Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 06, 2024 | August 17, 2026 |
| HARTFORD INSURANCE GROUP, INC.HIG · Entity 3092 | Director · Chairman and CEO | August 07, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 06, 2024 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,288.752 |
Reported balance
After 2026-08-13 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 162.168 · Balance 26,288.752 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 26,298.752 |
Reported balance
After 2024-02-06 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-02-06 · Purchase · Acquired 10 · Balance 26,298.752 F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. |
| Common StockSEC Table I · non-derivative | Direct | 26,318.752 |
Reported balance
After 2025-06-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-06-02 · Purchase · Acquired 20 · Balance 26,318.752 F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.
F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.
HARTFORD INSURANCE GROUP, INC.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,569.485 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Gift · Disposed 35,088 · Balance 41,569.485 F1: This transaction involved a gift to a charitable donor-advised fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,003 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,003 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 184,903 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 184,903 F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee. |
| Common StockSEC Table I · non-derivative | IndirectSwift Family Gift Trust | 95,386 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,386 |
| Common StockSEC Table I · non-derivative | IndirectSwift Family Legacy Trust | 60,865 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,865 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $49.01 · Expires 2029-02-26 | Direct | 352,263 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 352,263 F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $51.87 · Expires 2031-02-23 | Direct | 310,820 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 310,820 F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $53.81 · Expires 2028-02-27 | Direct | 284,819 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 284,819 F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $55.27 · Expires 2030-02-25 | Direct | 327,679 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 327,679 F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $69.41 · Expires 2032-02-23 | Direct | 301,932 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 301,932 F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $78.28 · Expires 2033-02-28 | Direct | 248,933 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 248,933 F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $95.74 · Expires 2034-02-27 | Direct | 116,414 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 116,414 F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $116.41 · Expires 2035-02-25 | Direct | 99,403 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 99,403 F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $140.54 · Expires 2036-02-24 | Direct | 102,382 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 102,382 F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction involved a gift to a charitable donor-advised fund.
F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee.
F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.
F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date.
F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date.
F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.
F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date.
F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2023 Filed Dec 19, 2023 22:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 47,033 | $41.25 | $1,940,111.25 |
DisclosureSEC source: 0001225208-23-011285 · doc4.xml · nonDerivative · entry 3 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 217,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 53,596 | $0.00 Strike: $41.25 | $0.00 |
DisclosureSEC source: 0001225208-23-011285 · doc4.xml · derivative · entry 8 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 248,291 Underlying: Common Stock · 53,596 shares Expires 2025-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 53,596 | $80.23 | $4,300,200.03 |
DisclosureSEC source: 0001225208-23-011285 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,180 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 53,596 | $41.25 | $2,210,835.00 |
DisclosureSEC source: 0001225208-23-011285 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 223,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:10 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 69,248 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0001225208-23-010772 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,248 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:10 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 34,624 | $78.08 | $2,703,583.88 |
DisclosureSEC source: 0001225208-23-010772 · doc4.xml · nonDerivative · entry 3 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,180 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on December 13, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 as in effect at the time of adoption. The exercised options were granted to Mr. Swift in 2014 and scheduled to expire on March 4, 2024. F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.68 - $78.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:10 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 34,624 | $78.09 | $2,703,680.83 |
DisclosureSEC source: 0001225208-23-010772 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,804 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on December 13, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 as in effect at the time of adoption. The exercised options were granted to Mr. Swift in 2014 and scheduled to expire on March 4, 2024. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.71 - $78.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:10 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 69,248 | $35.83 | $2,481,155.84 |
DisclosureSEC source: 0001225208-23-010772 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 23:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 196.076 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000156 · wk-form4_1700177553.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,950.336 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 21:15 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 27,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010045 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,180 F1 · kind: This transaction involved a gift to a charitable institution. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 20:04 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 27,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008951 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 15,503 F1 · kind: This transaction involved a gift made by the reporting person's spouse. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 21:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 187.825 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000132 · wk-form4_1692307621.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,754.26 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:10 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 196.936 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000096 · wk-form4_1684447839.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,566.435 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 21:06 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000072 · wf-form4_168271599951604.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,369.499 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:17 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 34,624 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0001225208-23-003171 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,248 Underlying: Common Stock · 34,624 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:17 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantStock Option · Derivative | 248,933 | $0.00 Strike: $78.28 | $0.00 |
DisclosureSEC source: 0001225208-23-003171 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,933 Underlying: Common Stock · 248,933 shares Expires 2033-02-28 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:17 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 34,624 | $78.32 | $2,711,876.33 |
DisclosureSEC source: 0001225208-23-003171 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,220.822 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on December 13, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2014 and scheduled to expire on March 4, 2024. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $78.00 - $78.56 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:17 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 34,624 | $35.83 | $1,240,577.92 |
DisclosureSEC source: 0001225208-23-003171 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,844.822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2023 Filed Feb 22, 2023 22:52 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Tax withholdingCommon Stock | 46,594 | $78.45 | $3,655,299.30 |
DisclosureSEC source: 0001225208-23-002567 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,220.822 F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules. F3 · price: The closing price of the Company's common stock on February 17, 2023, the last trading day prior to certification. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:52 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionPerformance Shares · Derivative | 100,539.822 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002567 · doc4.xml · derivative · entry 7 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,539.822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:52 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantPerformance Shares · Derivative | 100,539.822 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002567 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,539.822 Underlying: Common Stock · 100,539.822 shares Expires not disclosed F1 · derivative.exercise_price: On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:52 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 100,539.822 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002567 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,814.822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 20, 2023, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2020 through December 31, 2022 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:53 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 72.445 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000023 · wf-form4_167658437200583.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,551.499 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:17 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 36,236 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-012170 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,236 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:17 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 36,236 | $76.17 | $2,759,972.92 |
DisclosureSEC source: 0001225208-22-012170 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,275 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.40 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:17 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 36,236 | $24.15 | $875,099.40 |
DisclosureSEC source: 0001225208-22-012170 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 3,600 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-011967 · doc4.xml · derivative · entry 9 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,236 Underlying: Common Stock · 3,600 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 3,600 | $76.01 | $273,622.68 |
DisclosureSEC source: 0001225208-22-011967 · doc4.xml · nonDerivative · entry 4 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,275 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 3,600 | $24.15 | $86,940.00 |
DisclosureSEC source: 0001225208-22-011967 · doc4.xml · nonDerivative · entry 3 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 7,292 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-011967 · doc4.xml · derivative · entry 8 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,836 Underlying: Common Stock · 7,292 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 7,292 | $76.02 | $554,356.80 |
DisclosureSEC source: 0001225208-22-011967 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,275 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.09 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:12 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 7,292 | $24.15 | $176,101.80 |
DisclosureSEC source: 0001225208-22-011967 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:25 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GiftCommon Stock | 13,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011841 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,275 F1 · kind: This transaction involved a gift to a charitable institution. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:25 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 78.276 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000152 · wf-form4_166872389787618.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479.054 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:44 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 12,095 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-011654 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,128 Underlying: Common Stock · 12,095 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:44 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 12,095 | $74.16 | $896,989.39 |
DisclosureSEC source: 0001225208-22-011654 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,120 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.38 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:44 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 12,095 | $24.15 | $292,094.25 |
DisclosureSEC source: 0001225208-22-011654 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 6,796 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-011569 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,223 Underlying: Common Stock · 6,796 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 6,796 | $74.09 | $503,522.44 |
DisclosureSEC source: 0001225208-22-011569 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,120 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.27 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 21:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 6,796 | $24.15 | $164,123.40 |
DisclosureSEC source: 0001225208-22-011569 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 22:24 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 14,324 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-011463 · doc4.xml · derivative · entry 9 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,019 Underlying: Common Stock · 14,324 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 22:24 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 14,324 | $74.01 | $1,060,147.89 |
DisclosureSEC source: 0001225208-22-011463 · doc4.xml · nonDerivative · entry 4 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,120 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 22:24 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 14,324 | $24.15 | $345,924.60 |
DisclosureSEC source: 0001225208-22-011463 · doc4.xml · nonDerivative · entry 3 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 22:24 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 430 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-011463 · doc4.xml · derivative · entry 8 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,343 Underlying: Common Stock · 430 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 22:24 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 430 | $74.05 | $31,841.93 |
DisclosureSEC source: 0001225208-22-011463 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,120 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 22:24 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 430 | $24.15 | $10,384.50 |
DisclosureSEC source: 0001225208-22-011463 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionStock Option · Derivative | 13,485 | $0.00 Strike: $24.15 | $0.00 |
DisclosureSEC source: 0001225208-22-011324 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,773 Underlying: Common Stock · 13,485 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 13,485 | $74.04 | $998,415.92 |
DisclosureSEC source: 0001225208-22-011324 · doc4.xml · nonDerivative · entry 2 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,120 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023. F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.18 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | Exercise / conversionCommon Stock | 13,485 | $24.15 | $325,662.75 |
DisclosureSEC source: 0001225208-22-011324 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:26 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 76.73 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000131 · wf-form4_166086155641487.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400.778 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.