 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,931

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · balance_after: Includes 56,623 restricted stock units.

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December 11, 2023 Filed Dec 12, 2023 21:17 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 20,000 $5.63 $112,568.00
Disclosure

SEC source: 0001562180-23-008313 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,674

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.78 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 60,570 restricted stock units.

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December 05, 2023 Filed Dec 6, 2023 22:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 734 $5.32 $3,904.88
Disclosure

SEC source: 0001562180-23-008168 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,674

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 60,570 restricted stock units.

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December 04, 2023 Filed Dec 6, 2023 22:15 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 424 $5.33 $2,258.61
Disclosure

SEC source: 0001562180-23-008168 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,408

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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November 22, 2023 Filed Nov 24, 2023 21:06 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 12,176 $5.03 $61,278.16
Disclosure

SEC source: 0001562180-23-007908 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,832

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.11 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 61,728 restricted stock units.

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November 21, 2023 Filed Nov 24, 2023 21:06 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 7,824 $5.00 $39,129.39
Disclosure

SEC source: 0001562180-23-007908 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,008

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 11, 2023 Filed Oct 13, 2023 22:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 20,000 $6.12 $122,332.00
Disclosure

SEC source: 0001562180-23-007297 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,832

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 61,728 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.