Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 06, 2024 | August 17, 2026 |
| HARTFORD INSURANCE GROUP, INC.HIG · Entity 3092 | Director · Chairman and CEO | August 07, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 06, 2024 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,288.752 |
Reported balance
After 2026-08-13 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 162.168 · Balance 26,288.752 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 26,298.752 |
Reported balance
After 2024-02-06 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-02-06 · Purchase · Acquired 10 · Balance 26,298.752 F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. |
| Common StockSEC Table I · non-derivative | Direct | 26,318.752 |
Reported balance
After 2025-06-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-06-02 · Purchase · Acquired 20 · Balance 26,318.752 F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.
F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.
HARTFORD INSURANCE GROUP, INC.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,569.485 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Gift · Disposed 35,088 · Balance 41,569.485 F1: This transaction involved a gift to a charitable donor-advised fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,003 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,003 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 184,903 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 184,903 F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee. |
| Common StockSEC Table I · non-derivative | IndirectSwift Family Gift Trust | 95,386 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,386 |
| Common StockSEC Table I · non-derivative | IndirectSwift Family Legacy Trust | 60,865 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,865 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $49.01 · Expires 2029-02-26 | Direct | 352,263 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 352,263 F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $51.87 · Expires 2031-02-23 | Direct | 310,820 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 310,820 F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $53.81 · Expires 2028-02-27 | Direct | 284,819 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 284,819 F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $55.27 · Expires 2030-02-25 | Direct | 327,679 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 327,679 F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $69.41 · Expires 2032-02-23 | Direct | 301,932 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 301,932 F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $78.28 · Expires 2033-02-28 | Direct | 248,933 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 248,933 F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $95.74 · Expires 2034-02-27 | Direct | 116,414 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 116,414 F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $116.41 · Expires 2035-02-25 | Direct | 99,403 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 99,403 F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $140.54 · Expires 2036-02-24 | Direct | 102,382 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 102,382 F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction involved a gift to a charitable donor-advised fund.
F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee.
F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.
F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date.
F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date.
F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.
F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date.
F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 6,700 | $28.91 | $193,697.00 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,917.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 20:02 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 28,779 | $28.91 | $832,000.89 |
DisclosureSEC source: 0001225208-19-012515 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,217.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2019 Filed Feb 11, 2020 21:55 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 18,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001942 · doc5.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,238.78 F1 · kind: This transaction involved a gift to a charitable institution. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 34,964 | $49.07 | $1,715,683.48 |
DisclosureSEC source: 0001225208-19-003951 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,438.78 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 352,263 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003951 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,263 Underlying: Common Stock · 352,263 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionPerformance Shares · Derivative | 82,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003385 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantPerformance Shares · Derivative | 82,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003385 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,014 Underlying: Common Stock · 82,014 shares Expires not disclosed F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 82,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003385 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,402.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 12:03 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | PurchaseCommon Stock | 11,423 | $43.73 | $499,527.79 |
DisclosureSEC source: 0001225208-19-000808 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,388.78 F1 · kind: The purchase reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on December 10, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 20:06 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 14,862 | $45.14 | $670,870.68 |
DisclosureSEC source: 0001225208-18-015113 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,965.78 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 284,819 | $0.00 Strike: $53.81 | $0.00 |
DisclosureSEC source: 0001225208-18-004971 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,819 Underlying: Common Stock · 284,819 shares Expires 2028-02-27 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:13 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 34,612 | $53.95 | $1,867,317.40 |
DisclosureSEC source: 0001225208-18-004971 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,756.797 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 21, 2018, the day of certification. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionPerformance Shares · Derivative | 80,679.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004024 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,679.04 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantPerformance Shares · Derivative | 80,679.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004024 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,679.04 Underlying: Common Stock · 80,679.04 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 80,679.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004024 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,368.797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:11 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 302,908 | $0.00 Strike: $48.89 | $0.00 |
DisclosureSEC source: 0001225208-17-005304 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,908 Underlying: Common Stock · 302,908 shares Expires 2027-02-28 F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:04 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 5,471 | $48.36 | $264,577.56 |
DisclosureSEC source: 0001225208-17-004715 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,689.757 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 21:04 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionPerformance Shares · Derivative | 15,964.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004088 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,964.52 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 21:04 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantPerformance Shares · Derivative | 15,964.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004088 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,964.52 Underlying: Common Stock · 15,964.52 shares Expires not disclosed F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 21:04 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 15,964.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004088 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,160.757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| December 09, 2016 Filed Feb 14, 2017 21:09 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 5,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003203 · doc5.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,750 F2 · kind: This transaction involved a gift to a charitable institution by the reporting person's spouse. Read SEC document |
| December 09, 2016 Filed Feb 14, 2017 21:09 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 5,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003203 · doc5.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,196.237 F1 · kind: This transaction involved a gift to a charitable institution. Read SEC document |
| September 14, 2016 Filed Sep 23, 2016 20:31 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 24,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039614 · doc4.xml · nonDerivative · entry 3 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Swift Family Gift Trust Disclosed balance after: 24,850 F1 · kind: This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee. Read SEC document |
| September 07, 2016 Filed Sep 23, 2016 20:31 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 24,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039614 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,496.237 F1 · kind: This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee. Read SEC document |
| September 02, 2016 Filed Sep 23, 2016 20:31 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 44,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039614 · doc4.xml · nonDerivative · entry 4 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Swift Family Legacy Trust Disclosed balance after: 44,200 F2 · kind: This transaction involved a gift by the reporting person's spouse to the Swift Family Legacy Trust, where the reporting person is the Trustee. Read SEC document |
| September 02, 2016 Filed Sep 23, 2016 20:31 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 44,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039614 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,050 F2 · kind: This transaction involved a gift by the reporting person's spouse to the Swift Family Legacy Trust, where the reporting person is the Trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.