Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arteris, Inc.AIP · Entity 2399 | VP and Chief Financial Officer | August 12, 2026 | August 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arteris, Inc.
Report date August 12, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,666 |
Ending reported balance
After 2026-08-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-12 · Sale · Disposed 200 · Balance 102,972 Row 2 · 2026-08-13 · Exercise / conversion · Acquired 3,125 · Balance 106,097 Row 3 · 2026-08-13 · Sale · Disposed 10,431 · Balance 95,666 F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.28 · Expires 2035-02-20 | Direct | 31,250 |
Reported balance
After 2026-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-13 · Exercise / conversion · Disposed 3,125 · Balance 31,250 F2: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 14, 2026 20:27 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $9.28 | $0.00 |
DisclosureSEC source: 0001549550-26-000008 · primarydocument.xml · derivative · entry 4 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 3,125 shares Expires 2035-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025. Read SEC document |
| August 13, 2026 Filed Aug 14, 2026 20:27 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,431 | $28.26 | $294,828.04 |
DisclosureSEC source: 0001549550-26-000008 · primarydocument.xml · nonDerivative · entry 3 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,666 F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 13, 2026 Filed Aug 14, 2026 20:27 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 3,125 | $9.28 | $29,000.00 |
DisclosureSEC source: 0001549550-26-000008 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 20:27 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 200 | $29.00 | $5,800.00 |
DisclosureSEC source: 0001549550-26-000008 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,972 Read SEC document |
| July 02, 2026 Filed Jul 6, 2026 21:24 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,491 | $38.78 | $57,817.85 |
DisclosureSEC source: 0001549550-26-000007 · primarydocument.xml · nonDerivative · entry 4 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,172 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| July 02, 2026 Filed Jul 6, 2026 21:24 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,109 | $38.78 | $43,004.69 |
DisclosureSEC source: 0001549550-26-000007 · primarydocument.xml · nonDerivative · entry 3 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,663 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| July 02, 2026 Filed Jul 6, 2026 21:24 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,265 | $38.78 | $49,054.04 |
DisclosureSEC source: 0001549550-26-000007 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,772 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| July 02, 2026 Filed Jul 6, 2026 21:24 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,512 | $38.78 | $58,632.18 |
DisclosureSEC source: 0001549550-26-000007 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,037 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| May 26, 2026 Filed May 28, 2026 20:22 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 3,000 | $37.75 | $113,254.20 |
DisclosureSEC source: 0001549550-26-000006 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,549 F1 · balance_after: Includes 949 of shares of common stock acquired on May 21, 2026 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2026 Filed May 16, 2026 00:58 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,625 | $0.00 Strike: $9.28 | $0.00 |
DisclosureSEC source: 0001549550-26-000005 · primarydocument.xml · derivative · entry 7 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,625 shares Expires 2035-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025. Read SEC document |
| May 15, 2026 Filed May 16, 2026 00:58 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 197,396 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001549550-26-000005 · primarydocument.xml · derivative · entry 6 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 197,396 shares Expires 2029-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Incentive stock options, 25% of the total shares vested on November 11, 2020 and the remainder vesting 1/48th monthly thereafter for three years. Read SEC document |
| May 15, 2026 Filed May 16, 2026 00:58 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 3,191 | $34.59 | $110,360.74 |
DisclosureSEC source: 0001549550-26-000005 · primarydocument.xml · nonDerivative · entry 5 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,600 F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.42 to $34.65 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 16, 2026 00:58 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 164,916 | $33.51 | $5,526,120.77 |
DisclosureSEC source: 0001549550-26-000005 · primarydocument.xml · nonDerivative · entry 4 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,791 F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.18 to $33.98 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 16, 2026 00:58 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 52,928 | $32.97 | $1,745,295.51 |
DisclosureSEC source: 0001549550-26-000005 · primarydocument.xml · nonDerivative · entry 3 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,707 F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.18 to $33.175 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2026 Filed May 16, 2026 00:58 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 15,625 | $9.28 | $145,000.00 |
DisclosureSEC source: 0001549550-26-000005 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2026 Filed May 16, 2026 00:58 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 197,396 | $0.56 | $110,541.76 |
DisclosureSEC source: 0001549550-26-000005 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 22:01 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 893 | $17.65 | $15,763.95 |
DisclosureSEC source: 0001549550-26-000004 · primarydocument.xml · nonDerivative · entry 4 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,614 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 22:01 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 974 | $17.65 | $17,193.83 |
DisclosureSEC source: 0001549550-26-000004 · primarydocument.xml · nonDerivative · entry 3 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,507 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 22:01 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,512 | $17.65 | $26,691.03 |
DisclosureSEC source: 0001549550-26-000004 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,481 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| April 02, 2026 Filed Apr 6, 2026 22:01 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,491 | $17.65 | $26,320.32 |
DisclosureSEC source: 0001549550-26-000004 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,993 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| February 18, 2026 Filed Feb 21, 2026 02:21 UTC | Arteris, Inc. AIP · Entity 2399 | GrantCommon Stock | 41,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001549550-26-000003 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,484 F1 · kind: Includes 41,217 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2026 and in equal quarterly installments thereafter. The RSUs have no expiration date. Read SEC document |
| January 07, 2026 Filed Jan 8, 2026 21:30 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,836 | $17.27 | $100,799.39 |
DisclosureSEC source: 0001549550-26-000002 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,267 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 4, 2025. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.95 to $17.44 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 144 of shares of common stock acquired on November 21, 2025 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,712 | $15.45 | $26,445.44 |
DisclosureSEC source: 0001549550-26-000001 · primarydocument.xml · nonDerivative · entry 3 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,959 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,025 | $15.45 | $15,833.28 |
DisclosureSEC source: 0001549550-26-000001 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,671 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,735 | $15.45 | $26,800.72 |
DisclosureSEC source: 0001549550-26-000001 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,696 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. F2 · balance_after: Includes 144 of shares of common stock acquired on November 21, 2025 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:11 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 721 | $17.56 | $12,660.76 |
DisclosureSEC source: 0001549550-25-000007 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,431 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 4, 2025. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 21:25 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 438 | $14.82 | $6,493.17 |
DisclosureSEC source: 0001549550-25-000006 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,152 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| October 07, 2025 Filed Oct 8, 2025 21:21 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 6,421 | $13.21 | $84,804.07 |
DisclosureSEC source: 0001549550-25-000005 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,590 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 4, 2025. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.85 to $14.11 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 02, 2025 Filed Oct 6, 2025 21:37 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,488 | $10.92 | $16,250.15 |
DisclosureSEC source: 0001549550-25-000004 · primarydocument.xml · nonDerivative · entry 3 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,011 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units Read SEC document |
| October 02, 2025 Filed Oct 6, 2025 21:37 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,508 | $10.92 | $16,468.57 |
DisclosureSEC source: 0001549550-25-000004 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,499 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units Read SEC document |
| October 02, 2025 Filed Oct 6, 2025 21:37 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 891 | $10.92 | $9,730.43 |
DisclosureSEC source: 0001549550-25-000004 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,007 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units Read SEC document |
| September 09, 2025 Filed Sep 10, 2025 21:03 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 3,660 | $8.69 | $31,806.50 |
DisclosureSEC source: 0001562180-25-006155 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,898 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 4, 2025. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.83 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 23:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 438 | $8.94 | $3,916.46 |
DisclosureSEC source: 0001562180-25-006088 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,558 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:13 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 11,276 | $13.15 | $148,285.04 |
DisclosureSEC source: 0001562180-25-005674 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,996 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.34 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 21:51 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,638 | $9.03 | $50,926.93 |
DisclosureSEC source: 0001562180-25-005619 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,272 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.27 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2025 Filed Jul 31, 2025 20:30 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,638 | $10.50 | $59,206.33 |
DisclosureSEC source: 0001562180-25-005600 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,910 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.52 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 07, 2025 Filed Jul 7, 2025 21:41 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 4,948 | $9.22 | $45,624.02 |
DisclosureSEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 4 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,548 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.35 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:41 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,509 | $8.99 | $13,569.53 |
DisclosureSEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 3 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,496 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:41 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 891 | $8.99 | $8,012.23 |
DisclosureSEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,005 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:41 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,489 | $8.99 | $13,389.68 |
DisclosureSEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,896 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 00:06 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,638 | $9.08 | $51,196.42 |
DisclosureSEC source: 0001562180-25-005210 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,385 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.72 to $9.37 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 27, 2025 Filed Jul 2, 2025 00:06 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,638 | $10.00 | $56,380.00 |
DisclosureSEC source: 0001562180-25-005210 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 145,023 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. Read SEC document |
| June 26, 2025 Filed Jun 26, 2025 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,638 | $9.75 | $54,970.50 |
DisclosureSEC source: 0001562180-25-005095 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,661 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. Read SEC document |
| June 25, 2025 Filed Jun 26, 2025 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 5,638 | $9.50 | $53,561.00 |
DisclosureSEC source: 0001562180-25-005095 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,299 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 22:09 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 3,770 | $8.07 | $30,405.43 |
DisclosureSEC source: 0001562180-25-004697 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,937 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.01 to $8.13 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 22:14 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 721 | $7.66 | $5,521.06 |
DisclosureSEC source: 0001562180-25-004582 · primarydocument.xml · nonDerivative · entry 2 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 165,707 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.74 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 22:14 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,730 | $8.02 | $13,877.02 |
DisclosureSEC source: 0001562180-25-004582 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 166,428 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.05 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:48 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 438 | $7.70 | $3,374.05 |
DisclosureSEC source: 0001562180-25-004447 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,158 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. F2 · balance_after: Includes 3,000 of shares of common stock acquired on May 21, 2025 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 08, 2025 Filed May 13, 2025 21:52 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 11,000 | $7.54 | $82,945.50 |
DisclosureSEC source: 0001562180-25-003798 · primarydocument.xml · nonDerivative · entry 1 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 165,596 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.62 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 04, 2025 Filed Apr 5, 2025 00:34 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 4,949 | $6.03 | $29,822.67 |
DisclosureSEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 4 Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,596 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.84 to $6.23 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.