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Nasdaq · USD

AIP

Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 6, 2026 20:19 UTC GrantCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0001375414-26-000005 · primarydocument.xml · nonDerivative · entry 1

Kunkel Joachim · CIK 0001375414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,328

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash. This grant of restricted stock was made on Oct 5, 2026, based on the average trading price of Arteris, Inc. common stock for the period from August 24, 2026 through October 5, 2026, which was $22.69.

F2 · shares: The Reporting Person elected to defer the receipt of shares.

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October 05, 2026 Filed Oct 6, 2026 20:17 UTC GrantCommon Stock 605 $0.00 $0.00
Disclosure

SEC source: 0001668897-26-000004 · primarydocument.xml · nonDerivative · entry 1

Munce Claudia F. · CIK 0001668897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,369

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash. This grant of restricted stock was made on Oct 5, 2026, based on the average trading price of Arteris, Inc. common stock for the period from August 24, 2026 through October 5, 2026, which was $22.69.

F2 · shares: The Reporting Person elected to defer the receipt of shares.

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October 05, 2026 Filed Oct 6, 2026 20:16 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 6,003 $24.24 $145,500.11
Disclosure

SEC source: 0001888542-26-000013 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,082

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 05, 2026 Filed Oct 6, 2026 20:16 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 11,452 $24.27 $277,986.99
Disclosure

SEC source: 0001068987-26-000021 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,337

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on December 12, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.49 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 05, 2026 Filed Oct 6, 2026 20:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 12,219 $24.29 $296,775.07
Disclosure

SEC source: 0001888601-26-000011 · primarydocument.xml · nonDerivative · entry 5

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,659

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2026.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.64 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 02, 2026 Filed Oct 6, 2026 20:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 893 $24.64 $22,006.29
Disclosure

SEC source: 0001888601-26-000011 · primarydocument.xml · nonDerivative · entry 4

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,878

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 6, 2026 20:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,889 $24.64 $46,550.82
Disclosure

SEC source: 0001888601-26-000011 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,771

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 6, 2026 20:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,931 $24.64 $47,585.83
Disclosure

SEC source: 0001888601-26-000011 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,660

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

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October 02, 2026 Filed Oct 6, 2026 20:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 887 $24.64 $21,858.43
Disclosure

SEC source: 0001888601-26-000011 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,591

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

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October 02, 2026 Filed Oct 5, 2026 20:32 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,775 $24.64 $68,384.60
Disclosure

SEC source: 0001068987-26-000020 · primarydocument.xml · nonDerivative · entry 5

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,789

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

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October 02, 2026 Filed Oct 5, 2026 20:32 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,966 $24.64 $48,448.33
Disclosure

SEC source: 0001068987-26-000020 · primarydocument.xml · nonDerivative · entry 4

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,564

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 20:32 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,843 $24.64 $45,417.23
Disclosure

SEC source: 0001068987-26-000020 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,530

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 20:32 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,775 $24.64 $68,384.60
Disclosure

SEC source: 0001068987-26-000020 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,373

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,010 $24.64 $24,889.53
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · nonDerivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,085

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,181 $24.64 $29,103.50
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,095

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 765 $24.64 $18,851.97
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,276

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 692 $24.64 $17,053.03
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,041

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:32 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 100,000 $23.82 $2,382,390.00
Disclosure

SEC source: 0001068987-26-000020 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 8,129,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.43 to $24.23 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

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October 01, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · derivative · entry 9

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 2,500 shares

Expires 2035-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.

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October 01, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 4,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Incentive stock option, 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares vested monthly for 3 years, beginning on September 26, 2020.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 6,500 $23.84 $154,933.35
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,733

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.41 to $24.15 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 2,500 $9.28 $23,200.00
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:32 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 4,000 $0.56 $2,240.00
Disclosure

SEC source: 0001888542-26-000012 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:31 UTC SaleCommon Stock 100,000 $23.82 $2,382,390.00
Disclosure

SEC source: 0001888862-26-000017 · primarydocument.xml · nonDerivative · entry 1

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 8,129,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.43 to $24.23 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: K. Charles Janac is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power over the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 21:00 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 100 $21.75 $2,175.00
Disclosure

SEC source: 0001888601-26-000010 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,478

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2026.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 21:00 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 9,119 $20.84 $190,048.17
Disclosure

SEC source: 0001888601-26-000010 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,578

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2026.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.55 to $21.43 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:36 UTC
Sinha SaurabhChief Financial Officer
GrantCommon Stock 142,835 $0.00 $0.00
Disclosure

SEC source: 0001849806-26-000004 · primarydocument.xml · nonDerivative · entry 1

Sinha Saurabh · CIK 0001849806 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,835

F1 · kind: Includes 142,835 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 25% of the total RSUs will vest on September 8, 2027, and the remaining will vest pro rata by day on the first day of each 12 consecutive quarters thereafter and aligned with fiscal quarterly vesting commencing in January 1, 2028. The RSUs have no expiration date.

Read SEC document
September 01, 2026 Filed Sep 1, 2026 22:43 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001888679-26-000003 · primarydocument.xml · nonDerivative · entry 3

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Cantwell Living Trust

Disclosed balance after: 194,698

F2 · ownership.nature: The shares are held by The Cantwell Living Trust, for which the Reporting Person serves as trustee.

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September 01, 2026 Filed Sep 1, 2026 22:43 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001888679-26-000003 · primarydocument.xml · nonDerivative · entry 2

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,571

F1 · kind: The reporting person transferred shares of the Issuer's common stock to The Cantwell Living Trust, for which the reporting person serves as trustee, for no consideration.

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September 01, 2026 Filed Sep 3, 2026 22:37 UTC SaleCommon Stock 100,000 $20.75 $2,074,970.00
Disclosure

SEC source: 0001888862-26-000016 · primarydocument.xml · nonDerivative · entry 1

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 8,229,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.465 to $21.410 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: K. Charles Janac is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power over the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:38 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 100,000 $20.75 $2,074,970.00
Disclosure

SEC source: 0001068987-26-000019 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy

Disclosed balance after: 8,229,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.465 to $21.410 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:37 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001888542-26-000011 · primarydocument.xml · derivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,000

Underlying: Common Stock · 4,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Incentive stock option, 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares vested monthly for 3 years, beginning on September 26, 2020.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:37 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 4,000 $20.77 $83,063.20
Disclosure

SEC source: 0001888542-26-000011 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,733

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.61 to $21.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 22:37 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 4,000 $0.56 $2,240.00
Disclosure

SEC source: 0001888542-26-000011 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

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August 28, 2026 Filed Sep 1, 2026 22:43 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001888679-26-000003 · primarydocument.xml · derivative · entry 5

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-qualified stock options, vesting in 36 equal monthly installments of 1/36th each, beginning on May 23, 2020.

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August 28, 2026 Filed Sep 1, 2026 22:43 UTC Exercise / conversionCommon Stock 5,000 $0.60 $3,000.00
Disclosure

SEC source: 0001888679-26-000003 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2026 Filed Aug 14, 2026 20:27 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001549550-26-000008 · primarydocument.xml · derivative · entry 4

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 3,125 shares

Expires 2035-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.

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August 13, 2026 Filed Aug 14, 2026 20:27 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 10,431 $28.26 $294,828.04
Disclosure

SEC source: 0001549550-26-000008 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,666

F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 13, 2026 Filed Aug 14, 2026 20:27 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Exercise / conversionCommon Stock 3,125 $9.28 $29,000.00
Disclosure

SEC source: 0001549550-26-000008 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 12, 2026 Filed Aug 14, 2026 20:27 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 200 $29.00 $5,800.00
Disclosure

SEC source: 0001549550-26-000008 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,972

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August 04, 2026 Filed Aug 5, 2026 22:04 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,600 $32.41 $84,278.74
Disclosure

SEC source: 0001068987-26-000018 · primarydocument.xml · nonDerivative · entry 5

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy

Disclosed balance after: 8,329,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F7 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.37 to $32.48 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 04, 2026 Filed Aug 5, 2026 22:04 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 23,506 $31.92 $750,351.48
Disclosure

SEC source: 0001068987-26-000018 · primarydocument.xml · nonDerivative · entry 4

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy

Disclosed balance after: 8,331,671

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F6 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.36 to $32.35 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 04, 2026 Filed Aug 5, 2026 22:05 UTC SaleCommon Stock 2,600 $32.41 $84,278.74
Disclosure

SEC source: 0001888862-26-000015 · primarydocument.xml · nonDerivative · entry 5

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 8,329,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F8 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.37 to $32.48 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 04, 2026 Filed Aug 5, 2026 22:05 UTC SaleCommon Stock 23,506 $31.92 $750,351.48
Disclosure

SEC source: 0001888862-26-000015 · primarydocument.xml · nonDerivative · entry 4

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 8,331,671

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F7 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.36 to $32.35 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2026 Filed Aug 5, 2026 22:04 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 25,158 $30.31 $762,619.49
Disclosure

SEC source: 0001068987-26-000018 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy

Disclosed balance after: 8,355,177

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.19 to $30.61 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2026 Filed Aug 5, 2026 22:04 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 42,415 $29.99 $1,272,051.30
Disclosure

SEC source: 0001068987-26-000018 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy

Disclosed balance after: 8,380,335

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.19 to $30.18 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2026 Filed Aug 5, 2026 22:04 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 6,321 $28.79 $181,959.47
Disclosure

SEC source: 0001068987-26-000018 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy

Disclosed balance after: 8,422,750

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.17 to $29.15 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

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August 03, 2026 Filed Aug 5, 2026 22:05 UTC SaleCommon Stock 25,158 $30.31 $762,619.49
Disclosure

SEC source: 0001888862-26-000015 · primarydocument.xml · nonDerivative · entry 3

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 8,355,177

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F6 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.19 to $30.61 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2026 Filed Aug 5, 2026 22:05 UTC SaleCommon Stock 42,415 $29.99 $1,272,051.30
Disclosure

SEC source: 0001888862-26-000015 · primarydocument.xml · nonDerivative · entry 2

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 8,380,335

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.19 to $30.18 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2026 Filed Aug 5, 2026 22:05 UTC SaleCommon Stock 6,321 $28.79 $181,959.47
Disclosure

SEC source: 0001888862-26-000015 · primarydocument.xml · nonDerivative · entry 1

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 8,422,750

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on December 12, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.17 to $29.15 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: K. Charles Janac is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power over the shares beneficially owned by Bayview Legacy, LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.