Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arteris, Inc.AIP · Entity 2399 | VP and Chief Financial Officer | August 12, 2026 | August 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arteris, Inc.
Report date August 12, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,666 |
Ending reported balance
After 2026-08-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-12 · Sale · Disposed 200 · Balance 102,972 Row 2 · 2026-08-13 · Exercise / conversion · Acquired 3,125 · Balance 106,097 Row 3 · 2026-08-13 · Sale · Disposed 10,431 · Balance 95,666 F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.28 · Expires 2035-02-20 | Direct | 31,250 |
Reported balance
After 2026-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-13 · Exercise / conversion · Disposed 3,125 · Balance 31,250 F2: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2023 Filed Oct 5, 2023 21:16 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 2,581 | $6.21 | $16,039.11 |
DisclosureSEC source: 0001562180-23-007221 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 310,832 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.04 to $6.34 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 61,728 restricted stock units. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 20:28 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 1,365 | $6.51 | $8,886.15 |
DisclosureSEC source: 0001562180-23-007135 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,413 F1 · kind: The reported transaction involved the withholding of 1,365 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 61,728 restricted stock units. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 20:08 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 20,000 | $7.08 | $141,600.00 |
DisclosureSEC source: 0001562180-23-006824 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 314,778 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.82 to $7.20 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 65,674 restricted stock units. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 00:31 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 758 | $7.03 | $5,328.74 |
DisclosureSEC source: 0001562180-23-006761 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 334,778 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023 F2 · balance_after: Includes 65,674 restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 7, 2023 00:31 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 401 | $7.18 | $2,879.18 |
DisclosureSEC source: 0001562180-23-006761 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 335,536 F1 · kind: The reported transaction involved the withholding of 401 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 65,674 restricted stock units. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 20:54 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,919 | $6.96 | $41,172.56 |
DisclosureSEC source: 0001562180-23-006352 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 335,937 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.86 to $7.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 66,833 restricted stock units. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:23 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 1,365 | $6.82 | $9,309.30 |
DisclosureSEC source: 0001562180-23-005770 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,856 F1 · shares: The reported transaction involved the withholding of 1,365 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 66,833 restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:12 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 401 | $6.65 | $2,666.65 |
DisclosureSEC source: 0001562180-23-004826 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,221 F1 · shares: The reported transaction involved the withholding of 401 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 70,779 restricted stock units. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:00 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 1,365 | $4.23 | $5,773.95 |
DisclosureSEC source: 0001562180-23-003379 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,622 F1 · shares: The reported transaction involved the withholding of 1,365 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 71,937 restricted stock units. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:33 UTC | Arteris, Inc. AIP · Entity 2399 | GrantCommon Stock | 63,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002665 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,987 F1 · shares: Includes 63,140 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2023 and in equal quarterly installments thereafter. The RSUs have no expiration date. F2 · balance_after: Includes 75,883 restricted stock units. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:06 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 768 | $5.22 | $4,008.96 |
DisclosureSEC source: 0001562180-23-002549 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,847 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 12,743 restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:16 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 391 | $5.46 | $2,134.86 |
DisclosureSEC source: 0001562180-23-002368 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,615 F1 · shares: The reported transaction involved the withholding of 391 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 12,743 restricted stock units. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:06 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 9,257 | $4.29 | $39,712.53 |
DisclosureSEC source: 0001562180-22-008432 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,006 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.37 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 13,902 restricted stock units. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 22:24 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionStock Options (Right to buy) · Derivative | 50,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-22-008189 · primarydocument.xml · derivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,396 Underlying: Common Stock · 50,000 shares Expires 2029-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable with respect to 25% on November 11, 2020 and in 36 substantially equal monthly installments thereafter. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 22:24 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 50,000 | $0.56 | $28,000.00 |
DisclosureSEC source: 0001562180-22-008189 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:42 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 401 | $4.84 | $1,940.84 |
DisclosureSEC source: 0001567619-22-021296 · doc1.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,263 F1 · shares: The reported transaction involved the withholding of 401 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 13,902 restricted stock units. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 01:07 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 758 | $7.00 | $5,303.35 |
DisclosureSEC source: 0001567619-22-017199 · doc1.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,664 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 15,060 restricted stock units. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:28 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017094 · doc1.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,422 F1 · shares: The reported transaction involved the withholding of 401 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · ownership.direct: Includes 15,060 restricted stock units. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 21:26 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,517 | $9.28 | $14,072.60 |
DisclosureSEC source: 0001567619-22-012464 · doc1.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,857 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2022 Filed Sep 7, 2022 00:27 UTC Amendment | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,517 | $9.28 | $14,072.60 |
DisclosureSEC source: 0001567619-22-017093 · doc1.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,823 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:50 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 799 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-009534 · form4.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,340 F1 · balance_after: Includes 17,736 restricted stock units. Read SEC document |
| November 11, 2021 Filed Nov 19, 2021 23:55 UTC | Arteris, Inc. AIP · Entity 2399 | GrantCommon Stock | 18,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020899 · doc1.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,182 F1 · shares: Includes 18,578 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date. F2 · balance_after: Includes 18,578 restricted stock units. Read SEC document |
| November 11, 2021 Filed Jan 14, 2022 22:51 UTC Amendment | Arteris, Inc. AIP · Entity 2399 | GrantCommon Stock | 18,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001214 · doc1.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,139 F1 · shares: The original form 4 inadvertently overstated the number of restricted stock units ("RSUs") awarded. This amendment is being filed to correctly report the number of RSUs earned and the total number of shares beneficially owned following the reported transaction. Reflects 18,535 RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date. F2 · balance_after: Includes 18,535 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.