Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 06, 2024 | August 17, 2026 |
| HARTFORD INSURANCE GROUP, INC.HIG · Entity 3092 | Director · Chairman and CEO | August 07, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 06, 2024 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,288.752 |
Reported balance
After 2026-08-13 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 162.168 · Balance 26,288.752 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 26,298.752 |
Reported balance
After 2024-02-06 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-02-06 · Purchase · Acquired 10 · Balance 26,298.752 F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. |
| Common StockSEC Table I · non-derivative | Direct | 26,318.752 |
Reported balance
After 2025-06-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-06-02 · Purchase · Acquired 20 · Balance 26,318.752 F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.
F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.
HARTFORD INSURANCE GROUP, INC.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,569.485 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Gift · Disposed 35,088 · Balance 41,569.485 F1: This transaction involved a gift to a charitable donor-advised fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,003 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,003 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 184,903 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 184,903 F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee. |
| Common StockSEC Table I · non-derivative | IndirectSwift Family Gift Trust | 95,386 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,386 |
| Common StockSEC Table I · non-derivative | IndirectSwift Family Legacy Trust | 60,865 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,865 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $49.01 · Expires 2029-02-26 | Direct | 352,263 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 352,263 F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $51.87 · Expires 2031-02-23 | Direct | 310,820 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 310,820 F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $53.81 · Expires 2028-02-27 | Direct | 284,819 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 284,819 F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $55.27 · Expires 2030-02-25 | Direct | 327,679 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 327,679 F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $69.41 · Expires 2032-02-23 | Direct | 301,932 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 301,932 F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $78.28 · Expires 2033-02-28 | Direct | 248,933 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 248,933 F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $95.74 · Expires 2034-02-27 | Direct | 116,414 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 116,414 F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $116.41 · Expires 2035-02-25 | Direct | 99,403 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 99,403 F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $140.54 · Expires 2036-02-24 | Direct | 102,382 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 102,382 F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction involved a gift to a charitable donor-advised fund.
F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee.
F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.
F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date.
F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date.
F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.
F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date.
F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2022 Filed Jun 16, 2022 20:54 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 15,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008168 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,120 Read SEC document |
| May 17, 2022 Filed May 18, 2022 20:54 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 71.769 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000090 · wf-form4_165290722325632.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324.048 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 47,130 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-006617 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,258 Underlying: Common Stock · 47,130 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 27,214 | $73.18 | $1,991,384.45 |
DisclosureSEC source: 0001225208-22-006617 · doc4.xml · nonDerivative · entry 3 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,129.3 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $73.03 - $73.42 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 19,916 | $72.50 | $1,443,870.17 |
DisclosureSEC source: 0001225208-22-006617 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,343.3 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $72.00 - $72.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 47,130 | $24.15 | $1,138,189.50 |
DisclosureSEC source: 0001225208-22-006617 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,259.3 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2022 Filed May 2, 2022 20:59 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000076 · wf-form4_165152515911581.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,252.279 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:42 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 301,932 | $0.00 Strike: $69.41 | $0.00 |
DisclosureSEC source: 0001225208-22-003440 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,932 Underlying: Common Stock · 301,932 shares Expires 2032-02-23 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 21:38 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 61,228 | $69.66 | $4,265,142.48 |
DisclosureSEC source: 0001225208-22-002317 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,129.3 F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules. F3 · price: The closing price of the Company's common stock on February 14, 2022, the day of certification. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:38 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionPerformance Shares · Derivative | 132,140.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002317 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,140.62 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 14, 2022, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2019 through December 31, 2021 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 14, 2022, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2019 through December 31, 2021 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 14, 2022, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2019 through December 31, 2021 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:38 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantPerformance Shares · Derivative | 132,140.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002317 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,140.62 Underlying: Common Stock · 132,140.62 shares Expires not disclosed F1 · derivative.exercise_price: On February 14, 2022, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2019 through December 31, 2021 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 14, 2022, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2019 through December 31, 2021 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 14, 2022, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2019 through December 31, 2021 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:38 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 132,140.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002317 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,357.3 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 14, 2022, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2019 through December 31, 2021 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 27.749 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000016 · wf-form4_164487468344808.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,903.279 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:07 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 30.381 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000160 · wf-form4_163702119904715.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,875.53 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:09 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 4,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013482 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Swift Family Gift Trust Disclosed balance after: 45,861 F1 · kind: This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:09 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 4,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013482 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,576.68 F1 · kind: This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 33.206 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000119 · wf-form4_162914962433539.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,845.149 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| June 22, 2021 Filed Feb 15, 2022 01:13 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 32,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002124 · doc5.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,562.68 F1 · kind: This transaction involved a gift to a charitable institution. F2 · balance_after: Due to an issue with our filing platform, the amount shown in this column represents the reporting person's beneficial ownership following the transaction reported. On December 31, 2021, the reporting person beneficially owned 101,216.680 shares of Common Stock. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:33 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 29.811 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000075 · wf-form4_162102434474986.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,811.943 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 20:28 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000065 · wf-form4_161920971319719.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,782.132 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:22 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 148,448 | $0.00 Strike: $20.63 | $0.00 |
DisclosureSEC source: 0001225208-21-006152 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 148,448 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:22 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 148,448 | $65.91 | $9,784,727.25 |
DisclosureSEC source: 0001225208-21-006152 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,922.68 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on February 26, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $65.05 to $66.54 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:22 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 148,448 | $20.63 | $3,062,482.24 |
DisclosureSEC source: 0001225208-21-006152 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,370.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:03 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 310,820 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001225208-21-003770 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,820 Underlying: Common Stock · 310,820 shares Expires 2031-02-23 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 21:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 22,854 | $50.10 | $1,144,985.40 |
DisclosureSEC source: 0001225208-21-003170 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,922.68 F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules. F3 · price: The closing price of the Company's common stock on February 17, 2021, the day of certification. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:43 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 7.132 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000028 · wf-form4_161368460438964.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772.132 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionPerformance Shares · Derivative | 55,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003170 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantPerformance Shares · Derivative | 55,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003170 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,752 Underlying: Common Stock · 55,752 shares Expires not disclosed F1 · derivative.exercise_price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 55,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003170 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,776.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000003 · wf-form4_161230328151637.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | PurchaseCommon Stock | 6,975 | $35.98 | $250,960.50 |
DisclosureSEC source: 0001225208-20-011830 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,308.68 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on Agugust 24, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 318,042 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-003688 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,042 Underlying: Common Stock · 318,042 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 25, 2020 Filed Mar 3, 2020 22:06 UTC Amendment | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 327,679 | $0.00 Strike: $55.27 | $0.00 |
DisclosureSEC source: 0001225208-20-004177 · doc4a.xml · derivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,679 Underlying: Common Stock · 327,679 shares Expires 2030-02-25 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:08 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 43,619 | $58.09 | $2,533,827.71 |
DisclosureSEC source: 0001225208-20-003550 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,333.68 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2020, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 19, 2020, the day of certification. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionPerformance Shares · Derivative | 99,713.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003112 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,713.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantPerformance Shares · Derivative | 99,713.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003112 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,713.9 Underlying: Common Stock · 99,713.9 shares Expires not disclosed F1 · derivative.exercise_price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:13 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 99,713.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003112 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,952.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 19, 2020, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2017 through December 31, 2019 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:10 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 30,979 | $0.00 Strike: $28.91 | $0.00 |
DisclosureSEC source: 0001225208-19-014658 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,979 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:10 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 30,979 | $62.00 | $1,920,698.00 |
DisclosureSEC source: 0001225208-19-014658 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,438.78 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:10 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 30,979 | $28.91 | $895,602.89 |
DisclosureSEC source: 0001225208-19-014658 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,417.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 24,279 | $0.00 Strike: $28.91 | $0.00 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 15 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,979 Underlying: Common Stock · 24,279 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 24,279 | $60.32 | $1,464,557.84 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 8 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,438.78 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 24,279 | $28.91 | $701,905.89 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,717.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 28,779 | $0.00 Strike: $28.91 | $0.00 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 14 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,258 Underlying: Common Stock · 28,779 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 6,700 | $0.00 Strike: $28.91 | $0.00 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 13 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,037 Underlying: Common Stock · 6,700 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 2,200 | $0.00 Strike: $28.91 | $0.00 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · derivative · entry 12 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,737 Underlying: Common Stock · 2,200 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 28,779 | $59.60 | $1,715,199.62 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,438.78 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $58.97 - $59.96 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 6,700 | $60.01 | $402,033.50 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,217.78 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $60.00 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 2,200 | $60.00 | $131,989.00 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 4 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,917.78 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $59.97 - $60.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 2,200 | $28.91 | $63,602.00 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 3 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,117.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.