Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Chief Financial Officer | August 14, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date August 14, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 502,203 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Exercise / conversion · Acquired 126,562 · Balance 598,693 Row 2 · 2026-08-14 · Sale · Disposed 96,490 · Balance 502,203 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 506,250 |
Reported balance
After 2026-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-14 · Exercise / conversion · Disposed 126,562 · Balance 506,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2021 Filed Jun 17, 2021 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 14,000 | $65.16 | $912,198.00 |
DisclosureSEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 4 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 14,000 | $25.91 | $362,740.00 |
DisclosureSEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 3 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 6,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · derivative · entry 5 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000 Underlying: Common Stock · 6,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 6,000 | $66.34 | $398,040.60 |
DisclosureSEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 6,000 | $25.91 | $155,460.00 |
DisclosureSEC source: 0000913760-21-000105 · wf-form4_162396507249916.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:00 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 11,013 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000225 · wf-form4_160815962602300.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,321 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:34 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 7,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000157 · wf-form4_157661846414680.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,308 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:48 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantStock Options · Derivative | 100,000 | $45.00 Strike: $45.00 | $4,500,000.00 |
DisclosureSEC source: 0000913760-19-000048 · wf-form4_155026726146485.xml · derivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 100,000 shares Expires 2026-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:01 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 8,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000166 · wf-form4_154509487471462.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,531 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 20:53 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 2,500 | $55.00 | $137,500.00 |
DisclosureSEC source: 0000913760-18-000107 · wf-form4_153203357916960.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,058 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:23 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 1,000 | $50.00 | $50,001.30 |
DisclosureSEC source: 0000913760-18-000082 · wf-form4_152788456838471.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,558 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:55 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 750 | $46.37 | $34,780.13 |
DisclosureSEC source: 0000913760-18-000052 · wf-form4_152106812918518.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,558 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 22:43 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 582 | $41.89 | $24,379.98 |
DisclosureSEC source: 0000913760-17-000130 · wf-form4_151363699906921.xml · nonDerivative · entry 2 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,308 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:43 UTC | StoneX Group Inc. INTL · Entity 3627 | Tax withholdingCommon Stock | 1,652 | $41.00 | $67,732.00 |
DisclosureSEC source: 0000913760-17-000130 · wf-form4_151363699906921.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,890 F1 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:18 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 4,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-16-000371 · wf-form4_148192308018308.xml · nonDerivative · entry 1 Dunaway William J · CIK 0001405955 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,542 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.