Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,636 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Grant · Acquired 111 · Balance 3,814 F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 4,636 F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,467 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467 F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2024 Filed Apr 25, 2024 22:46 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 154,160 | $17.61 | $2,714,834.68 |
DisclosureSEC source: 0001783879-24-000120 · wk-form4_1714085188.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.09 to $17.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 22:46 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 154,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000120 · wk-form4_1714085188.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 154,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 22:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000117 · wk-form4_1713825713.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,416,704 Underlying: Class A Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on April 18, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on April 18, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on April 18, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 22:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 16,667 | $17.16 | $285,994.05 |
DisclosureSEC source: 0001783879-24-000117 · wk-form4_1713825713.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.92 to $17.58. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 22:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000117 · wk-form4_1713825713.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on April 18, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 23:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000085 · wk-form4_1711063380.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,433,371 Underlying: Class A Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on March 19, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on March 19, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on March 19, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 23:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 16,667 | $17.17 | $286,129.06 |
DisclosureSEC source: 0001783879-24-000085 · wk-form4_1711063380.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.74 to $17.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 23:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000085 · wk-form4_1711063380.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on March 19, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 22:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 157,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000081 · wk-form4_1710456619.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,450,038 Underlying: Class A Common Stock · 157,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on March 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 157,177 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on March 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 157,177 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on March 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 157,177 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 22:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 157,177 | $16.41 | $2,579,934.71 |
DisclosureSEC source: 0001783879-24-000081 · wk-form4_1710456619.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.20 to $16.89. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 22:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 157,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000081 · wk-form4_1710456619.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 157,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on March 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 157,177 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008706 · wk-form4_1709599127.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,607,215 Underlying: Class A Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on February 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on February 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on February 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 16,667 | $16.17 | $269,428.72 |
DisclosureSEC source: 0001628280-24-008706 · wk-form4_1709599127.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.69 to $16.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-008706 · wk-form4_1709599127.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on February 29, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 482,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000060 · wk-form4_1709162990.xml · derivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,623,882 Underlying: Class A Common Stock · 482,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 482,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 482,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 482,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 16,667 | $15.09 | $251,505.03 |
DisclosureSEC source: 0001783879-24-000060 · wk-form4_1709162990.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F4 · price: This transaction was executed at price of $15.09. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 466,000 | $15.10 | $7,035,108.80 |
DisclosureSEC source: 0001783879-24-000060 · wk-form4_1709162990.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $15.09 to $15.21. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 482,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000060 · wk-form4_1709162990.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 482,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on February 26, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 482,667 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 184,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000051 · wk-form4_1708730922.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 59,106,549 Underlying: Class A Common Stock · 184,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on February 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 184,580 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on February 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 184,580 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on February 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 184,580 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 188,077 | $13.57 | $2,552,073.24 |
DisclosureSEC source: 0001783879-24-000051 · wk-form4_1708730922.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.40 to $13.84. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 184,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000051 · wk-form4_1708730922.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 188,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on February 21, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 184,580 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 23:35 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 21,587 | $10.82 | $233,517.37 |
DisclosureSEC source: 0001783879-24-000040 · wk-form4_1707176093.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,045 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,632 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.66 to $10.93. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:35 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000040 · wk-form4_1707176093.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,180,729 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:35 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000040 · wk-form4_1707176093.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 23:36 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 222,877 | $12.28 | $2,737,731.92 |
DisclosureSEC source: 0001783879-24-000027 · wk-form4_1704929785.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 3,497 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.98 to $12.57. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 227,859 | $11.56 | $2,633,662.68 |
DisclosureSEC source: 0001783879-23-000297 · wk-form4_1702683480.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 226,374 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.13 to $12.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. F3 · balance_after: Reflects the prior transfer of 158,128 shares of Class A Common Stock from the Reporting Person to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 23:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 106,319 | $8.31 | $883,617.21 |
DisclosureSEC source: 0001783879-23-000274 · wk-form4_1700090917.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 296,105 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust on August 11, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.13 to $8.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 22:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 27,832 | $9.35 | $260,307.13 |
DisclosureSEC source: 0001783879-23-000259 · wk-form4_1699050836.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 158,128 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.19 to $9.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 22:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000259 · wk-form4_1699050836.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,238,361 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 22:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000259 · wk-form4_1699050836.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 185,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 22:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 90,021 | $9.43 | $848,997.05 |
DisclosureSEC source: 0001783879-23-000243 · wk-form4_1697495286.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 402,424 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.28 to $9.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 22:05 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 80,720 | $10.87 | $877,071.23 |
DisclosureSEC source: 0001783879-23-000220 · wk-form4_1694729108.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 492,445 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.79 to $11.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 81,548 | $10.68 | $870,859.25 |
DisclosureSEC source: 0001783879-23-000193 · wk-form4_1692139182.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 573,165 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $10.61 to $10.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 22:32 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 29,606 | $12.45 | $368,659.83 |
DisclosureSEC source: 0001783879-23-000185 · wk-form4_1691101935.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 128,327 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $12.35 to $12.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:32 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000185 · wk-form4_1691101935.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,295,994 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:32 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000185 · wk-form4_1691101935.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 22:32 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 73,965 | $11.92 | $881,366.94 |
DisclosureSEC source: 0001783879-23-000165 · wk-form4_1689373927.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 654,713 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.72 to $12.09. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 92,987 | $9.33 | $867,829.07 |
DisclosureSEC source: 0001783879-23-000137 · wk-form4_1686780549.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 728,678 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.24 to $9.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 96,472 | $9.52 | $918,056.49 |
DisclosureSEC source: 0001783879-23-000119 · wf-form4_168419363712182.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 821,665 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.19 to $9.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 03, 2023 Filed May 3, 2023 23:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 23,313 | $8.41 | $195,959.75 |
DisclosureSEC source: 0001783879-23-000105 · wf-form4_168315623035641.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,300 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022 which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,632 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.35 to $9.3499. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000105 · wf-form4_168315623035641.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,353,627 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the Robinhood Markets, Inc ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000105 · wf-form4_168315623035641.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 123,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 22:51 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 87,413 | $9.88 | $863,229.60 |
DisclosureSEC source: 0001783879-23-000093 · wf-form4_168133987116162.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 918,137 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.65 to $9.99. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 92,691 | $9.02 | $836,434.31 |
DisclosureSEC source: 0001783879-23-000065 · wf-form4_167883301658204.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 1,005,550 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.57 to $9.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 86,806 | $9.98 | $866,601.66 |
DisclosureSEC source: 0001783879-23-000040 · wf-form4_167641797524964.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 1,098,241 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.85 to $10.31. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 23:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 19,918 | $11.28 | $224,770.65 |
DisclosureSEC source: 0001783879-23-000031 · wf-form4_167546688422942.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,981 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2022 which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.04 to $11.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000031 · wf-form4_167546688422942.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,411,259 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the Robinhood Markets Inc. ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000031 · wf-form4_167546688422942.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 23:27 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 106,061 | $8.53 | $905,188.21 |
DisclosureSEC source: 0001783879-23-000022 · wf-form4_167347960801863.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 1,185,047 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.39 to $8.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 22:49 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 91,912 | $9.36 | $860,709.92 |
DisclosureSEC source: 0001783879-22-000264 · wf-form4_167097177886014.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 1,291,108 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust in August 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.28 to $9.47. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.