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person · Reporting owner

Swift Christopher

Disclosed activity across 2 companies

Tapewire entity
23149
SEC CIK
0001349356

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913DirectorFebruary 06, 2024August 17, 2026
HARTFORD INSURANCE GROUP, INC.HIG · Entity 3092Director · Chairman and CEOAugust 07, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITIZENS FINANCIAL GROUP INC/RI

Report date February 06, 2024 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,288.752 Reported balance After 2026-08-13 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-08-13 · Grant · Acquired 162.168 · Balance 26,288.752

F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Common StockSEC Table I · non-derivativeDirect26,298.752 Reported balance After 2024-02-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-02-06 · Purchase · Acquired 10 · Balance 26,298.752

F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.

Common StockSEC Table I · non-derivativeDirect26,318.752 Reported balance After 2025-06-02 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2025-06-02 · Purchase · Acquired 20 · Balance 26,318.752

F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

F2: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.

F3: On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.

HARTFORD INSURANCE GROUP, INC.

Report date August 07, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,569.485 Reported balance After 2026-08-07 transaction · row 1
1 source row

Row 1 · 2026-08-07 · Gift · Disposed 35,088 · Balance 41,569.485

F1: This transaction involved a gift to a charitable donor-advised fund.

Common StockSEC Table I · non-derivativeIndirectBy Spouse40,003 Reported balance Holding disclosure · report date 2026-08-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 40,003

Common StockSEC Table I · non-derivativeIndirectBy Trust184,903 Reported balance Holding disclosure · report date 2026-08-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 184,903

F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee.

Common StockSEC Table I · non-derivativeIndirectSwift Family Gift Trust95,386 Reported balance Holding disclosure · report date 2026-08-07 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 95,386

Common StockSEC Table I · non-derivativeIndirectSwift Family Legacy Trust60,865 Reported balance Holding disclosure · report date 2026-08-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 60,865

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $49.01 · Expires 2029-02-26Direct352,263 Reported balance Holding disclosure · report date 2026-08-07 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 352,263

F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $51.87 · Expires 2031-02-23Direct310,820 Reported balance Holding disclosure · report date 2026-08-07 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 310,820

F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $53.81 · Expires 2028-02-27Direct284,819 Reported balance Holding disclosure · report date 2026-08-07 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 284,819

F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $55.27 · Expires 2030-02-25Direct327,679 Reported balance Holding disclosure · report date 2026-08-07 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 327,679

F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $69.41 · Expires 2032-02-23Direct301,932 Reported balance Holding disclosure · report date 2026-08-07 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 301,932

F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $78.28 · Expires 2033-02-28Direct248,933 Reported balance Holding disclosure · report date 2026-08-07 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 248,933

F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $95.74 · Expires 2034-02-27Direct116,414 Reported balance Holding disclosure · report date 2026-08-07 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 116,414

F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $116.41 · Expires 2035-02-25Direct99,403 Reported balance Holding disclosure · report date 2026-08-07 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 99,403

F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $140.54 · Expires 2036-02-24Direct102,382 Reported balance Holding disclosure · report date 2026-08-07 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 102,382

F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction involved a gift to a charitable donor-advised fund.

F2: Shares held by a Grantor Retained Annuity Trust of which Mr. Swift is Trustee.

F3: The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.

F4: The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.

F5: The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

F6: The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.

F7: The options became fully exercisable on February 23, 2025, the third anniversary of the grant date.

F8: The options became fully exercisable on February 28, 2026, the third anniversary of the grant date.

F9: One-third of the options became exercisable on February 27, 2025, an additional one-third of the options became exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.

F10: One-third of the options became exercisable on February 25, 2026, an additional one-third of the options will become exercisable on February 25, 2027 and the remaining one-third of the options will become exercisable on February 25, 2028, the third anniversary of the grant date.

F11: One-third of the options will become exercisable on February 24, 2027, an additional one-third of the options will become exercisable on February 24, 2028 and the remaining one-third of the options will become exercisable on February 24, 2029, the third anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2025 Filed Feb 20, 2025 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionPerformance Shares · Derivative 137,459.948 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002051 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 137,459.948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 18, 2025, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2022 through December 31, 2024 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 18, 2025, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2022 through December 31, 2024 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 18, 2025, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2022 through December 31, 2024 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GrantPerformance Shares · Derivative 137,459.948 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002051 · doc4.xml · derivative · entry 5

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,459.948

Underlying: Common Stock · 137,459.948 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 18, 2025, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2022 through December 31, 2024 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 18, 2025, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2022 through December 31, 2024 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 18, 2025, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2022 through December 31, 2024 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 137,459.948 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002051 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,791.948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 18, 2025, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2022 through December 31, 2024 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:29 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 164.017 $0.00 $0.00
Disclosure

SEC source: 0000759944-25-000021 · wk-form4_1739914156.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,264.364

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:39 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 162.3 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000186 · wk-form4_1731706738.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,100.347

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 21:57 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 13,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009730 · doc4.xml · nonDerivative · entry 3

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 40,003

F2 · kind: This transaction involved a gift to a charitable donor-advised fund.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 21:57 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 13,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009730 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 53,603

F1 · kind: This transaction involved a gift by the reporting person to his spouse.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 21:57 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 13,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009730 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,332

F1 · kind: This transaction involved a gift by the reporting person to his spouse.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 20:52 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 185.887 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000153 · wk-form4_1723755116.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,938.047

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 21:18 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 15,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007889 · doc4.xml · nonDerivative · entry 4

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 40,003

Read SEC document
August 05, 2024 Filed Aug 6, 2024 21:18 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 60,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007889 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,932

Read SEC document
August 02, 2024 Filed Aug 6, 2024 21:18 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007889 · doc4.xml · nonDerivative · entry 3

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 55,503

F1 · kind: This transaction involved a gift by the reporting person to his spouse.

Read SEC document
August 02, 2024 Filed Aug 6, 2024 21:18 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007889 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,972

F1 · kind: This transaction involved a gift by the reporting person to his spouse.

Read SEC document
May 15, 2024 Filed May 16, 2024 21:08 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 200.105 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000100 · wk-form4_1715893700.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,752.16

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 20:57 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 4,428 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000071 · wk-form4_1714165018.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,552.055

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:35 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GrantStock Option · Derivative 116,414 $0.00 Strike: $95.74 $0.00
Disclosure

SEC source: 0001225208-24-003293 · doc4.xml · derivative · entry 5

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,414

Underlying: Common Stock · 116,414 shares

Expires 2034-02-27

F2 · derivative.exercise_date: One-third of the options will become exercisable on February 27, 2025, an additional one-third of the options will become exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:35 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GiftCommon Stock 20,968 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003293 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,972.07

F1 · kind: This transaction involved a gift to a charitable institution.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 22:10 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Tax withholdingCommon Stock 87,880 $93.43 $8,210,628.40
Disclosure

SEC source: 0001225208-24-002730 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,940.07

F2 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules.

F3 · price: The closing price of the Company's common stock on February 20, 2024, the day of certification.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:10 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionPerformance Shares · Derivative 189,640.07 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002730 · doc4.xml · derivative · entry 7

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 189,640.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:10 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 GrantPerformance Shares · Derivative 189,640.07 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002730 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,640.07

Underlying: Common Stock · 189,640.07 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 22:10 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 189,640.07 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002730 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,820.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2024, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2021 through December 31, 2023 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 00:31 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 173.719 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000035 · wk-form4_1708043458.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,124.055

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 06, 2024 Filed Aug 17, 2026 20:28 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 PurchaseCommon Stock 10 $31.47 $314.74
Disclosure

SEC source: 0000759944-26-000174 · wk-form4_1786998481.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,298.752

F2 · shares: On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 21:17 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 94,807 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-001112 · doc4.xml · derivative · entry 9

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,807 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 21:17 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 94,807 $86.65 $8,214,713.69
Disclosure

SEC source: 0001225208-24-001112 · doc4.xml · nonDerivative · entry 4

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $86.18 - $86.91 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 21:17 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 94,807 $41.25 $3,910,788.75
Disclosure

SEC source: 0001225208-24-001112 · doc4.xml · nonDerivative · entry 3

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 264,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:17 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 4,866 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-001112 · doc4.xml · derivative · entry 8

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,807

Underlying: Common Stock · 4,866 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:17 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 4,866 $86.00 $418,493.03
Disclosure

SEC source: 0001225208-24-001112 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $86.00 - $86.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:17 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 4,866 $41.25 $200,722.50
Disclosure

SEC source: 0001225208-24-001112 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 21:08 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 956 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-001070 · doc4.xml · derivative · entry 10

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,673

Underlying: Common Stock · 956 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 21:08 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 956 $86.00 $82,218.96
Disclosure

SEC source: 0001225208-24-001070 · doc4.xml · nonDerivative · entry 5

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F4 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $86.00 - $86.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 21:08 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 956 $41.25 $39,435.00
Disclosure

SEC source: 0001225208-24-001070 · doc4.xml · nonDerivative · entry 4

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 171,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:08 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 46,818 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-001070 · doc4.xml · derivative · entry 9

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,629

Underlying: Common Stock · 46,818 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:08 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 38,452 $84.64 $3,254,573.43
Disclosure

SEC source: 0001225208-24-001070 · doc4.xml · nonDerivative · entry 3

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.99 - $84.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:08 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 8,366 $85.06 $711,586.03
Disclosure

SEC source: 0001225208-24-001070 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,632

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $84.99 - $85.11 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:08 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 46,818 $41.25 $1,931,242.50
Disclosure

SEC source: 0001225208-24-001070 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:26 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 43,551 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-001036 · doc4.xml · derivative · entry 9

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,447

Underlying: Common Stock · 43,551 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:26 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 43,551 $83.00 $3,614,754.78
Disclosure

SEC source: 0001225208-24-001036 · doc4.xml · nonDerivative · entry 4

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.015 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:26 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 43,551 $41.25 $1,796,478.75
Disclosure

SEC source: 0001225208-24-001036 · doc4.xml · nonDerivative · entry 3

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:26 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 4,633 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-001036 · doc4.xml · derivative · entry 8

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,998

Underlying: Common Stock · 4,633 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:26 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 4,633 $83.06 $384,827.17
Disclosure

SEC source: 0001225208-24-001036 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.18 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:26 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 4,633 $41.25 $191,111.25
Disclosure

SEC source: 0001225208-24-001036 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:10 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 2,290 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-000914 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,631

Underlying: Common Stock · 2,290 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:10 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 2,290 $83.15 $190,413.50
Disclosure

SEC source: 0001225208-24-000914 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.24 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:10 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 2,290 $41.25 $94,462.50
Disclosure

SEC source: 0001225208-24-000914 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 3,337 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-24-000647 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,921

Underlying: Common Stock · 3,337 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 3,337 $83.00 $276,981.34
Disclosure

SEC source: 0001225208-24-000647 · doc4.xml · nonDerivative · entry 2

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.025 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:05 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionCommon Stock 3,337 $41.25 $137,651.25
Disclosure

SEC source: 0001225208-24-000647 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:12 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 Exercise / conversionStock Option · Derivative 47,033 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001225208-23-011285 · doc4.xml · derivative · entry 9

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 201,258

Underlying: Common Stock · 47,033 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 22:12 UTC HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 SaleCommon Stock 47,033 $80.41 $3,781,979.97
Disclosure

SEC source: 0001225208-23-011285 · doc4.xml · nonDerivative · entry 4

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,180

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.

F3 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.