Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | August 13, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 473,948.712 |
Reported balance
After 2026-08-13 transaction · row 1
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 134.488 · Balance 473,948.712 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 57,916 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 57,916 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Investors Bancorp, Inc.
Report date April 06, 2022 · Filed April 07, 2022
Section 16 reporting ended · disclosed 2022-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-06 · Tax withholding · Disposed 64,750 · Balance 1,522,384 Row 2 · 2022-04-06 · Other · Disposed 1,522,384 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 0 |
Reported balance
After 2022-04-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-04-06 · Other · Disposed 14,359 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2022-04-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-04-06 · Other · Disposed 79,925 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2022-04-06 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-04-06 · Other · Disposed 50,375 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.54 · Expires 2025-06-23 | Direct | 0 |
Reported balance
After 2022-04-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-06 · Other · Disposed 525,120 · Balance 0 F2: Each option was converted into an option to purchase a number of shares of Citizens Financial Group Inc.'s common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Investors Bancorp Inc. common stock subject to such stock option by (ii) 0.3272, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Investors Bancorp, Inc. common stock subject to such option by (b) 0.0302. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.
F2: Each option was converted into an option to purchase a number of shares of Citizens Financial Group Inc.'s common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Investors Bancorp Inc. common stock subject to such stock option by (ii) 0.3272, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Investors Bancorp, Inc. common stock subject to such option by (b) 0.0302.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 3,450 | $12.14 | $41,865.75 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 26 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,612 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 300 | $12.13 | $3,639.45 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 25 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755,062 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 17,270 | $12.13 | $209,485.10 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 24 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755,362 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 19,392 | $12.13 | $235,128.00 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 23 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772,632 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 26,619 | $12.12 | $322,622.28 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 22 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,792,024 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 30,418 | $12.11 | $368,361.98 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 21 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,818,643 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Exercise / conversionStock Options · Derivative | 1,147,500 | $0.00 Strike: $5.99 | $0.00 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · derivative · entry 31 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,147,500 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 11,712 | $12.20 | $142,886.40 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 20 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,849,061 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 4,500 | $12.18 | $54,810.00 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 19 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860,773 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 15,008 | $12.17 | $182,647.36 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 18 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865,273 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 4,372 | $12.17 | $53,185.38 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 17 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,880,281 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 17,668 | $12.16 | $214,842.88 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 16 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,884,653 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 7,534 | $12.16 | $91,575.77 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 15 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,902,321 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 1,300 | $12.15 | $15,798.25 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 14 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,909,855 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 50,830 | $12.15 | $617,584.50 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 13 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,911,155 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 20,808 | $12.13 | $252,297.00 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 12 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,961,985 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 113,956 | $12.12 | $1,381,146.72 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 11 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982,793 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 60,263 | $12.12 | $730,086.25 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 10 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096,749 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 282,324 | $12.11 | $3,418,943.64 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 9 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,157,012 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 25,096 | $12.11 | $303,787.08 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 8 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439,336 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 119,557 | $12.10 | $1,446,639.70 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 7 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464,432 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 4,359 | $12.10 | $52,722.11 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 6 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583,989 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 300 | $12.09 | $3,627.45 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 5 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,588,348 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 37,769 | $12.09 | $456,627.21 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 4 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,588,648 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 3,600 | $12.09 | $43,506.00 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 3 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,626,417 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 119,044 | $12.08 | $1,438,051.52 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 2 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,630,017 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Exercise / conversionCommon Stock | 1,147,500 | $5.99 | $6,873,525.00 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,749,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.